0000099106-11-000014.txt : 20111110 0000099106-11-000014.hdr.sgml : 20111110 20111109173114 ACCESSION NUMBER: 0000099106-11-000014 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20111110 DATE AS OF CHANGE: 20111109 EFFECTIVENESS DATE: 20111110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRANS LUX CORP CENTRAL INDEX KEY: 0000099106 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 131394750 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-168494 FILM NUMBER: 111192671 BUSINESS ADDRESS: STREET 1: 26 PEARL STREET CITY: NORWALK STATE: CT ZIP: 06850-1647 BUSINESS PHONE: 2038534321 MAIL ADDRESS: STREET 1: 26 PEARL STREET CITY: NORWALK STATE: CT ZIP: 06850-1647 D 1 primary_doc.xml X0704 D LIVE 0000099106 TRANS LUX CORP 26 PEARL STREET NORWALK CT CONNECTICUT 06850-1647 2038534321 DELAWARE None None Corporation true Jean-Marc Allain 26 Pearl Street Norwalk CT CONNECTICUT 06850-1647 Executive Officer Director Angela Toppi 26 Pearl Street Norwalk CT CONNECTICUT 06850-1647 Executive Officer Director Andrew Aldrich 26 Pearl Street Norwalk CT CONNECTICUT 06850-1647 Executive Officer Jeffrey Knapp 26 Pearl Street Norwalk CT CONNECTICUT 06850-1647 Executive Officer Glenn Angiolillo 26 Pearl Street Norwalk CT CONNECTICUT 06850-1647 Director Jean Firstenberg 26 Pearl Street Norwalk CT CONNECTICUT 06850-1647 Director Howard Modlin 26 Pearl Street Norwalk CT CONNECTICUT 06850-1647 Director Michael Mulcahy 26 Pearl Street Norwalk CT CONNECTICUT 06850-1647 Director George Schiele 26 Pearl Street Norwalk CT CONNECTICUT 06850-1647 Director Salvatore Zizza 26 Pearl Street Norwalk CT CONNECTICUT 06850-1647 Director Manufacturing $25,000,001 - $100,000,000 06 false 2011-10-07 false true true Units consisting of Preferred Stock and Warrants false 20000 R. F. Lafferty & Co., Inc. 2498 None None 80 Broad Street 26th Floor New York NY NEW YORK 10004 CA CALIFORNIA CO COLORADO CT CONNECTICUT GA GEORGIA IL ILLINOIS MD MARYLAND MA MASSACHUSETTS MO MISSOURI NV NEVADA NJ NEW JERSEY NY NEW YORK SC SOUTH CAROLINA false 8330000 3880000 4450000 false 78 271600 0 0 false TRANS LUX CORP /s/ Angela D. Toppi Angela Toppi EVP & CFO 2011-11-09