-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J0JWrnbmPgfU1KHDz6lyf458zu/Cj0Won7g/R5bldvn3GIwLHyjeeCycJlYvA35k Ajj4DbksLMaGvCKdN/Emhg== 9999999997-08-037330.txt : 20080827 9999999997-08-037330.hdr.sgml : 20080827 20080827152816 ACCESSION NUMBER: 9999999997-08-037330 CONFORMED SUBMISSION TYPE: CT ORDER PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080827 DATE AS OF CHANGE: 20080827 20080827 20080827 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NYFIX INC CENTRAL INDEX KEY: 0000099047 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 061344888 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CT ORDER SEC ACT: 1934 Act SEC FILE NUMBER: 001-02292 FILM NUMBER: 081041963 BUSINESS ADDRESS: STREET 1: 100 WALL STREET STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-809-3542 MAIL ADDRESS: STREET 1: 100 WALL STREET STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: TRINITECH SYSTEMS INC DATE OF NAME CHANGE: 19940404 FORMER COMPANY: FORMER CONFORMED NAME: TRANS AIRE ELECTRONICS INC DATE OF NAME CHANGE: 19910916 CT ORDER 1 filename1.pdf begin 644 filename1.pdf M)5!$1BTQ+C0-)>+CS],-"C0V(#`@;V)J#3P\+TQI;F5A-IB M8&#@9&!@?L(`!&)+&5`!$Q"S,'`<8%!`$N2$8@8&908>7L8Z!M9@R:HDWH0+ M3`M@FF0W0C5;`3$C`X-4)X1FUH";PL;`H"<-$67D!P@P`&N9",\-"F5N9'-T M%LW(#,Y72]$96-O9&5087)MX`>`T*96YD6]U="]/;F5#;VQU;6XO4W1R=6-T5')E95)O;W0@-R`P M(%(O5'EP92]#871A;&]G+TQA;F%LP(#`@-C$R(#'1=+T5X=$=3=&%T93P\+T=3,"`U-B`P(%(^/CX^ M+U1Y<&4O4&%G93X^#65N9&]B:@TT.2`P(&]B:@T\/"]3=6)T>7!E+U1R=654 M>7!E+T9O;G1$97-CR M$&GNBM<@"*#HXJB(Y-:B@11Q45#4RMZ")A62BN._[^PNKS)5IS)@<:G=,V?F MG!GR8SBZ^AW>O[]:SU9SL.##AX_S&8RN9EL+X@)OB#\HXG1T=8VW'HK151A: M0"`\C`B5O^+7Q'+!LWS3MR%\&FF@A_^,%FN!TV*3&ML"@YC$@7!^82>M=X:_ M7M@QJ7<8EFE9Q( M&*AE^8.0W@"75T"#)_T^F:`A$P@0QPS<;MUN;N>+6[C6#5^[G6["U>8:R[19 MROHH`%H#.%1F0TW;%H0P_FJ^P"/3SQ#>+J;A&A>#C((FEPI/Y$)-USGSAV`2 M?EI`K27JN*CT@^DLA)LED&`B3&,/"TBL@:HYIF>_631"^E5KW&Q)-Q/'G-@] MMIL_EZLO8UBEL6YXFJD;1+O`B;[F=);[!4IM@[FF8W>V+WG"8).9@`8S+$H# M"@;,EK]02B@9QFJZB9@TZ$#]/?09AFBZ`X^(,ACU MY3/@@/F*!PWJ.5:GK"84I]V3[FN\+-D>HA2BXS'A<53R3'>U%%J+$D]JY)LV MDK24/J=TSW*X/6&EJ+TS*.3LVPG/L:+DZ0/$67K@>Y:6/$H44MLL1MLM1@7: M$;[,650^Z8&&A^&0Y/#!8_'OD.,T%CC"K@S(21<*Z\8 M+V.