-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IammJjgIOYowVSu6G359wZaqMs7WMw76bKmktmhSj0bQnbblj6qWdBF8KkfDIa5g rBJ+kZxG8IUVBzpU7On0kA== 0001246264-04-000002.txt : 20040225 0001246264-04-000002.hdr.sgml : 20040225 20040225194424 ACCESSION NUMBER: 0001246264-04-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040223 FILED AS OF DATE: 20040225 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NYFIX INC CENTRAL INDEX KEY: 0000099047 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 061344888 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 LUDLOW STREET CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 2034258000 FORMER COMPANY: FORMER CONFORMED NAME: TRINITECH SYSTEMS INC DATE OF NAME CHANGE: 19940404 FORMER COMPANY: FORMER CONFORMED NAME: TRANS AIRE ELECTRONICS INC DATE OF NAME CHANGE: 19910916 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GASSER ROBERT C CENTRAL INDEX KEY: 0001023087 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21324 FILM NUMBER: 04628715 BUSINESS ADDRESS: STREET 1: C/O NYFIX INC STREET 2: 333 LUDLOW ST CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 2034258000 MAIL ADDRESS: STREET 1: C/O NYFIX INC STREET 2: 333 LUDLOW ST CITY: STAMFORD STATE: CT ZIP: 06902 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2004-02-23 0 0000099047 NYFIX INC NYFX 0001023087 GASSER ROBERT C C/O NYFIX INC 333 LUDLOW ST STAMFORD CT 06902 0 1 0 0 CEO NYFIX Millennium (a) Common Stock 50000 D Stock options 12.8 2011-09-20 Common Stock 325000 325000 D Stock options 12.02 2011-10-22 Common Stock 12500 12500 D Stock options 3.92 2012-08-15 Common Stock 100000 100000 D Stock options 7.056 2004-02-23 4 A 0 10000 A 2014-02-23 Common Stock 10000 10000 D 150,000 options are currently exercisable, remainder vest 75,000 on 9/21/2004 and 100,000 on 9/21/2006 Currently exercisable 60,000 options are currently exercisable, remainder vest 20,000 on 12/31/2004 and 20,000 on 12/31/2005 Options vest 3,334 on 2/23/2005, 3,333 on 2/23/2006 and 3,333 on 2/23/2007 Not applicable (a) Also President of NYFIX Transaction Services and NYFIX Clearing Corporation Brian Bellardo, by Power of Attorney 2004-02-25 EX-24 3 gasserpowerofatty.txt ROBERT C. GASSER POWER OF ATTORNEY POWER OF ATTORNEY FOR FILING OF SECTION 16 REPORTS The undersigned hereby constitutes and appoints each of Brian Bellardo and Mark R. Hahn, and their designees, severally, as the undersigned's true and lawful attorneys-in-fact and agents, with full power of substitution or revocation, for the undersigned and in the undersigned's name, place and stead, to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of NYFIX, Inc. (the "Company"), Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules promulgated thereunder; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, or 5 or any amendment or amendments thereto, and timely file any such Form with the Securities and Exchange Commission and any stock exchange or similar authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform each and every act and thing requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do in person, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute, substitutes, designee or designees shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Exchange Act. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 under Section 16 of the Exchange Act with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 4th day of June, 2003. _/s/ Robert C. Gasser __________________ Robert C. Gasser -----END PRIVACY-ENHANCED MESSAGE-----