0000099106-12-000001.txt : 20120120 0000099106-12-000001.hdr.sgml : 20120120 20120120165829 ACCESSION NUMBER: 0000099106-12-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120116 FILED AS OF DATE: 20120120 DATE AS OF CHANGE: 20120120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZIZZA SALVATORE J CENTRAL INDEX KEY: 0000929743 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02257 FILM NUMBER: 12537597 MAIL ADDRESS: STREET 1: 810 SEVENTH AVE STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANS LUX CORP CENTRAL INDEX KEY: 0000099106 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 131394750 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 26 PEARL STREET CITY: NORWALK STATE: CT ZIP: 06850-1647 BUSINESS PHONE: 2038534321 MAIL ADDRESS: STREET 1: 26 PEARL STREET CITY: NORWALK STATE: CT ZIP: 06850-1647 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2012-01-16 0 0000099106 TRANS LUX CORP TNLX 0000929743 ZIZZA SALVATORE J 810 SEVENTH AVE 27TH FLOOR NEW YORK NY 10019 1 0 0 0 Series A Convertible Preferred Stock 2012-01-16 4 S 0 2500 50000 D 0 D A Warrant 1 2012-01-16 4 S 0 25000 D 2011-11-14 2012-11-13 Common Stock 25000 500 D B Warrant 1 2012-01-16 4 S 0 25000 D 2014-11-13 Common Stock 25000 500 D The sales price of $50,000 is for 2,500 shares of Series A Convertible Preferred Stock and 25,000 one-year "A" Warrants. Each "A" Warrant entitles the holder to purchase one share of Common Stock and a three-year "B" Warrant at an exercise price of $1.00 per share, subject to adjustment to $0.20 per share at such time as the Certificate of Incorporation of the Company is amended to reduce the par value of the Common Stock to an amount equal to or less than $0.10. Each "B" Warrant entitles the holder to purchase one share of Common Stock at an exercise price of $1.00 per share, subject to adjustment to $0.50 per share at such time as the Certificate of Incorporation of the Company is amended to reduce the par value of the Common Stock to an amount equal to or less than $0.10. The "B" Warrant is exercisable upon the holder's exercise of the "A" Warrant, pursuant to which the "B" Warrant is issued, and exercisable for three years from date of transaction. Salvatore J. Zizza 2012-01-20