("HB>6"H8(<%Z^EAJ^IC#FGEOSG_B]V0E;6;DE:P?HT(%S]DQ9P663A:K M@-T+="1OZM2"J9D3F(Y?5PG*QTAWM%*V7/F(FO)"B*#;=:UJ*;Z=HH2+^YQA M!?!,T5'";D-44LL@':5['HFSIR>6Q^(2-3_P-$KE0JHO1H"0*&KASUV.R@1! M([1@IQPJ-%_FC.TSJ7%VP$)(1%`W7/BSC)"H:-8P)F&F?Y'CLT M>1E#0ZN3L-2*6&CSAE;3;GTM9.5D!_J:S+PMX+E7M4.6)-FS&`RLZK]GGB0R MI1V3/-1N3^6@PG>LDK.$28MC`40H500Y'L2RY(($DXX]LIQG>RB.+.8'SO;O M+CPV@M>/C8NM2*U>*TH5<3+;@2V.J7<]6[[L8?M`,V-TV9N8#<$F`IT$MJ.A M+4N>5#^ML6EE>3I#^ M_*Q95D6?8<<*;Q;"[6,Q:<[L/]2LS:,D(-4[3M,D'?>/4>"\.$6I=/R`3<6E M>GH@3L?K:).'2#[.3N5CEO/RY=UPOI/_H[[]YJRFSMM;FJ=T+:*JJOS,A>(4 MO4#15-IWI3\7*U_;JU5EBL_BB^`+4??FC3J>JP.)^JJ.QPISN`MH]S%4D]FJ M$$>%S=3Y"J8"K8A6D2H6,\4B4ZN3^'*T5*T*=8"=G1ODY/^D9X/AFB_"T;\" M#`#XTUB>#0IE;F1S=')E86T-96YD;V)J#34R(#`@;V)J#3P\+U-U8G1Y<&4O M5')U951Y<&4O1F]N=$1E]W]IG M[W/WV7N?M2X`)$\?+B\%E@(@F2?@!WHXTU>%1]"Q_0`&>(`!I@`P6>FIOD'N MP4`D+S<7>KK("?R+W@P!2/R^9>CI3Z>#_T_2K%2^``#(7\3F;$XZ2\3Y(D[* M%*2*[3,BIL8DBAE&B9DO2E#$6\3BG%/9R6PQ]XAX M>X:0(V+$1\0%&5Q.IHAOBU@S29C,%?%;<6PRAYD.`(HDM@LXK'@1FXB8Q`\. M=!'Q<@!PI+@O..8+%G"R!.)#N:2D9O.YW(RDS@"@:$_ MDY7(Y+/I+BG)J4Q>-@"+9_XL&7%MZ:(B6YI:6UH:FAF9?E&H_[KX-R7N[2*] M"OC<,XC6]X?MK_Q2Z@!@S(IJL^L/6\Q^`#JV`B!W_P^;YB$`)$5]:[_QQ7EH MXGF)%PA2;8R-,S,SC;@?!?W[KG")^)'.C?LP`OB!8!`.U@(6B`?)@`\R02[8#`I`$=@%]H)*4`/J02-H`2=` M!S@-+H#+X#JX">Z`!V`$C(/G8`:\`?,0!&$A,D2!Y"%52`LR@,P@!F0/N4$^ M4"`4#D5#<1`/$D*YT!:H""J%*J%:J!'Z%CH%78"N0@/0/6@4FH)^A=[#"$R" MJ;`RK`T;PPS8"?:&@^$UT(%U(+W(+&4&FD7U"W4*&H&]0E-1BNA#=`V:"_T*G0<.A-=@"Y' M-Z#;T)?0=]#CZ#<8#(:&T<%883PQX9@$S#I,,>8`IA5S'C.`&:P! MU@[KAV5B!=@"['[L,>PY["!V'/L61\2IXLQP[K@('`^7ARO'->'.X@9Q$[AY MO!1>"V^#]\.S\=GX$GP]O@M_`S^.GR=($W0(=H1@0@)A,Z&"T$*X1'A(>$4D M$M6)UL0`(I>XB5A!/$Z\0APEOB/)D/1)+J1(DI"TDW2$=)YTC_2*3"9KDQW) M$60!