0000099106-13-000004.txt : 20130816
0000099106-13-000004.hdr.sgml : 20130816
20130816164308
ACCESSION NUMBER: 0000099106-13-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130814
FILED AS OF DATE: 20130816
DATE AS OF CHANGE: 20130816
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRANS LUX CORP
CENTRAL INDEX KEY: 0000099106
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990]
IRS NUMBER: 131394750
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 26 PEARL STREET
CITY: NORWALK
STATE: CT
ZIP: 06850-1647
BUSINESS PHONE: 2038534321
MAIL ADDRESS:
STREET 1: 26 PEARL STREET
CITY: NORWALK
STATE: CT
ZIP: 06850-1647
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELSER MARCO M
CENTRAL INDEX KEY: 0001321913
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-02257
FILM NUMBER: 131045827
MAIL ADDRESS:
STREET 1: VIA SISTINA 121
CITY: ROME
STATE: L6
ZIP: 00187
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2013-08-14
0
0000099106
TRANS LUX CORP
TNLX
0001321913
ELSER MARCO M
VIA SISTINA 121
ROME
L6
00187
ITALY
1
0
0
0
Common Stock
2013-08-14
4
C
0
90000
0.2
A
705000
I
Manager of the accounts.
A Warrants
0.2
2013-08-14
4
C
0
90000
0.2
D
2011-11-14
2013-09-13
Common Stock
90000
0
I
Manager of the accounts.
B Warrants
0.5
2013-08-14
4
C
0
90000
0.5
A
2013-08-14
2014-11-14
Common Stock
90000
90000
I
Manager of the accounts.
302,500 of which are owned by Elser & Co., of which I exercise voting and dispositive rights as the account manager, but disclaim any beneficial ownership. 342,500 of which are owned by Carlisle Investments, of which I exercise voting and dispositive rights as the account manager, but disclaim any beneficial ownership. 60,000 of which are owned by AdviCorp plc, of which I exercise voting and dispositive rights as the account manager, and own 50% of the equity of AdviCorp plc. No change in ownership on behalf of AdviCorp plc is being reported in this Form 4.
40,000 of which are owned by Elser & Co., of which I exercise voting and dispositive rights as the account manager, but disclaim any beneficial ownership. 50,000 of which are owned by Carlisle Investments, of which I exercise voting and dispositive rights as the account manager, but disclaim any beneficial ownership.
Each B Warrant entitles the holder to purchase one share of Common Stock, at an exercise price of $0.50 per share.
/s/ Marco Elser
2013-08-16