-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OnXjfbF67p3I43bB1gmx/HuT54xxu0tPMXgjp/RUbn5Cd5flDLmTXd+6GipYwIPi 4wbkGqo60XaVqcDYDlqiNw== 0001246260-04-000005.txt : 20040915 0001246260-04-000005.hdr.sgml : 20040915 20040915113833 ACCESSION NUMBER: 0001246260-04-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040914 FILED AS OF DATE: 20040915 DATE AS OF CHANGE: 20040915 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NYFIX INC CENTRAL INDEX KEY: 0000099047 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 061344888 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 LUDLOW STREET CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 2034258000 FORMER COMPANY: FORMER CONFORMED NAME: TRINITECH SYSTEMS INC DATE OF NAME CHANGE: 19940404 FORMER COMPANY: FORMER CONFORMED NAME: TRANS AIRE ELECTRONICS INC DATE OF NAME CHANGE: 19910916 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HANSEN PETER K CENTRAL INDEX KEY: 0001246260 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21324 FILM NUMBER: 041030970 BUSINESS ADDRESS: STREET 1: C/O NYFIX INC STREET 2: 333 LUDLOW ST CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 2034258000 MAIL ADDRESS: STREET 1: C/O NYFIX INC STREET 2: 333 LUDLOW ST CITY: STAMFORD STATE: CT ZIP: 06902 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-09-14 0 0000099047 NYFIX INC nyfx 0001246260 HANSEN PETER K C/O NYFIX INC 333 LUDLOW ST STAMFORD CT 06902 1 1 0 0 President & CEO (a) Common Stock 2004-09-14 4 P 0 2500 6.95 A 1367788 D Common Stock 2004-09-14 4 P 0 1500 6.8 A 1369288 D Stock options 1.61 2006-06-30 Common Stock 50625 50625 D Stock options 2.2 2007-01-02 Common Stock 562500 562500 D Stock options 3.3 2009-04-13 Common Stock 67500 67500 D Stock options 14.75 2010-01-24 Common Stock 345000 345000 D Stock options 33 2010-06-04 Common Stock 200000 200000 D Stock options 12.02 2011-10-22 Common Stock 125000 125000 D Stock options 3.92 2012-08-15 Common Stock 100000 100000 D Stock options 7.056 2014-02-23 Common Stock 10000 10000 D Currently exercisable 60,000 options are currently exercisable, remainder vest 20,000 on 12/31/2004 and 20,000 on 12/31/2005 Options vest 3,334 on 2/23/2005, 3,333 on 2/23/2006 and 3,333 on 2/23/2007 (a) Also Chairman of the Board Brian Bellardo, by Power of Attorney 2004-09-15 -----END PRIVACY-ENHANCED MESSAGE-----