-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Kxh1RnGwVs9NCzEhF5Q4dD9RNCeiIJJAUdSTUUtKwsf2gziv0878S9h58tmDtFTw +Xfs7yGj4Rfl4E/gwSCoMA== 0001314043-05-000002.txt : 20050118 0001314043-05-000002.hdr.sgml : 20050117 20050118155814 ACCESSION NUMBER: 0001314043-05-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050114 FILED AS OF DATE: 20050118 DATE AS OF CHANGE: 20050118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NYFIX INC CENTRAL INDEX KEY: 0000099047 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 061344888 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 LUDLOW STREET CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 2034258000 FORMER COMPANY: FORMER CONFORMED NAME: TRINITECH SYSTEMS INC DATE OF NAME CHANGE: 19940404 FORMER COMPANY: FORMER CONFORMED NAME: TRANS AIRE ELECTRONICS INC DATE OF NAME CHANGE: 19910916 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shaffer Jay D CENTRAL INDEX KEY: 0001314043 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21324 FILM NUMBER: 05533841 BUSINESS ADDRESS: BUSINESS PHONE: (203) 425-8000 MAIL ADDRESS: STREET 1: C/O NYFIX, INC. STREET 2: 333 LUDLOW STREET CITY: STAMFORD STATE: CT ZIP: 06902 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2005-01-14 0 0000099047 NYFIX INC NYFX 0001314043 Shaffer Jay D C/O NYFIX, INC. 333 LUDLOW STREET STAMFORD CT 06902 0 1 0 0 EVP - Finance & Administration Stock options 5.36 2005-01-14 4 A 0 75000 A 2015-01-13 Common Stock 75000 75000 D Options vest 25,000 on 01/01/2006, 20,000 on 01/01/2007, 15,000 on 01/01/2008 and 15,000 on 01/01/2009, provided Mr. Shaffer is employed by NYFIX, Inc. on such date Not applicable Brian Bellardo, by Power of Attorney 2005-01-18 -----END PRIVACY-ENHANCED MESSAGE-----