0000099106-13-000002.txt : 20130816
0000099106-13-000002.hdr.sgml : 20130816
20130816160210
ACCESSION NUMBER: 0000099106-13-000002
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120525
FILED AS OF DATE: 20130816
DATE AS OF CHANGE: 20130816
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRANS LUX CORP
CENTRAL INDEX KEY: 0000099106
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990]
IRS NUMBER: 131394750
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 26 PEARL STREET
CITY: NORWALK
STATE: CT
ZIP: 06850-1647
BUSINESS PHONE: 2038534321
MAIL ADDRESS:
STREET 1: 26 PEARL STREET
CITY: NORWALK
STATE: CT
ZIP: 06850-1647
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELSER MARCO M
CENTRAL INDEX KEY: 0001321913
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-02257
FILM NUMBER: 131045333
MAIL ADDRESS:
STREET 1: VIA SISTINA 121
CITY: ROME
STATE: L6
ZIP: 00187
3/A
1
primary_doc.xml
PRIMARY DOCUMENT
X0206
3/A
2012-05-25
2012-08-07
0
0000099106
TRANS LUX CORP
TNLX
0001321913
ELSER MARCO M
VIA SISTINA 121
ROME
L6
00187
ITALY
1
0
0
0
Common Stock
42500
I
Manager of the account.
Common Stock
62500
I
Manager of the account.
Common Stock
60000
I
Manager of the account and owns 50% ofthe equity.
Series A Convertible Preferred Stock
5000
I
Manager of the account.
Series A Convertible Preferred Stock
4000
I
Manager of the account.
A Warrants
0.2
2011-11-14
2013-09-13
Common Stock
90000
I
Manager of the account.
B Warrants
0.5
2014-11-14
Common Stock
90000
I
Manager of the account.
Owned by Carlisle Investments, of which I exercise voting and dispositive rights as the account manager, but disclaim any beneficial ownership.
Owned by Elser & Co., of which I exercise voting and dispositive rights as the account manager, but disclaim any beneficial ownership.
Owned by AdviCorp plc, of which I exercise voting and dispositive rights as the account manager, and own 50% of the equity of AdviCorp plc.
Each A Warrant entitles the holder to purchase one share of Common Stock and one B Warrant, at an exercise price of $0.20 per share.
The B Warrants are exercisable upon the holder's exercise of the A Warrants pursuant to which the B Warrants are issued, and are exercisable for three years from November 14, 2011, the date of the original offering.
/s/ Marco Elser
2013-08-16