0000099106-13-000011.txt : 20131017 0000099106-13-000011.hdr.sgml : 20131017 20131017142549 ACCESSION NUMBER: 0000099106-13-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131002 FILED AS OF DATE: 20131017 DATE AS OF CHANGE: 20131017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANS LUX CORP CENTRAL INDEX KEY: 0000099106 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 131394750 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 26 PEARL STREET CITY: NORWALK STATE: CT ZIP: 06850-1647 BUSINESS PHONE: 2038534321 MAIL ADDRESS: STREET 1: 26 PEARL STREET CITY: NORWALK STATE: CT ZIP: 06850-1647 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FIRSTENBERG JEAN CENTRAL INDEX KEY: 0001257120 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02257 FILM NUMBER: 131156188 MAIL ADDRESS: STREET 1: 10430 BELLAGIO RD CITY: LOS ANGELES STATE: CA ZIP: 90077 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-10-02 0 0000099106 TRANS LUX CORP TNLX 0001257120 FIRSTENBERG JEAN 10430 BELLAGIO RD LOS ANGELES CA 90077 1 0 0 0 Warrant 0.5 2013-10-02 4 A 0 50000 0 A 2014-10-02 2018-10-02 Common Stock 50000 50000 D 50,000 Warrants were granted to Ms. Firstenberg by the Board of Directors and approved by the stockholders at the 2013 Annual Meeting. 16,500 are exercisable after 1 year; an additional 16,500 warrants are exercisable after 2 years; and all of the warrants are exercisable after 3 years. /s/ Jean Firstenberg 2013-10-17