SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Moitoso Robert

(Last) (First) (Middle)
100 WALL STREET
26TH FLOOR

(Street)
NEW YORK NY 10005

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
12/09/2008
3. Issuer Name and Ticker or Trading Symbol
NYFIX INC [ NYFX ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Global Head of FIX Division
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 5,000 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to purchase) (1) 10/02/2017 Common Stock 118,631 $4.6 D
Stock Option (Right to purchase) (2) 10/02/2017 Common Stock 181,369 $4.6 D
Explanation of Responses:
1. Awarded under the 2001 NYFIX Stock Option Plan on October 2, 2007. The option vested and became exercisable as to 25% of the underlying shares on March 10, 2008 and as to 2.0833% of the underlying shares on the tenth day of each month thereafter through and including March 10, 2011.
2. Awarded under the 2007 Omnibus Equity Compensation Plan on October 2, 2007 subject to Shareholder approval of the plan. Shareholder approval of the plan was obtained on December 11, 2007. The option vested and became exercisable as to 25% of the underlying shares on March 10, 2008 and as to 2.0833% of the underlying shares on the tenth day of each month thereafter through and including March 10, 2011.
Remarks:
For the completion of disclosure, does not include 50,000 Shares of Performance Based RSUs the conditions for vesting of which have not occured.
/s/ Sarah English under Power of Attorney dated December 15, 2008 12/15/2008
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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