-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I7yG4gmGJfXCePg07IS2l3fRciXORAo4+MqqRYlkPtbnxoT5Jl/8v4+GtFqOqwOn snBoGXMYZpuCQE562sQEEg== 0001181431-09-029240.txt : 20090605 0001181431-09-029240.hdr.sgml : 20090605 20090605164231 ACCESSION NUMBER: 0001181431-09-029240 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090603 FILED AS OF DATE: 20090605 DATE AS OF CHANGE: 20090605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIS CARY CENTRAL INDEX KEY: 0001220632 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02292 FILM NUMBER: 09877576 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 466 LEXINGTON AVE CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NYFIX INC CENTRAL INDEX KEY: 0000099047 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 061344888 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 WALL STREET STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-809-3542 MAIL ADDRESS: STREET 1: 100 WALL STREET STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: TRINITECH SYSTEMS INC DATE OF NAME CHANGE: 19940404 FORMER COMPANY: FORMER CONFORMED NAME: TRANS AIRE ELECTRONICS INC DATE OF NAME CHANGE: 19910916 4 1 rrd245179.xml CARY D JUNE 2009 FORM 4 X0303 4 2009-06-03 0 0000099047 NYFIX INC NYFX 0001220632 DAVIS CARY C/O WARBURG PINCUS LLC 466 LEXINGTON AVE NEW YORK NY 10017 1 0 0 0 Common Stock 2009-06-05 4 M 0 7792 0 A 11688 D Stock Option (right to buy) 1 2009-06-03 4 A 0 12987 0 A 2010-06-03 2019-06-03 Common Stock 12987 12987 D Restricted Stock Units 2009-06-03 4 A 0 32258 0 A Common Stock 32258 32258 D Restricted Stock Units 2009-06-05 4 M 0 7792 0 D Common Stock 0 0 D Represents shares issued from the vesting of Restricted Stock Units granted February 6, 2008. Each Restricted Stock Unit represents a right to receive one share of NYFIX common stock or, at the discretion of the compensation committee, the fair market value of one share of NYFIX common stock as of the vesting date. The Restricted Stock Units vest on June 3, 2010. The shares underlying the Restricted Stock Units will be delivered as soon as practicable following the date such Restricted Stock Units vest. Represents Restricted Stock Units granted on February 6, 2008 and vested on June 5, 2009, as reported in Table I above. The shares underlying the Restricted Stock Units will be delivered as soon as practicable following the date such Restricted Stock Units vest. /s/ by Annemarie Tierney, as attorney-in-fact 2009-06-05 -----END PRIVACY-ENHANCED MESSAGE-----