-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SDoAcWB1tUUEETDNOiqqPm0B2ufto7FYG2BoC3uRoE2++Dv4cg5TUZmMi6Wa9fU/ g/fVWDrXCeFsDto0iYI72Q== 0001181431-09-029350.txt : 20090608 0001181431-09-029350.hdr.sgml : 20090608 20090608115001 ACCESSION NUMBER: 0001181431-09-029350 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090603 FILED AS OF DATE: 20090608 DATE AS OF CHANGE: 20090608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roberts Richard Y CENTRAL INDEX KEY: 0001339206 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-02292 FILM NUMBER: 09878882 MAIL ADDRESS: STREET 1: C/O NYFIX, INC. STREET 2: 333 LUDLOW STREET CITY: STAMFORD STATE: CT ZIP: 06902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NYFIX INC CENTRAL INDEX KEY: 0000099047 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 061344888 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 WALL STREET STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-809-3542 MAIL ADDRESS: STREET 1: 100 WALL STREET STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: TRINITECH SYSTEMS INC DATE OF NAME CHANGE: 19940404 FORMER COMPANY: FORMER CONFORMED NAME: TRANS AIRE ELECTRONICS INC DATE OF NAME CHANGE: 19910916 4/A 1 rrd245293.xml RROBERTS AMENDED JUNE 2009 X0303 4/A 2009-06-03 2009-06-05 0 0000099047 NYFIX INC NYFX 0001339206 Roberts Richard Y C/O NYFIX, INC. 100 WALL STREET - 26TH FLOOR NEW YORK NY 10005 1 0 0 0 Restricted Stock Units 2009-06-03 4 A 0 32258 0 A Common Stock 32258 32258 D Each Restricted Stock Unit represents a right to receive one share of NYFIX common stock or, at the discretion of the compensation committee, the fair market value of one share of NYFIX common stock as of the vesting date. The Restricted Stock Units vest on June 3, 2010. The shares underlying the Restricted Stock Units will be delivered as soon as practicable following the date such Restricted Stock Units vest. The Form 4 filed on June 5, 2009 inadvertently reported the 32,258 Restricted Stock Units awarded on June 3, 2009 as disposed of. The 32,258 Restricted Stock Units were acquired, as reflected in this Amended Form 4. /s/ by Annemarie Tierney, as attorney-in-fact 2009-06-08 -----END PRIVACY-ENHANCED MESSAGE-----