-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LSPLj8B4lQDQI1CburcMuuRHT76rUWQNqvOMRmAAtwYmvDGMAI+hWIUTqqBjGUa+ osp54U8mto4zCy0d/BtIsg== 0000099106-09-000034.txt : 20091106 0000099106-09-000034.hdr.sgml : 20091106 20091106145957 ACCESSION NUMBER: 0000099106-09-000034 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20091102 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20091106 DATE AS OF CHANGE: 20091106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRANS LUX CORP CENTRAL INDEX KEY: 0000099106 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 131394750 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-02257 FILM NUMBER: 091164412 BUSINESS ADDRESS: STREET 1: 26 PEARL STREET CITY: NORWALK STATE: CT ZIP: 06850-1647 BUSINESS PHONE: 2038534321 MAIL ADDRESS: STREET 1: 26 PEARL STREET CITY: NORWALK STATE: CT ZIP: 06850-1647 8-K 1 tx8k110609.txt FORM 8-K DATED NOVEMBER 6, 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8K CURRENT REPORT -------------- Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2009 TRANS-LUX CORPORATION --------------------- (Exact name of registrant as specified in its charter) Delaware 1-2257 13-1394750 - ------------------------------------------------------------------------------- (State or other jurisdiction (Commission (I.R.S. Employer of incorporation) File Number) Identification No.) 26 Pearl Street, Norwalk, CT 06850-1647 --------------------------------------------------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (203) 853-4321 - -------------------------------------------------------------------------------- (Former name or former address, if changed since last report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers On November 2, 2009, Trans-Lux Corporation issued a press release announcing that President and Chief Executive Officer, Michael R. Mulcahy would retire on December 31, 2009. A copy of the press release is furnished (not filed) as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference. Item 9.01 Financial Statements and Exhibits (d) Exhibits. 99.1 Press release dated November 2, 2009 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized: TRANS-LUX CORPORATION by: /s/ Angela D. Toppi --------------------------- Angela D. Toppi Executive Vice President and Chief Financial Officer Dated: November 6, 2009 EX-99.1 2 mulcahyretirement.txt PRESS RELEASE REGARDING MULCAHY RETIREMENT Exhibit 99.1 News from Trans-Lux - --------------------------------------------------- 26 Pearl Street Norwalk, CT 06850 203.853.4321 FOR IMMEDIATE RELEASE For Further Information Contact: Angela Toppi Executive Vice President & CFO 203.642.5903 TRANS-LUX CEO MULCAHY TO RETIRE NORWALK, CT., November 2, 2009 - Trans-Lux Corporation (NYSE Amex: TLX), a leading supplier of programmable electronic information displays, today announced that President and Chief Executive Officer Michael R. Mulcahy has decided to retire due to health and personal reasons on December 31, 2009. The announcement was made by Trans-Lux Board Chairman Gene Jankowski, who said the Board would direct the search for Mr. Mulcahy's successor. "Mike Mulcahy epitomizes the Trans-Lux 'can do' spirit," Mr. Jankowski noted. "For more than 40 years, he has provided leadership at every level of our organization, and we wish him a satisfying, well-deserved and healthy retirement." Mr. Mulcahy joined Trans-Lux in 1967 and has contributed to the success of the company in key positions in field service, project management and sales as well as in various senior management positions. In 1995, he was named Executive Vice President of Sales/Marketing/Engineering, and subsequently pioneered the company's sales efforts of major display systems into the financial markets. He was responsible for installations at the Chicago Board of Trade, Chicago Mercantile Exchange and other major exchanges. Originally responsible for increasing Trans-Lux's International Sales operations, he expanded the company's presence in Europe, Australia, Mexico and other parts of the world. He was named President and Co-Chief Executive Officer in 2002 and President and Chief Executive Officer in 2008. "Having enjoyed and devoted the past 42 years of my career to Trans-Lux, I now look forward to spending my retirement with my wife and partner of 42 years, my children and grandchildren," said Mr. Mulcahy. About Trans-Lux Trans-Lux is a full service, worldwide provider of integrated electronic display solutions for today's communications environments. Incorporated in 1920, Trans-Lux specializes in the design, manufacture, installation and service of large-scale indoor and outdoor LED electronic display systems for applications in the financial, banking, gaming, advertising, corporate, retail, transportation, entertainment and sports industries. Trans-Lux offers unique control systems as well as content through its partnerships with key data suppliers in the markets the Company serves. Trans-Lux has display equipment installed at thousands of locations around the world, including the world's major financial exchanges. For more information, please visit our web site at www.trans-lux.com. ### -----END PRIVACY-ENHANCED MESSAGE-----