-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E04btHudJJlWzFwKWQZzDYfg6Lr/buqdSZirF4N56EQkdjOHx0u4clEaaILqWiEp odNETThcgo81J2CvbXvhpg== 0001193805-07-001009.txt : 20070413 0001193805-07-001009.hdr.sgml : 20070413 20070413154953 ACCESSION NUMBER: 0001193805-07-001009 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20070409 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20070413 DATE AS OF CHANGE: 20070413 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NYFIX INC CENTRAL INDEX KEY: 0000099047 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 061344888 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-21324 FILM NUMBER: 07765881 BUSINESS ADDRESS: STREET 1: 100 WALL STREET STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-809-3542 MAIL ADDRESS: STREET 1: 100 WALL STREET STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: TRINITECH SYSTEMS INC DATE OF NAME CHANGE: 19940404 FORMER COMPANY: FORMER CONFORMED NAME: TRANS AIRE ELECTRONICS INC DATE OF NAME CHANGE: 19910916 8-K 1 e601965_8k-nyfix.htm CURREN REPORT 8-K — NYFIX INC.

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported):  April 9, 2007

NYFIX, INC.
(Exact name of registrant as specified in its charter)

Delaware
0-21324
06-1344888
(State or other jurisdiction
of incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
     
     
100 Wall Street, 26th Floor, New York, New York 10005
(Address of principal executive offices)
   
     
Registrant’s telephone number, including area code: 212 809-3542
   
     
(Former name or former address, if changed since last report.)
     

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Item 8.01. Other Events.

On April 9, 2007, NYFIX, Inc. (“NYFIX”) announced that it had ranked first for NYSE execution quality based on price in an annual study recently published by Celent LLC, a leading independent research and analysis firm for the securities industry. In addition, NYFIX announced that for 2007 year to date, the average daily matched volume in NYFIX Millennium has exceeded 40 million shares, with a record 68,390,752 shares matched on March 22, 2007.

The text of the press release issued by NYFIX, Inc. is furnished as Exhibit 99.1.

Item 9.01. Financial Statements and Exhibits.

(c) Exhibits
 
Exhibit No. Exhibits
 
99.1 Press release of NYFIX, Inc. dated April 9, 2007.

2


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

  NYFIX, INC.
     
  By:  
   
    Name: Steven R. Vigliotti
Title: Chief Financial Officer

Dated: April 13, 2007

3


EXHIBIT INDEX

Exhibit No.   Description of Exhibit
     
99.1   Press release of NYFIX, Inc. dated April 9, 2007.

4

 EX-99.1 2 e601965_ex99-1.htm NYFIX CELENT RANKING PRESS RELEASE 2007 NYFIX Ranked First for NYSE Execution Quality in Annual Celent Study

FOR IMMEDIATE RELEASE

NYFIX Ranked First for NYSE Execution Quality in Annual Celent Study

NEW YORK, April 9, 2007 - NYFIX, Inc. (PINK SHEETS: NYFX) ranked first for NYSE execution quality based on price in an annual study recently published by Celent LLC, a leading independent research and analysis firm for the securities industry. The rankings represent data collected from September 2006 to November 2006 from SEC-mandated execution quality reports submitted by 179 total market participants. Data from more than 3.1 billion orders for almost 1.6 trillion shares is represented in the rankings.

“This report demonstrates that NYFIX is making good on its commitment to optimize the trading operations of its clients,” said Brian Carr, CEO of NYFIX Millennium LLC. “As the industry’s fastest growing pool of non-displayed liquidity, NYFIX Millennium greatly increases our clients’ ability to obtain price improvement, both via conditional orders that rest in Millennium and through pass-through orders that check Millennium for a match on the way to another liquidity source or trading destination.”

Millennium Volume Record Set

Since the beginning of 2007, volumes in NYFIX Millennium have risen consistently and numerous daily volume records have been broken. The most recent record day in NYFIX Millennium occurred on March 22nd when 68,390,752 shares were matched. For 2007 year to date, the average daily matched volume in NYFIX Millennium has exceeded 40 million shares.

The NYSE execution quality rankings are based on the effective-over-quoted spread and speed achieved by market centers for a large variety of different segments, according to information provided by Celent. Orders were categorized into a number of different segments using a variety of criteria, including order type (market or marketable limit), size (small or large), as well as the liquidity segment (15 most active, 100 most active, mid-active and least active). In addition to the top spot in the overall price rankings among NYSE issues, NYFIX ranked number one in terms of the 15 most active NYSE issues.

About NYFIX, Inc.

A pioneer in electronic trading solutions, NYFIX continues to transform trading through innovation. The NYFIX Marketplace™ is a global community of trading counterparties utilizing innovative services that optimize the business of trading. NYFIX Millennium provides the Marketplace community with new methods of accessing liquidity. NYFIX also provides value-added informational and analytic services and powerful tools for measuring execution quality. A trusted business partner to buy-side and sell-side alike, NYFIX enables ultra-low touch, low impact market access and end-to-end transaction processing.

This press release contains certain forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, which are intended to be covered by the safe harbors created thereby. These statements include statements about the future activities of new employees and the impact thereof on the Company. Investors are cautioned that all forward-looking statements involve risks and uncertainty, including, without limitation, risks relating to the ability of the Company to market and develop products and services. There can be no assurance that the forward-looking statements will prove to be accurate. In light of the significant uncertainties inherent in the forward-looking statements, the inclusion of such information should not be regarded as a representation by the Company or any other person that the objectives and plans of the Company will be achieved. All trademarks, trade names, logos, and service marks referenced herein belong to NYFIX, Inc.

Please visit http://www.nyfix.com for more information about NYFIX.

Media Contact:

Matt Zachowski, Intermarket Communications, +1 (212) 888-6115, matt@intermarket.com

# # #

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