-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HwUi7vpPKHPhLLm83yYrCz9aAySSFEP7+QpwFOzh4aP3jY+i0gUpLHx65xfH+t6X 9F2GIn9F9xXRmTgkGzJ7hw== 0000099106-07-000004.txt : 20070321 0000099106-07-000004.hdr.sgml : 20070321 20070321163338 ACCESSION NUMBER: 0000099106-07-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070315 FILED AS OF DATE: 20070321 DATE AS OF CHANGE: 20070321 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANS LUX CORP CENTRAL INDEX KEY: 0000099106 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 131394750 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 110 RICHARDS AVE CITY: NORWALK STATE: CT ZIP: 06856-5090 BUSINESS PHONE: 2038534321 MAIL ADDRESS: STREET 1: 110 RICHARDS AVENUE CITY: NORWALK STATE: CT ZIP: 06856-5090 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRANDT RICHARD PAUL CENTRAL INDEX KEY: 0001258601 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02257 FILM NUMBER: 07709470 MAIL ADDRESS: STREET 1: PO BOX 839 CITY: TESUQUE STATE: NM ZIP: 87571 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-03-15 0 0000099106 TRANS LUX CORP tlx 0001258601 BRANDT RICHARD PAUL PO BOX 839 TESUQUE NM 87571 1 0 1 0 Common Stock 2007-03-15 2007-03-15 4 A 0 2660 7.52 A 2660 D 8 1/4% Limite Conv. Sr. Sub. Notes due 2012 9 2007-03-15 4 D 0 20000 7.52 D 2007-03-15 2007-03-15 Common Stock 2660 0 D The acquisition of Common Stock was exempt under rule 16b-3(d). The 8 1/4% Limited Convertible Subordinated Notes due 2012 were no longer equity securities as of March 1, 2007 or the disposition would have been exempt under rule 16b-3(e). Richard Paul Brandt 2007-03-21 -----END PRIVACY-ENHANCED MESSAGE-----