0000099106-14-000009.txt : 20140902 0000099106-14-000009.hdr.sgml : 20140901 20140902152900 ACCESSION NUMBER: 0000099106-14-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140627 FILED AS OF DATE: 20140902 DATE AS OF CHANGE: 20140902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANS LUX Corp CENTRAL INDEX KEY: 0000099106 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 131394750 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 950 THIRD AVENUE STREET 2: SUITE 2804 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 800-243-5544 MAIL ADDRESS: STREET 1: 950 THIRD AVENUE STREET 2: SUITE 2804 CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: TRANS LUX CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shi Yaozhong CENTRAL INDEX KEY: 0001612877 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02257 FILM NUMBER: 141077505 MAIL ADDRESS: STREET 1: 950 THIRD AVENUE, SUITE 2804 CITY: NEW YORK STATE: NY ZIP: 10022 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-06-27 0 0000099106 TRANS LUX Corp TNLX 0001612877 Shi Yaozhong 950 THIRD AVENUE, SUITE 2804 NEW YORK NY 10022 1 0 0 0 Common Stock 2014-06-27 4 A 0 333333 6 A 333333 I Director, Member and Majority Owner of owner of shares Warrants 8 2014-06-27 4 A 0 33333 8 A 2014-06-27 2016-06-26 Common Stock 33333 33333 I Director, member and majority owner of owner of deriviative securities The shares are owned by Retop Industrial (Hong Kong) Limited and were previously acquired by such entity on 06/27/2014. After a recent reorganization of this entity, I am now a diretor, member and majority owner of Retop Industrial (Hong Kong) Limited as of 07/30/2014. I exercise voting and dispositive rights over the shares, and am a director, member and majority owner of Retop Industrial (Hong Kong) Limited. The warrants are owned by Retop Industrial (Hong Kong) Limited and were previously acquired by such entity on 06/27/2014. After a recent reorganization of this entity, I am now a diretor, member and majority owner of Retop Industrial (Hong Kong) Limited as of 07/30/2014. I exercise voting and dispositive rights over the underlying shares, and am a director, member and majority owner of Retop Industrial (Hong Kong) Limited. Yaozhong Shi 2014-09-02