0000099106-13-000004.txt : 20130816 0000099106-13-000004.hdr.sgml : 20130816 20130816164308 ACCESSION NUMBER: 0000099106-13-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130814 FILED AS OF DATE: 20130816 DATE AS OF CHANGE: 20130816 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANS LUX CORP CENTRAL INDEX KEY: 0000099106 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 131394750 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 26 PEARL STREET CITY: NORWALK STATE: CT ZIP: 06850-1647 BUSINESS PHONE: 2038534321 MAIL ADDRESS: STREET 1: 26 PEARL STREET CITY: NORWALK STATE: CT ZIP: 06850-1647 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELSER MARCO M CENTRAL INDEX KEY: 0001321913 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02257 FILM NUMBER: 131045827 MAIL ADDRESS: STREET 1: VIA SISTINA 121 CITY: ROME STATE: L6 ZIP: 00187 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-08-14 0 0000099106 TRANS LUX CORP TNLX 0001321913 ELSER MARCO M VIA SISTINA 121 ROME L6 00187 ITALY 1 0 0 0 Common Stock 2013-08-14 4 C 0 90000 0.2 A 705000 I Manager of the accounts. A Warrants 0.2 2013-08-14 4 C 0 90000 0.2 D 2011-11-14 2013-09-13 Common Stock 90000 0 I Manager of the accounts. B Warrants 0.5 2013-08-14 4 C 0 90000 0.5 A 2013-08-14 2014-11-14 Common Stock 90000 90000 I Manager of the accounts. 302,500 of which are owned by Elser & Co., of which I exercise voting and dispositive rights as the account manager, but disclaim any beneficial ownership. 342,500 of which are owned by Carlisle Investments, of which I exercise voting and dispositive rights as the account manager, but disclaim any beneficial ownership. 60,000 of which are owned by AdviCorp plc, of which I exercise voting and dispositive rights as the account manager, and own 50% of the equity of AdviCorp plc. No change in ownership on behalf of AdviCorp plc is being reported in this Form 4. 40,000 of which are owned by Elser & Co., of which I exercise voting and dispositive rights as the account manager, but disclaim any beneficial ownership. 50,000 of which are owned by Carlisle Investments, of which I exercise voting and dispositive rights as the account manager, but disclaim any beneficial ownership. Each B Warrant entitles the holder to purchase one share of Common Stock, at an exercise price of $0.50 per share. /s/ Marco Elser 2013-08-16