>2>YD7R1_)C\5H(B823A)<&6V"A1)=$N,2CQ0A(OJ27I)+E6,D>R7/*D MY`W):2F\E+:4BQ13:H-4E=0IJ6&I66F*M*FTGW2R=+%TD_15Z4D9K(RVC)L, M6R9?YK#,19DQ"D+1H+A06)0ME'K*) M5X*5])4"E=8I'5;J4YI55E'V4$Y5WJ]\47E:A:;BJ)*@4J9R5F5*E:)JK\I5 M+5,]I_J,+DMWHB?1*^@]]!DU)35/-:%:K5J_VKRZCGJ(>IYZJ_HC#8(&0R-6 MHTRC6V-&4U735S-7LUGSOA9>BZ$5K[5/JU=K3EM'.TQ[FW:']J2.G(Z73HY. ML\Y#7;*N@VZ:;IWN;3V,'D,O4>^`WDU]6-]"/UZ_2O^&`6Q@:<`U.&`PL!2] MU'HI;VG=TF%#DJ&3889AL^&H$XT\F%B9))O4F M#TQE3%>8YIEVF?YJIF_&,JLRNVU.-G:?YRF<$RSK*#R^Y:4"Q\+;99 M=%M\M+2RY%NV6$Y9:5I%6U5;#3.H#']&,>.*-=K:V7JC]6GK=S:6-@*;$S:_ MV!K:)MHVV4XNUUG.65Z_?,Q.W8YI5VLW8D^WC[8_9#_BH.;`=*AS>.*HXY;PKXNKA6NC:[R;C%N)6Z?;87=T] MSKW9?<;#PF.=QWE/M*>WYV[/82]E+Y97H]?,"JL5ZU?T>).\@[PKO9_XZ/OP M?;I\8=\5OGM\'Z[46LE;V>$'_+S\]O@]\M?Q3_/_/@`3X!]0%?`TT#0P-[`W MB!(4%=04]";8.;@D^$&(;H@PI#M4,C0RM#%T+LPUK#1L9)7QJO6KKH%)64K)2! M5(/4@M21-)NTO6DS?&]^0SJ4OB:]4T`5_4SU"76%6X6C&?8951EO,T,S3V9) M9_&R^K+ULW=D3^2XYWR]#K6.M:X[5RUW<^[H>J?UM1N@#3$;NC=J;,S?.+[) M8]/1S83-B9M_R#/)*\U[O25L2U>^=N M[]]AOF/_CD^%[,)K129%Y44?BEG%U[XR_:KBJX6=L3O[2RQ+#N["[.+M&MKM ML/MHJ71I3NG8'M\][67TLL*RUWNC]EXM7U9>LX^P3[AOI,*GHG._YOY=^S]4 MQE?>J7*N:JU6JMY1/7>`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`#`/>$\_L*#0IE;F1S=')E M86T-96YD;V)J#34T(#`@;V)J#3P\+U-T96U6(#$S-B]&;VYT3F%M92]4:6UE M+F&#UY> M*%+@&65(@6<,?/`*B!1X10X?B`1%**1,,OA((1/X.2SJ0RC+`OY0BE:$`S$; M0T.I"A`]E);#1VJ-(C5X.L\)3>$4Q1\?BSE:E="UN*J<;?JELQ9=>[NPL+_[ MN7TB*:[;C;VHNJ&C@V3YU%E1]FZW\KKKMNW%9%-MMUXC!\UH-.2X16/A#'WU MQ@3C$PU-]48&P\&H8'0P:3"!PH'"@<*!H@)%!8H*%!4H*E!4H*A`48&B`D4% MB@X4'2@Z4'2@Z$#1GO)=7)$'B%*4=M6+\ZI9?SY;'-V4G[[X0R]VC]O;9+A9 M@]POS9I-W=CR1X6V3>OUSEEQZMIN4G5[]W+7#Q)1=E4CRMW==N7JKM^[G76O M%Y:78SP3/%-O,8GZIVUW^VV,[:3]+4[K7V+1NL=J(Z[$67/?M+W%`GZF&-B+ M=]/<6_>2'=39@)V)J:L>K<>\*1WI@R`XE:%E,K1,ZI?#`[JRXX?>.DJ^ M)KZZ\:9>-V*":V:=N$0+GX;BO[FZKYOU17MOQ;E;WH7($_O0.OL<.D.Q3>]= M'.F55_:5>[7[<6HO_MDX)7D;S]V7< MW_0U:?/\`7H.FN,C=KB6([0J0JL/T*KWATPC$F0')YA3'L$U$=HBH@89-<&8 M$>847+,*/GC4?X18`"E/<9A#0IE;F1S=')E86T-96YD;V)J#3(@,"!O8FH- M/#PO3G5M7!E+UA-3"],96YG=&@@-#`Q M-2]4>7!E+TUE=&%D871A/CYS=')E86T-"CP_>'!A8VME="!B96=I;CTB[[N_ M(B!I9#TB5S5-,$UP0V5H:4AZDY48WIK8SED(C\^"CQX.GAM<&UE=&$@ M>&UL;G,Z>#TB861O8F4Z;G,Z;65T82\B('@Z>&UP=&L](D%D;V)E(%A-4"!