0000099106-19-000006.txt : 20191018 0000099106-19-000006.hdr.sgml : 20191018 20191018120104 ACCESSION NUMBER: 0000099106-19-000006 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181102 FILED AS OF DATE: 20191018 DATE AS OF CHANGE: 20191018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fazio Nicholas J CENTRAL INDEX KEY: 0001784269 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02257 FILM NUMBER: 191157194 MAIL ADDRESS: STREET 1: C/O TRANS-LUX CORPORATION STREET 2: 135 EAST 57TH STREET, 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANS LUX Corp CENTRAL INDEX KEY: 0000099106 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 131394750 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 135 EAST 57TH STREET STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 800-243-5544 MAIL ADDRESS: STREET 1: 135 EAST 57TH STREET STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: TRANS LUX CORP DATE OF NAME CHANGE: 19920703 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2018-11-02 0 0000099106 TRANS LUX Corp TNLX 0001784269 Fazio Nicholas J C/O TRANS-LUX CORPORATION 135 EAST 57TH STREET, 14TH FLOOR NEW YORK NY 10022 1 0 1 0 Common Stock 1315789 I Director and Executive Officer of Unilumin North America (the holder of these shares) Warrant 0.97 2018-11-02 2020-11-02 Common Stock 5670103 I Director and Executive Officer of Unilumin North America (the holder of these warrants) As Director and Executive Officer of Unilumin North America (the holder of these shares), Mr. Fazio has voting and dispositive power over the shares, but does not have a pecuniary interest in these shares. As Director and Executive Officer of Unilumin North America (the holder of these warrants), Mr. Fazio has voting and dispositive power over the warrants, but does not have a pecuniary interest in these warrants. Nicholas Fazio 2019-10-18