-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QvgKaWcvs4uSDnwYtTjdUXNXAz1LwwHjH+vbM8ZUR/bfNrHFHhDqMrWLViqZUFSU vYlx3W/8hh2uRkTfdJZHTQ== 0000950120-06-000385.txt : 20060710 0000950120-06-000385.hdr.sgml : 20060710 20060710162618 ACCESSION NUMBER: 0000950120-06-000385 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011023 FILED AS OF DATE: 20060710 DATE AS OF CHANGE: 20060710 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NYFIX INC CENTRAL INDEX KEY: 0000099047 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 061344888 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 LUDLOW STREET CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 2034258000 FORMER COMPANY: FORMER CONFORMED NAME: TRINITECH SYSTEMS INC DATE OF NAME CHANGE: 19940404 FORMER COMPANY: FORMER CONFORMED NAME: TRANS AIRE ELECTRONICS INC DATE OF NAME CHANGE: 19910916 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LYNCH WILLIAM J CENTRAL INDEX KEY: 0001133793 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-21324 FILM NUMBER: 06954172 BUSINESS ADDRESS: STREET 1: 170 EAST 77TH STREET CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 5019736057 4/A 1 lynchform4a_0630ex.xml X0202 4/A 2001-10-23 2001-11-08 0 0000099047 NYFIX INC NYFX 0001133793 LYNCH WILLIAM J C/O NYFIX, INC. 333 LUDLOW STREET STAMFORD CT 06902 1 0 0 0 Options to acquire Common Stock 17.80 2001-10-23 4 J 0 25000 0 A 2011-10-23 Common Stock 25000 25000 D Options to acquire Common Stock 5.25 2002-08-16 4 J 0 24000 0 A 2012-08-16 Common Stock 24000 24000 D Options originally reported with an exercise price of $12.02. Options vested 12,500 on 10/23/2001 and 12,500 on 10/23/2003. Options originally reported with an exercise price of $3.92. Options vested 12,000 on 3/31/2003 and 12,000 on 12/31/2003. Previously reported options to acquire 75,000 shares of Common Stock are not being amended. /s/ William J. Lynch 2006-07-10 -----END PRIVACY-ENHANCED MESSAGE-----