0000099106-12-000008.txt : 20120316
0000099106-12-000008.hdr.sgml : 20120316
20120316175916
ACCESSION NUMBER: 0000099106-12-000008
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120306
FILED AS OF DATE: 20120316
DATE AS OF CHANGE: 20120316
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sloyer Elliot
CENTRAL INDEX KEY: 0001408421
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-02257
FILM NUMBER: 12698774
MAIL ADDRESS:
STREET 1: 35 TOILSOME BROOK ROAD
CITY: STAMFORD
STATE: CT
ZIP: 06905
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRANS LUX CORP
CENTRAL INDEX KEY: 0000099106
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990]
IRS NUMBER: 131394750
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 26 PEARL STREET
CITY: NORWALK
STATE: CT
ZIP: 06850-1647
BUSINESS PHONE: 2038534321
MAIL ADDRESS:
STREET 1: 26 PEARL STREET
CITY: NORWALK
STATE: CT
ZIP: 06850-1647
3/A
1
primary_doc.xml
PRIMARY DOCUMENT
X0204
3/A
2012-03-06
2012-03-08
0
0000099106
TRANS LUX CORP
TNLX
0001408421
Sloyer Elliot
35 TOILSOME BROOK ROAD
STAMFORD
CT
06905
1
0
0
0
A Warrants
1
2011-11-14
2012-11-13
Common Stock
50000
I
Fund manager and investor
B Warrants
1
2014-11-13
Common Stock
50000
I
Fund manager and investor.
Each "A" Warrant entitles the holder to purchase one share of Common Stock at an exercise price of $1.00 per share, subject to adjustment to $0.20 per share at such time as the Certificate of Incorporation of the Company is amended to reduce the par value of the Common Stock to an amount less than $0.10.
The "B" Warrant is exercisable upon the holder's exercise of the "A" Warrant, pursuant to which the "B" Warrant is issued, and is exercisable for three years from date of the transaction.
Each "B" Warrant entitles the holder to purchase one share of Common Stock at an exercise price of $1.00 per share, subject to adjustment to $0.50 per share at such time as the Certificate of Incorporation of the Company is amended to reduce the par value of the Common Stock to an amount less than $0.10.
Owned by WestLane Equity Income Fund LP, of which I exercise voting and investment control as the fund manager and investor.
/s/ Elliot S. Sloyer
2012-03-16