EX-99.1 2 rrd243324_28493.htm SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS DC6841.pdf -- Converted by SEC Publisher 4.2, created by BCL Technologies Inc., for SEC Filing

Exhibit 99.1

     The following information with respect to Mr. Carl Warden, a beneficial owner of more than 5% of NYFIX, Inc.’s common stock, should have been included in the section entitled "Security Ownership of Certain Beneficial Owners and Management" in NYFIX, Inc.’s Proxy Statement dated April 28, 2009, as filed with the Securities and Exchange Commission and distributed to stockholders:

SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT

Name and Address of               Common Stock    Series B Preferred Stock 


Beneficial Owner    Amount and    Percent    Amount and Nature    Percent 
    Nature of    of Class    of Beneficial    of 
    Beneficial    (1)    Ownership    Class 
    Ownership            (1) 





Beneficial Owners of                 
More Than 5% of                 
Common Stock                 





Carl Warden    3,302,482 (1)    8.55%    0    - 
c/o                 
Frank E. Lawatsch, Jr.                 
7 Times Square                 
New York, NY 10036                 






(1)      Based upon the Form 13D filed by Mr. Warden on July 31, 2007, includes (i) 100,000 shares of Common Stock held by The Carl and Vicki Warden Family Foundation (the "Foundation"), of which Mr. Warden is the trustee, (ii) 457,871 shares of Common Stock held in a multi-generational trust (the "Trust") and (iii) 766,092 shares of Common Stock for which Mr. Warden has a power of attorney (the "Power of Attorney Shares") which enables him to dispose of such shares. Includes 2,536,390 shares as to which Mr. Warden has sole voting power. Includes 3,302,482 shares as to which Mr. Warden has sole dispositive power. Mr. Warden disclaims beneficial ownership of the shares held by the Foundation and the Trust, as well as the Power of Attorney Shares. Does not include an aggregate of 1,613,810 shares of Common Stock held by certain adult members of Mr.
 
  Warden’s family and their children.