0000099106-19-000006.txt : 20191018
0000099106-19-000006.hdr.sgml : 20191018
20191018120104
ACCESSION NUMBER: 0000099106-19-000006
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181102
FILED AS OF DATE: 20191018
DATE AS OF CHANGE: 20191018
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fazio Nicholas J
CENTRAL INDEX KEY: 0001784269
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-02257
FILM NUMBER: 191157194
MAIL ADDRESS:
STREET 1: C/O TRANS-LUX CORPORATION
STREET 2: 135 EAST 57TH STREET, 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRANS LUX Corp
CENTRAL INDEX KEY: 0000099106
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990]
IRS NUMBER: 131394750
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 135 EAST 57TH STREET
STREET 2: 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 800-243-5544
MAIL ADDRESS:
STREET 1: 135 EAST 57TH STREET
STREET 2: 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: TRANS LUX CORP
DATE OF NAME CHANGE: 19920703
3
1
primary_doc.xml
PRIMARY DOCUMENT
X0206
3
2018-11-02
0
0000099106
TRANS LUX Corp
TNLX
0001784269
Fazio Nicholas J
C/O TRANS-LUX CORPORATION
135 EAST 57TH STREET, 14TH FLOOR
NEW YORK
NY
10022
1
0
1
0
Common Stock
1315789
I
Director and Executive Officer of Unilumin North America (the holder of these shares)
Warrant
0.97
2018-11-02
2020-11-02
Common Stock
5670103
I
Director and Executive Officer of Unilumin North America (the holder of these warrants)
As Director and Executive Officer of Unilumin North America (the holder of these shares), Mr. Fazio has voting and dispositive power over
the shares, but does not have a pecuniary interest in these shares.
As Director and Executive Officer of Unilumin North America (the holder of these warrants), Mr. Fazio has voting and dispositive power over
the warrants, but does not have a pecuniary interest in these warrants.
Nicholas Fazio
2019-10-18