# M;W)E(#0N,"UC,S$V(#0T+C(U,SDR,2P@4W5N($]C="`P,2`R,#`V(#$W.C$T M.C,Y(CX*("`@/')D9CI21$8@>&UL;G,Z&UL;G,Z<&1F/2)H M='1P.B\O;G,N861O8F4N8V]M+W!D9B\Q+C,O(CX*("`@("`@("`@/'!D9CI0 M3Y396-U&AA;F=E($-O;6UI M3X*("`@("`@("`@/'!D9G@Z4V]U#I3;W5R8V5-;V1I9FEE9#X* M("`@("`@/"]R9&8Z1&5S8W)I<'1I;VX^"B`@("`@(#QR9&8Z1&5S8W)I<'1I M;VX@&%P M.D-R96%T941A=&4^,C`P."TP."TR-U0Q-3HQ,CHU.2TP-#HP,#PO>&%P.D-R M96%T941A=&4^"B`@("`@("`@(#QX87`Z365T861A=&%$871E/C(P,#@M,#@M M,C=4,34Z,3,Z,#(M,#0Z,#`\+WAA<#I-971A9&%T841A=&4^"B`@("`@(#PO M&%P34TZ26YS=&%N8V5) M1#YU=6ED.C`X834R-3(P+6%B,3(M-#=E-"UB93,W+3`Q83`T9F$U,C$R83PO M>&%P34TZ26YS=&%N8V5)1#X*("`@("`@("`@/'AA<$U-.G-U8FIE8W0^"B`@ M("`@("`@("`@(#QR9&8Z4V5Q/@H@("`@("`@("`@("`@("`\&UL.FQA;F<](G@M9&5F875L="(O/@H@("`@("`@("`@("`\ M+W)D9CI!;'0^"B`@("`@("`@(#PO9&,Z=&ET;&4^"B`@("`@(#PO#IX;7!M971A/@H@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@"B`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`*("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@(`H@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@"B`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`*("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@(`H@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@"B`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`*("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M(`H@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@"B`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`*("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@(`H@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M"B`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`*("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@(`H@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@"B`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`* M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@(`H@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@"B`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`*("`@("`@("`@("`@ M("`@("`@("`@("`@("`@"CP_>'!A8VME="!E;F0](G -----END PRIVACY-ENHANCED MESSAGE-----