0000099106-13-000011.txt : 20131017
0000099106-13-000011.hdr.sgml : 20131017
20131017142549
ACCESSION NUMBER: 0000099106-13-000011
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131002
FILED AS OF DATE: 20131017
DATE AS OF CHANGE: 20131017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRANS LUX CORP
CENTRAL INDEX KEY: 0000099106
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990]
IRS NUMBER: 131394750
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 26 PEARL STREET
CITY: NORWALK
STATE: CT
ZIP: 06850-1647
BUSINESS PHONE: 2038534321
MAIL ADDRESS:
STREET 1: 26 PEARL STREET
CITY: NORWALK
STATE: CT
ZIP: 06850-1647
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FIRSTENBERG JEAN
CENTRAL INDEX KEY: 0001257120
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-02257
FILM NUMBER: 131156188
MAIL ADDRESS:
STREET 1: 10430 BELLAGIO RD
CITY: LOS ANGELES
STATE: CA
ZIP: 90077
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2013-10-02
0
0000099106
TRANS LUX CORP
TNLX
0001257120
FIRSTENBERG JEAN
10430 BELLAGIO RD
LOS ANGELES
CA
90077
1
0
0
0
Warrant
0.5
2013-10-02
4
A
0
50000
0
A
2014-10-02
2018-10-02
Common Stock
50000
50000
D
50,000 Warrants were granted to Ms. Firstenberg by the Board of Directors and approved by the stockholders at the 2013 Annual Meeting. 16,500 are exercisable after 1 year; an additional 16,500 warrants are exercisable after 2 years; and all of the warrants are exercisable after 3 years.
/s/ Jean Firstenberg
2013-10-17