-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T35NuYcm3J4Nvx+qhlX8uC9Tmre5CNhyiFVf3bkghGYBvt5LJYih6axaXlhuKP4g e/4u+1QNiU/DCdiZLFIVdA== 0001023087-04-000003.txt : 20040909 0001023087-04-000003.hdr.sgml : 20040909 20040909162139 ACCESSION NUMBER: 0001023087-04-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040909 FILED AS OF DATE: 20040909 DATE AS OF CHANGE: 20040909 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NYFIX INC CENTRAL INDEX KEY: 0000099047 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 061344888 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 LUDLOW STREET CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 2034258000 FORMER COMPANY: FORMER CONFORMED NAME: TRINITECH SYSTEMS INC DATE OF NAME CHANGE: 19940404 FORMER COMPANY: FORMER CONFORMED NAME: TRANS AIRE ELECTRONICS INC DATE OF NAME CHANGE: 19910916 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GASSER ROBERT C CENTRAL INDEX KEY: 0001023087 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21324 FILM NUMBER: 041023196 BUSINESS ADDRESS: STREET 1: C/O NYFIX INC STREET 2: 333 LUDLOW ST CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 2034258000 MAIL ADDRESS: STREET 1: C/O NYFIX INC STREET 2: 333 LUDLOW ST CITY: STAMFORD STATE: CT ZIP: 06902 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-09-09 0 0000099047 NYFIX INC NYFX 0001023087 GASSER ROBERT C C/O NYFIX INC 333 LUDLOW ST STAMFORD CT 06902 0 1 0 0 CEO of NYFIX Millennium (a) Common Stock 2004-09-09 4 P 0 1000 5.9 A 55000 D Stock options 12.8 2011-09-20 Common Stock 325000 325000 D Stock options 12.02 2011-10-22 Common Stock 12500 12500 D Stock options 3.92 2012-08-15 Common Stock 100000 100000 D Stock options 7.056 2014-02-23 Common Stock 10000 10000 D 150,000 options are currently exercisable, remainder vest 75,000 on 9/21/2004 and 100,000 on 9/21/2006 Currently exercisable 60,000 options are currently exercisable, remainder vest 20,000 on 12/31/2004 and 20,000 on 12/31/2005 Options vest 3,334 on 2/23/2005, 3,333 on 2/23/2006 and 3,333 on 2/23/2007 (a) Also President of NYFIX Transaction Services and NYFIX Clearing Corporation Brian Bellardo, by Power of Attorney 2004-09-09 -----END PRIVACY-ENHANCED MESSAGE-----