-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ExCcQqs8+O7r4NM616LiVnvFI91PpbvetZPLmW6CL2/77RdImo+HHARi92d4auVw AFIuSVo2/K3YMXzZ5VlKrg== 0000950120-06-000361.txt : 20060630 0000950120-06-000361.hdr.sgml : 20060630 20060630095458 ACCESSION NUMBER: 0000950120-06-000361 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20060628 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20060630 DATE AS OF CHANGE: 20060630 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NYFIX INC CENTRAL INDEX KEY: 0000099047 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 061344888 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-21324 FILM NUMBER: 06935761 BUSINESS ADDRESS: STREET 1: 333 LUDLOW STREET CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 2034258000 FORMER COMPANY: FORMER CONFORMED NAME: TRINITECH SYSTEMS INC DATE OF NAME CHANGE: 19940404 FORMER COMPANY: FORMER CONFORMED NAME: TRANS AIRE ELECTRONICS INC DATE OF NAME CHANGE: 19910916 8-K 1 form8k.htm NYFIX, INC. FORM 8-K NYFIX, Inc. Form 8-K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

____________________

FORM 8-K

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
 
 
Date of Report (Date of earliest event reported):
June 28, 2006

 
NYFIX, INC.
(Exact name of registrant as specified in its charter)
 
 
Delaware
0-21324
06-1344888
(State or other jurisdiction
of incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
 
 
333 Ludlow Street, Stamford, Connecticut 06902
(Address of principal executive offices)
 

Registrant’s telephone number, including area code:
203-425-8000
 
 
 
(Former name or former address, if changed since last report)

 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 

 
Item 8.01.   Other Events.
 
On June 28, 2006, NYFIX, Inc. announced that it has entered into definitive agreements with Goldman Sachs, Morgan Stanley, and Citigroup as strategic partners for the real-time distribution of Indications of Interest (IOI) and Trade Advertisements over the NYFIX Network.

The text of the press release issued by NYFIX, Inc. is furnished as Exhibit 99.1.

Item 9.01.   Financial Statements and Exhibits.
 
(c)    Exhibits
 
Exhibit No.  Exhibits

99.1         Press release of NYFIX, Inc. dated June 28, 2006.
 
2


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

   
NYFIX, INC.
 
 
 
By:
/s/ Brian Bellardo 
   
Name:   Brian Bellardo
   
Title:     Secretary

Dated: June 30, 2006
 
3

 

EXHIBIT INDEX
 
 
Exhibit No.
 
 
Description of Exhibit
99.1
 
 

EX-99.1 2 ex99_1.htm PRESS RELEASE OF NYFIX, INC., DATED JUNE 28, 2006 Press release of NYFIX, Inc., dated June 28, 2006
EXHIBIT 99.1
 
 
 
FOR RELEASE: June 28, 2006

Contacts:
Brian Ruby, Creative Partners, +1 (203) 705-9218, bruby@creativepartners.com
Barry W. Smith, NYFIX, +1 (212) 809-3542, barry.smith@nyfix.com

NYFIX PARTNERS WITH GOLDMAN SACHS, MORGAN STANLEY AND CITIGROUP
FOR INDICATION OF INTEREST AND TRADE ADVERTISEMENT MESSAGE FLOW

NEW YORK, June 28, 2006 - NYFIX, Inc. (Pink Sheets: NYFX), a leader in technology solutions for the financial marketplace, has entered into definitive agreements with Goldman Sachs, Morgan Stanley, and Citigroup as strategic partners for the real-time distribution of Indications of Interest (IOI) and Trade Advertisements over the NYFIX Network. NYFIX has expanded its network capabilities for pre and post-trade message traffic to benefit both brokers and buy-side institutions.

“We look forward to this partnership and to utilizing the NYFIX Network for cost-effective distribution of higher quality IOI’s and trade advertisements.” said Duncan Niederauer, Managing Director, Goldman Sachs.

An IOI is an Indication of Interest to buy or sell merchandise broadcast by Broker Dealers to their Institutional counterparties. This information is distributed in the hopes of creating a natural (institution vs. institution) execution. “Institutional investors are overwhelmed with messages and have difficulty separating truly actionable messages from those that are merely informational” said Andy Wilson, Global Head of The NYFIX FIX Network Division. “We hope to address those concerns by delivering high-quality indications directly into the client’s order management system.”
 
With advanced filtering, unique data validation and real-time liquidity sourcing tools in development, NYFIX is uniquely positioned to create a quality experience for users where, in our view, spam and distorted data currently are the norm. This system will bring relevant information directly to traders’ desktops and into their order management systems, creating a better experience for the buy-side while creating more trading opportunities for the sell-side.

A significant number of NYFIX Network buy-side clients, including Pzena Investment Management, assisted NYFIX in the design and validation of this new IOI offering. “Our traders are normally inundated with unreliable IOIs and trade advertisements,” said Keith Komar, Principal and Director of Operations & Technology at Pzena. “The ability to integrate these messages into our OMS has improved our productivity by creating a number of natural matches.”
 

 
“We are rapidly expanding our network offering to include new value added products and services for our client base,” said Wilson. “Capitalizing on our market leading position and network reach has created a cost reduction opportunity for our clients.”

About NYFIX, Inc.
NYFIX, Inc. is an established provider to the domestic and international financial markets of trading workstations, trade automation and communication technologies and through its registered broker-dealer subsidiaries, execution services. Our NYFIX Network is one of the industry's largest networks, connecting broker-dealers, institutions and exchanges. We maintain our principal office on Wall Street in New York City, with other offices in Stamford, CT, London's Financial District, Chicago and San Francisco. We operate redundant data centers in the metropolitan New York City area, with additional data center hubs in London, Amsterdam, Hong Kong and Tokyo. For more information, please visit http://www.nyfix.com.

This press release contains certain forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, which are intended to be covered by the safe harbors created thereby. Investors are cautioned that all forward-looking statements involve risks and uncertainty, including without limitation, the ability of the Company to market and develop its products. Although the Company believes that the assumptions underlying the forward-looking statements contained herein are reasonable, any of the assumptions could be inaccurate, and therefore, there can be no assurance that the forward-looking statements included in this press release will prove to be accurate. In light of the significant uncertainties inherent in the forward- looking statements included herein, the inclusion of such information should not be regarded as a representation by the Company or any other person that the objectives and plans of the Company will be achieved. All trademarks, trade names, logos, and service marks referenced herein belong to NYFIX, Inc.

SOURCE: NYFIX, Inc.

Please visit http://www.nyfix.com for more information about NYFIX.

 
# # #
 
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