-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M17P5+2n9a9I4huqQ6gsaBYPNsFNX/EiB8Tik+G2+q5RG5R8AEG8hFU27ZK7atOo mld1BtQ2DwX4oKtp2HvpdA== 0000099106-04-000053.txt : 20040622 0000099106-04-000053.hdr.sgml : 20040622 20040622182953 ACCESSION NUMBER: 0000099106-04-000053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040414 FILED AS OF DATE: 20040622 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LISS VICTOR S CENTRAL INDEX KEY: 0001192075 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02257 FILM NUMBER: 04875709 MAIL ADDRESS: STREET 1: ANTHEM INC. STREET 2: 120 MONUMENT CIRCLE CITY: INDIANAPOLIS STATE: IN ZIP: 46204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANS LUX CORP CENTRAL INDEX KEY: 0000099106 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 131394750 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 110 RICHARDS AVE CITY: NORWALK STATE: CT ZIP: 06856-5090 BUSINESS PHONE: 2038534321 MAIL ADDRESS: STREET 1: 110 RICHARDS AVENUE CITY: NORWALK STATE: CT ZIP: 06856-5090 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-04-14 0 0000099106 TRANS LUX CORP TLX 0001192075 LISS VICTOR S TRANS-LUX CORPORATION 110 RICHARDS AVENUE NORWALK CT 06854 1 0 0 0 7 1/2% Convertible Subordinated Notes due 2006 14.013 2004-04-14 4 D 0 10000 0 D 1998-08-25 2006-12-01 Common Stock 714 0 D 8 1/4% Limited Convertible Sr. Subordinated Notes due 2012 9 2004-04-14 4 A 0 10000 0 A 2004-04-14 2007-03-01 Common Stock 1111 10000 D The reporting person disposed of $10,000 of 7 1/2% Convertible Subordinated Notes due 2006 for $10,000 of 8 1/4% Limited Convertible Senior Subordinated Notes due 2012 pursuant to an Issuer Exchange Offer. Angela Toppi 2004-06-22 -----END PRIVACY-ENHANCED MESSAGE-----