-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ma2yBjolVu6CI2nRPRo2V5v1CcEkqoAzSKr45d/dL8xXzvcH34R35e4zpp85ig8Z bKBBqIfc5X2feWit/ix3GA== 0000099106-04-000030.txt : 20040406 0000099106-04-000030.hdr.sgml : 20040406 20040406165757 ACCESSION NUMBER: 0000099106-04-000030 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040406 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRANS LUX CORP CENTRAL INDEX KEY: 0000099106 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 131394750 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-02257 FILM NUMBER: 04720787 BUSINESS ADDRESS: STREET 1: 110 RICHARDS AVE CITY: NORWALK STATE: CT ZIP: 06856-5090 BUSINESS PHONE: 2038534321 MAIL ADDRESS: STREET 1: 110 RICHARDS AVENUE CITY: NORWALK STATE: CT ZIP: 06856-5090 8-A12B 1 form8-a.txt FORM 8-A, REGISTRATION OF 81/4% SENIOR SUBORDINATED NOTES UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Trans-Lux Corporation - -------------------------------------------------------------------------------- (Exact name of registrant as specified in its charter) Delaware 13-1394750 - -------------------------------------------------------------------------------- (State of incorporation (I.R.S. Employer or organization) Identification No.) 110 Richards Avenue, Norwalk, CT 06856-5090 - -------------------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) Securities to be registered pursuant to Section 12(b) of the Act: Title of each class Name of each exchange on which to be so registered each class is to be registered ------------------- ------------------------------ 8 1/4% Limited Convertible Senior American Stock Exchange Subordinated Notes due 2012 If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. [ ] If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. [ ] Securities Act registration statement file number to which this form relates:______________(if applicable) Securities to be registered pursuant to Section 12(g) of the Act: NONE - -------------------------------------------------------------------------------- (Title of class) - -------------------------------------------------------------------------------- (Title of class) INFORMATION REQUIRED IN REGISTRATION STATEMENT Item 1. Description of Registrant's Securities to be registered. Reference is made to pages 24 through 32 of the Offering Circular contained as Exhibit (a)(1)(A) in the Registrant's Schedule TO under the Securities Exchange Act of 1934 for a description of the Registrant's 8 1/4% Limited Convertible Senior Subordinated Notes due 2012,which description is incorporated herein by reference. Item 2. Exhibits. Reference is made to Exhibit (d)(1) of the Registrant's Schedule TO under the Securities Exchange Act of 1934 for the form of proposed Indenture between the Registrant and Wells Fargo Bank, N.A., and the form of Note contained therein, which exhibits are incorporated herein by reference. SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized. (Registrant) TRANS-LUX CORPORATION -------------------------------------------------------------------- Date April 6, 2004 ---------------------------------------------------------------------------- By: /s/ Angela D. Toppi ---------------------------------------------------------------------------- Angela D. Toppi, Executive Vice President and Secretary -----END PRIVACY-ENHANCED MESSAGE-----