8-K 1 e602703_8k-nyfix.htm Unassociated Document
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.  20549
____________________
 
FORM 8-K

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934


Date of Report (Date of earliest event reported):  October 4, 2007
 
NYFIX, INC.
(Exact name of registrant as specified in its charter)
 
Delaware
(State or other jurisdiction of incorporation)
0-21324
(Commission File Number)
06-1344888
(IRS Employer
Identification No.)
 
100 Wall Street, 26th Floor, New York, New York  10005
 
(Address of principal executive offices)
 
Registrant’s telephone number, including area code: 646-525-3000
 
______________________________________________________
(Former name or former address, if changed since last report.)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
o                 Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o                 Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o                 Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o                 Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 
 

 
 
Item 8.01                      Other Events
 
On October 4, 2007, NYFIX, Inc. (the “Company”) issued a press release reporting the date of its 2007 Annual Meeting of Stockholders.  A copy of the press release is attached hereto as Exhibit 99.1.
 
On October 10, 2007, the Company issued a press release reporting the introduction through its NYFIX Securities Corporation broker-dealer subsidiary of a Commission Management Program.  A copy of the press release is attached hereto as Exhibit 99.2.
 
Item 9.01                      Financial Statements and Exhibits.
 
(d)              Exhibits

99.1 Press release of NYFIX, Inc., dated October 4, 2007, reporting the date of its 2007 Annual Meeting of Stockholders.

99.2  Press release of NYFIX, Inc., dated October 10, 2007, reporting the introduction through its NYFIX Securities Corporation broker-dealer subsidiary of a Commission Management Program.



 
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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
  NYFIX, INC.  
       
 
By:
/s/ Scott Bloom  
    Name: Scott Bloom   
    Title: Secretary   
 Dated: October 11, 2007      
 

 
 
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EXHIBIT INDEX


99.1  Press release of NYFIX, Inc., dated October 4, 2007, reporting the date of its 2007 Annual Meeting of Stockholders.

99.2  Press release of NYFIX, Inc., dated October 10, 2007, reporting the introduction through its NYFIX Securities Corporation broker-dealer subsidiary of a Commission Management Program.

 
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