-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Frhe0skueST4P5VcFNfYWuyDuuTgu8eKw2dNX2pANGuH//9NAnvo2S18szSgMaP9 bsNMhacfYqbz81aksz678Q== 0000099106-09-000051.txt : 20091216 0000099106-09-000051.hdr.sgml : 20091216 20091216172134 ACCESSION NUMBER: 0000099106-09-000051 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091214 FILED AS OF DATE: 20091216 DATE AS OF CHANGE: 20091216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MODLIN HOWARD S CENTRAL INDEX KEY: 0001188182 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02257 FILM NUMBER: 091245402 MAIL ADDRESS: STREET 1: P O BOX 813 CITY: LIBERTY CORNER STATE: NJ ZIP: 07938 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANS LUX CORP CENTRAL INDEX KEY: 0000099106 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 131394750 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 26 PEARL STREET CITY: NORWALK STATE: CT ZIP: 06850-1647 BUSINESS PHONE: 2038534321 MAIL ADDRESS: STREET 1: 26 PEARL STREET CITY: NORWALK STATE: CT ZIP: 06850-1647 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-12-14 0 0000099106 TRANS LUX CORP tlx 0001188182 MODLIN HOWARD S 445 PARK AVENUE NEW YORK NY 10022 1 0 0 0 Common Stock 2009-12-14 2009-12-14 4 C 0 3654 0 A 3654 D Common Stock 2009-12-14 2009-12-14 4 C 0 7719 0 A 7719 I Footnote Class B Stock 0 2009-12-14 2009-12-14 4 C 0 2812 0 D Common Stock 2812 0 D Class B Stock 0 2009-12-14 2009-12-14 4 C 0 5939 0 A Common Stock 5939 0 I Footnote The Class B Stock, a derivative security, was automatically converted into 1.3 shares of Common Stock in a transaction exempt under Rule 16b-6 as a result of a vote of shareholders at the 2009 Annual Meeting. These shares are held in trust for or owned by members of my family, the beneficial ownership of which I disclaim. The Class B shares did not have an exercisable date or an expiration date. Howard Modlin 2009-12-16 -----END PRIVACY-ENHANCED MESSAGE-----