-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I9NQCd/HB9BYqwSzqTHa0k5ThdvCuLyFzVwCorzWZIjldimv3BP7I+ESM5UUqqTk TbDzz8bvnRo2ng7JcXAy5w== 0000921895-05-001276.txt : 20050811 0000921895-05-001276.hdr.sgml : 20050811 20050810210950 ACCESSION NUMBER: 0000921895-05-001276 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20050809 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20050811 DATE AS OF CHANGE: 20050810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NYFIX INC CENTRAL INDEX KEY: 0000099047 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 061344888 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-21324 FILM NUMBER: 051014930 BUSINESS ADDRESS: STREET 1: 333 LUDLOW STREET CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 2034258000 FORMER COMPANY: FORMER CONFORMED NAME: TRINITECH SYSTEMS INC DATE OF NAME CHANGE: 19940404 FORMER COMPANY: FORMER CONFORMED NAME: TRANS AIRE ELECTRONICS INC DATE OF NAME CHANGE: 19910916 8-K 1 form8k01805_08092005.htm sec document

                       SECURITIES AND EXCHANGE COMMISSION
                             WASHINGTON, D.C. 20549

                              --------------------

                                    FORM 8-K

                                 CURRENT REPORT
                     PURSUANT TO SECTION 13 OR 15(d) OF THE
                         SECURITIES EXCHANGE ACT OF 1934


         Date of Report (Date of earliest event reported): August 9, 2005
                                                           --------------


                                   NYFIX, INC.
             (Exact name of registrant as specified in its charter)


Delaware                            0-21324                    06-1344888
- --------------------------------------------------------------------------------
(State or other jurisdiction      (Commission                (IRS Employer
of incorporation)                 File Number)               Identification No.)

                 333 Ludlow Street, Stamford, Connecticut 06902
                 ----------------------------------------------
                    (Address of principal executive offices)

        Registrant's telephone number, including area code: 203-425-8000
                                                            ------------

             ------------------------------------------------------
                         (Former name or former address,
                         if changed since last report.)

      Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (SEE General Instruction A.2. below):

      |_|   Written communications pursuant to Rule 425 under the Securities Act
(17 CFR 230.425)

      |_| Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)

      |_|  Pre-commencement  communications  pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))

      |_|  Pre-commencement  communications  pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))





Item 8.01   Other Events.
            ------------

On August 9, 2005, NYFIX, Inc. (the "Company")  announced that it will delay the
filing of its second quarter 2005 report on Form 10-Q for the quarter ended June
30, 2005  currently due August 9, 2005.  The text of the press release issued by
the  Company  is  furnished  as  Exhibit  99.1  and is  incorporated  herein  by
reference.

The delay is a result of the Company's review of the information relating to its
stock option grants and the related  restatements  of its financial  statements,
filed on June 30, 2005. The review was prompted by questions  raised by Deloitte
& Touche LLP, the Company's  independent  registered  public accounting firm, to
the Company's Audit Committee.  As previously  reported by the Company,  the SEC
has  initiated  an inquiry into the  Company's  granting of stock  options.  The
Company,  as directed by the Audit  Committee,  is working as  expeditiously  as
possible to complete its review.

Item 9.01.  Financial Statements and Exhibits.
            ----------------------------------

(c)         Exhibits

            Exhibit No.     Exhibits
            -----------     --------

            99.1            Press release of NYFIX, Inc. dated August 9, 2005.






                                    SIGNATURE
                                    ---------

            Pursuant to the requirements of the Securities Exchange Act of 1934,
the  Registrant  has duly  caused  this report to be signed on its behalf by the
undersigned hereunto duly authorized.


                                                  NYFIX, INC.



                                                  By: /s/ Brian Bellardo
                                                      ----------------------
                                                      Brian Bellardo
                                                      Secretary
August 9, 2005

EX-99.1 2 ex991to8k_08092005.htm sec document


                                                                    EXHIBIT 99.1


                                                                           NYFIX


FOR IMMEDIATE RELEASE

COMPANY CONTACT:
Jennifer Carberry
NYFIX, Inc.
(203) 425-8000 or
info@nyfix.com
WWW.NYFIX.COM

 NYFIX TO DELAY FILING OF ITS SECOND QUARTER 2005 QUARTERLY REPORT ON FORM 10-Q

STAMFORD, CT, AUGUST 9, 2005: NYFIX, INC. (NASDAQ: NYFX), A LEADER IN TECHNOLOGY
SOLUTIONS for the financial marketplace,  today announced that it will delay the
filing of its Second Quarter 2005 Quarterly  Report on Form 10-Q for the quarter
ended June 30, 2005  currently due August 9, 2005.  The delay is a result of the
Company's review of the information  relating to its stock option grants and the
related  restatements of its financial  statements,  filed on June 30, 2005. The
review was prompted by questions  raised by Deloitte & Touche LLP, the Company's
independent registered public accounting firm, to the Company's Audit Committee.
As previously reported by the Company, the SEC has initiated an inquiry into the
Company's  granting  of stock  options.  The  Company,  as directed by the Audit
Committee, is working as expeditiously as possible to complete its review.


ABOUT NYFIX, INC.


NYFIX,  INC.  is an  established  provider  to the  domestic  and  international
financial  markets  of  trading  workstations,  middle-office  trade  automation
technologies and trade communication  technologies.  Our NYFIX Network is one of
the industry's  largest networks,  connecting  broker-dealers,  institutions and
exchanges.  In addition to our headquarters in Stamford, we have offices on Wall
Street in New York City, in London's Financial District,  in Chicago, and in San
Francisco.  We operate redundant data centers in the northeastern  United States
with additional data center hubs in London,  Amsterdam, Hong Kong and Tokyo. For
more information, please visit www.nyfix.com.


THIS  PRESS  RELEASE  CONTAINS  CERTAIN  FORWARD-LOOKING  STATEMENTS  WITHIN THE
MEANING OF SECTION 27A OF THE  SECURITIES  ACT OF 1933, AS AMENDED,  AND SECTION
21E OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED, WHICH ARE INTENDED TO BE
COVERED BY THE SAFE HARBORS  CREATED  THEREBY.  INVESTORS ARE CAUTIONED THAT ALL
FORWARD-LOOKING  STATEMENTS  INVOLVE RISKS AND  UNCERTAINTY,  INCLUDING  WITHOUT
LIMITATION,  THE  ABILITY OF THE  COMPANY TO MARKET AND  DEVELOP  ITS  PRODUCTS.
ALTHOUGH   THE   COMPANY   BELIEVES   THAT  THE   ASSUMPTIONS   UNDERLYING   THE
FORWARD-LOOKING   STATEMENTS  CONTAINED  HEREIN  ARE  REASONABLE,   ANY  OF  THE
ASSUMPTIONS COULD BE INACCURATE,  AND THEREFORE,  THERE CAN BE NO ASSURANCE THAT
THE  FORWARD-LOOKING  STATEMENTS INCLUDED IN THIS PRESS RELEASE WILL PROVE TO BE
ACCURATE.   IN  LIGHT  OF  THE   SIGNIFICANT   UNCERTAINTIES   INHERENT  IN  THE
FORWARD-LOOKING  STATEMENTS  INCLUDED HEREIN,  THE INCLUSION OF SUCH INFORMATION
SHOULD NOT BE REGARDED AS A  REPRESENTATION  BY THE COMPANY OR ANY OTHER  PERSON
THAT THE OBJECTIVES AND PLANS OF THE COMPANY WILL BE ACHIEVED.

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