-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U5Okx1nNzNxLYGTsX8yGz1tbYOnYnuRwoF9ZLn8o+10q7AY9qn6khu533BepbZ+9 Zb3+sAGEsscpnbDLRy+S0w== 0000099106-04-000054.txt : 20040622 0000099106-04-000054.hdr.sgml : 20040622 20040622185050 ACCESSION NUMBER: 0000099106-04-000054 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040414 FILED AS OF DATE: 20040622 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRANDT RICHARD PAUL CENTRAL INDEX KEY: 0001258601 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02257 FILM NUMBER: 04875755 MAIL ADDRESS: STREET 1: PO BOX 839 CITY: TESUQUE STATE: NM ZIP: 87571 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANS LUX CORP CENTRAL INDEX KEY: 0000099106 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 131394750 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 110 RICHARDS AVE CITY: NORWALK STATE: CT ZIP: 06856-5090 BUSINESS PHONE: 2038534321 MAIL ADDRESS: STREET 1: 110 RICHARDS AVENUE CITY: NORWALK STATE: CT ZIP: 06856-5090 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-04-14 0 0000099106 TRANS LUX CORP TLX 0001258601 BRANDT RICHARD PAUL 433 PASEO DE PERALTA SANTA FE NM 87501 1 0 1 0 7 1/2% Convertible Subordinated Notes due 2006 14.013 2004-04-14 4 D 0 100000 0 D 1998-08-17 2006-12-01 Common Stock 7136 0 D 8 1/4% Limited Convertible Sr. Subordinated Notes due 2012 9 2004-04-14 4 A 0 100000 0 A 2004-04-14 2007-03-01 Common Stock 11111 100000 D The reporting person disposed of $100,000 of 7 1/2% Convertible Subordinated Notes due 2006 for $100,000 of 8 1/4% Limited Convertible Senior Subordinated Notes due 2012 pursuant to an Issuer Exchange Offer. Richard Brandt 2004-06-22 -----END PRIVACY-ENHANCED MESSAGE-----