-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VmK6AfvYybkZblysWwEMxS3WhXnDtvj/HBqLURUYgwSCfL01OaVv5BnKSy+7xtFx QFVzPtk/mX5ltVVGvLKqEQ== 0000950120-06-000383.txt : 20060710 0000950120-06-000383.hdr.sgml : 20060710 20060710162453 ACCESSION NUMBER: 0000950120-06-000383 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030722 FILED AS OF DATE: 20060710 DATE AS OF CHANGE: 20060710 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NYFIX INC CENTRAL INDEX KEY: 0000099047 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 061344888 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 LUDLOW STREET CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 2034258000 FORMER COMPANY: FORMER CONFORMED NAME: TRINITECH SYSTEMS INC DATE OF NAME CHANGE: 19940404 FORMER COMPANY: FORMER CONFORMED NAME: TRANS AIRE ELECTRONICS INC DATE OF NAME CHANGE: 19910916 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JENNINGS WILLIAM C CENTRAL INDEX KEY: 0001276559 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-21324 FILM NUMBER: 06954165 BUSINESS ADDRESS: BUSINESS PHONE: 978-787-4120 MAIL ADDRESS: STREET 1: 108 CHERRY HILL DRIVE CITY: BEVERLY STATE: MA ZIP: 01915-1053 4/A 1 jenningsform4a_0630ex.xml X0202 4/A 2003-07-22 2003-07-22 0 0000099047 NYFIX INC NYFX 0001276559 JENNINGS WILLIAM C C/O AXCELIS TECHNOLOGIES, INC. 108 CHERRY HILL DRIVE BEVERLEY MA 01915-1053 1 0 0 0 Common Stock 2000 D Options to acquire Common Stock 6.76 2003-07-22 4 J 0 60000 0 A 2013-04-29 Common Stock 60000 60000 D Options originally reported with an exercise price of $4.74. 20,000 options vested on 4/29/2004, 20,000 options vested on 4/29/2005 and 20,000 options vested on 4/29/2006. Previously Reported (not amended). /s/ William C. Jennings 2006-07-10 -----END PRIVACY-ENHANCED MESSAGE-----