0000099106-19-000005.txt : 20191018 0000099106-19-000005.hdr.sgml : 20191018 20191018114244 ACCESSION NUMBER: 0000099106-19-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181005 FILED AS OF DATE: 20191018 DATE AS OF CHANGE: 20191018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHAIO ALBERTO CENTRAL INDEX KEY: 0000908580 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02257 FILM NUMBER: 191157156 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANS LUX Corp CENTRAL INDEX KEY: 0000099106 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 131394750 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 135 EAST 57TH STREET STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 800-243-5544 MAIL ADDRESS: STREET 1: 135 EAST 57TH STREET STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: TRANS LUX CORP DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-10-05 0 0000099106 TRANS LUX Corp TNLX 0000908580 SHAIO ALBERTO 0 1 0 0 President & CEO Common Stock 2018-10-05 4 A 0 20000 0 A 90271 D Common Stock 2019-03-06 4 C 1 25200 0 A 115471 D Common Stock 2019-04-10 4 X 0 60000 1 A 175471 D Series B Convertible Preferred Stock 0 2019-03-06 4 C 1 252 200 D 2015-11-19 Common Stock 25200 0 D Acquired 25,200 shares of Common Stock upon conversion of 252 shares of Series B Convertible Preferred Stock. No cash fee. Acquired via Rights Offering by Trans-Lux. Each share of Series B Convertible Preferred Stock is convertible into 100 shares of Common Stock. Alberto Shaio 2019-10-18