0000099106-12-000008.txt : 20120316 0000099106-12-000008.hdr.sgml : 20120316 20120316175916 ACCESSION NUMBER: 0000099106-12-000008 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120306 FILED AS OF DATE: 20120316 DATE AS OF CHANGE: 20120316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sloyer Elliot CENTRAL INDEX KEY: 0001408421 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-02257 FILM NUMBER: 12698774 MAIL ADDRESS: STREET 1: 35 TOILSOME BROOK ROAD CITY: STAMFORD STATE: CT ZIP: 06905 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANS LUX CORP CENTRAL INDEX KEY: 0000099106 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 131394750 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 26 PEARL STREET CITY: NORWALK STATE: CT ZIP: 06850-1647 BUSINESS PHONE: 2038534321 MAIL ADDRESS: STREET 1: 26 PEARL STREET CITY: NORWALK STATE: CT ZIP: 06850-1647 3/A 1 primary_doc.xml PRIMARY DOCUMENT X0204 3/A 2012-03-06 2012-03-08 0 0000099106 TRANS LUX CORP TNLX 0001408421 Sloyer Elliot 35 TOILSOME BROOK ROAD STAMFORD CT 06905 1 0 0 0 A Warrants 1 2011-11-14 2012-11-13 Common Stock 50000 I Fund manager and investor B Warrants 1 2014-11-13 Common Stock 50000 I Fund manager and investor. Each "A" Warrant entitles the holder to purchase one share of Common Stock at an exercise price of $1.00 per share, subject to adjustment to $0.20 per share at such time as the Certificate of Incorporation of the Company is amended to reduce the par value of the Common Stock to an amount less than $0.10. The "B" Warrant is exercisable upon the holder's exercise of the "A" Warrant, pursuant to which the "B" Warrant is issued, and is exercisable for three years from date of the transaction. Each "B" Warrant entitles the holder to purchase one share of Common Stock at an exercise price of $1.00 per share, subject to adjustment to $0.50 per share at such time as the Certificate of Incorporation of the Company is amended to reduce the par value of the Common Stock to an amount less than $0.10. Owned by WestLane Equity Income Fund LP, of which I exercise voting and investment control as the fund manager and investor. /s/ Elliot S. Sloyer 2012-03-16