0000099106-11-000015.txt : 20111121
0000099106-11-000015.hdr.sgml : 20111121
20111121171740
ACCESSION NUMBER: 0000099106-11-000015
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111114
FILED AS OF DATE: 20111121
DATE AS OF CHANGE: 20111121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHIELE GEORGE W
CENTRAL INDEX KEY: 0001089801
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-02257
FILM NUMBER: 111219785
MAIL ADDRESS:
STREET 1: 19 HILL ROAD
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRANS LUX CORP
CENTRAL INDEX KEY: 0000099106
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990]
IRS NUMBER: 131394750
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 26 PEARL STREET
CITY: NORWALK
STATE: CT
ZIP: 06850-1647
BUSINESS PHONE: 2038534321
MAIL ADDRESS:
STREET 1: 26 PEARL STREET
CITY: NORWALK
STATE: CT
ZIP: 06850-1647
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0304
4
2011-11-14
0
0000099106
TRANS LUX CORP
tnlx
0001089801
SCHIELE GEORGE W
19 HILL ROAD
GREENWICH
CT
06830
1
0
0
0
Series A Convertible Preferred Stock
2011-11-14
4
P
0
2500
50000
A
2500
D
A Warrants
1
2011-11-14
4
P
0
25000
A
2011-11-14
2011-11-13
Common Stock
25000
25500
D
B Warrants
1
2011-11-14
4
P
0
25000
A
2014-11-13
Common Stock
25000
50500
D
Purchase Price of $50,000 for 2,500 shares of Series A Convertible Preferred Stock and 25,000 one-year "A" Warrants.
Each "A" Warrant entitles the holder to purchase one share of Common Stock and a three-year "B" Warrant at an exercise price of $1.00 per share, subject to adjustment to $0.20 per share at such time as the Certificate of Incorporation of the Company is amended to reduce the par value of the Common Stock to an amount equal to or less than $0.10).
Each "B" Warrant entiles the holder to purchase one share of Common Stock at and exercise price of $1.00 per share, subject to adjustment to $0.50 per share at such time as the Certificate of Incorporation of the Company is amended to reduce the par value of the Common Stock to an amount equal to or less thatn $0.10.
The "B" Warrant is excercisable upon the holder's exercise of the "A" Warrant, pursuant to which the "B" Warrant is issued, and exerciseable for three years from date of transaction.
George W. Schiele
2011-11-21