0000099106-12-000001.txt : 20120120
0000099106-12-000001.hdr.sgml : 20120120
20120120165829
ACCESSION NUMBER: 0000099106-12-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120116
FILED AS OF DATE: 20120120
DATE AS OF CHANGE: 20120120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ZIZZA SALVATORE J
CENTRAL INDEX KEY: 0000929743
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-02257
FILM NUMBER: 12537597
MAIL ADDRESS:
STREET 1: 810 SEVENTH AVE
STREET 2: 27TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRANS LUX CORP
CENTRAL INDEX KEY: 0000099106
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990]
IRS NUMBER: 131394750
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 26 PEARL STREET
CITY: NORWALK
STATE: CT
ZIP: 06850-1647
BUSINESS PHONE: 2038534321
MAIL ADDRESS:
STREET 1: 26 PEARL STREET
CITY: NORWALK
STATE: CT
ZIP: 06850-1647
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0304
4
2012-01-16
0
0000099106
TRANS LUX CORP
TNLX
0000929743
ZIZZA SALVATORE J
810 SEVENTH AVE
27TH FLOOR
NEW YORK
NY
10019
1
0
0
0
Series A Convertible Preferred Stock
2012-01-16
4
S
0
2500
50000
D
0
D
A Warrant
1
2012-01-16
4
S
0
25000
D
2011-11-14
2012-11-13
Common Stock
25000
500
D
B Warrant
1
2012-01-16
4
S
0
25000
D
2014-11-13
Common Stock
25000
500
D
The sales price of $50,000 is for 2,500 shares of Series A Convertible Preferred Stock and 25,000 one-year "A" Warrants.
Each "A" Warrant entitles the holder to purchase one share of Common Stock and a three-year "B" Warrant at an exercise price of $1.00 per share, subject to adjustment to $0.20 per share at such time as the Certificate of Incorporation of the Company is amended to reduce the par value of the Common Stock to an amount equal to or less than $0.10.
Each "B" Warrant entitles the holder to purchase one share of Common Stock at an exercise price of $1.00 per share, subject to adjustment to $0.50 per share at such time as the Certificate of Incorporation of the Company is amended to reduce the par value of the Common Stock to an amount equal to or less than $0.10.
The "B" Warrant is exercisable upon the holder's exercise of the "A" Warrant, pursuant to which the "B" Warrant is issued, and exercisable for three years from date of transaction.
Salvatore J. Zizza
2012-01-20