-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VYtOr+qrpyqOVgxiiLz9fRCNmxEzqsbkJGsndVr/1h2E9Wjg+LLsGylfzEI35W3k sXTODGp+W9v3BM9qyCJG3g== 0000921895-04-002068.txt : 20041215 0000921895-04-002068.hdr.sgml : 20041215 20041214174710 ACCESSION NUMBER: 0000921895-04-002068 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20041213 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20041215 DATE AS OF CHANGE: 20041214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NYFIX INC CENTRAL INDEX KEY: 0000099047 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 061344888 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-21324 FILM NUMBER: 041202701 BUSINESS ADDRESS: STREET 1: 333 LUDLOW STREET CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 2034258000 FORMER COMPANY: FORMER CONFORMED NAME: TRINITECH SYSTEMS INC DATE OF NAME CHANGE: 19940404 FORMER COMPANY: FORMER CONFORMED NAME: TRANS AIRE ELECTRONICS INC DATE OF NAME CHANGE: 19910916 8-K 1 form8k01805_12132004.htm 8-K sec document



                       SECURITIES AND EXCHANGE COMMISSION
                             WASHINGTON, D.C. 20549

                              --------------------

                                    FORM 8-K

                                 CURRENT REPORT
                     PURSUANT TO SECTION 13 OR 15(D) OF THE
                         SECURITIES EXCHANGE ACT OF 1934


       Date of Report (Date of earliest event reported): December 13, 2004
                                                         -----------------


                                   NYFIX, INC.
             (Exact name of registrant as specified in its charter)


    Delaware                           0-21324                  06-1344888
- --------------------------------------------------------------------------------
(State or other jurisdiction        (Commission             (IRS Employer
of incorporation)                   File Number)            Identification No.)

                 333 Ludlow Street, Stamford, Connecticut 06902
                 ----------------------------------------------
                    (Address of principal executive offices)

        Registrant's telephone number, including area code: 203-425-8000
                                                            ------------

             ------------------------------------------------------
         (Former name or former address, if changed since last report.)

     Check the  appropriate  box below if the Form 8-K  filing  is  intended  to
simultaneously  satisfy the filing obligation of the registrant under any of the
following provisions (see General Instruction A.2. below):

     |_| Written  communications  pursuant to Rule 425 under the  Securities Act
(17 CFR 230.425)

     |_| Soliciting  material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 240.14a-12)

     |_|  Pre-commencement  communications  pursuant to Rule 14d-2(b)  under the
Exchange Act (17 CFR 240.14d-2(b))

     |_|  Pre-commencement  communications  pursuant to Rule 13e-4(c)  under the
Exchange Act (17 CFR 240.13e-4(c))





Item 8.01.  OTHER EVENTS.
            ------------

     On December 13, 2004,  NYFIX,  Inc. (the  "Company")  announced that it had
been voted "Best Sellside Order Management  System" for 2004 by Waters Magazine.
The text of a press  release  issued by the Company is furnished as Exhibit 99.1
and is incorporated herein by reference.


Item 9.01.  FINANCIAL STATEMENTS AND EXHIBITS.
            ---------------------------------

(c)         Exhibits

            EXHIBIT NO.    EXHIBITS
            -----------    --------

            99.1           Press release of NYFIX, Inc. dated December 13, 2004.

                                       2




                                    SIGNATURE

            Pursuant to the requirements of the Securities Exchange Act of 1934,
the  Registrant  has duly  caused  this report to be signed on its behalf by the
undersigned hereunto duly authorized.


                                           NYFIX, INC.



                                           By:
                                              ----------------------------------
                                              Brian Bellardo
                                              Secretary
December 14, 2004

                                       3

EX-99.1 2 ex991to8k_12132004.htm EX-99.1 sec document



                                                               [GRAPHIC OMITTED]


FOR IMMEDIATE RELEASE

COMPANY CONTACT:
Jennifer Carberry
NYFIX, Inc.
(203) 425-8000 or
info@nyfix.com
www.nyfix.com

                          NYFIX VOTED BEST SELLSIDE OMS


STAMFORD,  CT,  DECEMBER 13,  2004:  NYFIX,  INC.  (NASDAQ:  NYFX),  A LEADER IN
technology solutions for the financial  marketplace,  today announced it had won
"Best Sellside Order Management System" for 2004 by Waters Magazine.

NYFIX Platinum,  the Company's  combined listed and Nasdaq order  management and
routing platform earned NYFIX top billing this year. "What clearly impressed our
editors was the new NYFIX Platinum order management  system (OMS).  Specializing
in real-time order management,  as well as routing and STP solutions,  NYFIX has
firmly  established  its  combined  Listed  and OTC  NYFIX  Platinum  OMS in the
marketplace. This OMS integrates NYFIX's listed trading workstation,  FIXTrader,
with the Renaissance Market Access workstation for Nasdaq trading.  The Platinum
platform is designed to manage trade  workflows  while tackling the  ever-vexing
challenge of reaching straight through  processing.  Through  Platinum's central
order  screen,  listed  users can  access  institutions,  broker/dealers,  floor
booths,  independent $2 brokers,  and ECNs/ATSes," said Waters. The Company also
earned high marks for its wide range of trading products.

"We are pleased to be recognized as the best sellside OMS. As a long time leader
in the listed OMS space,  it is gratifying  to see that our new offering  "NYFIX
Platinum" has been so well received. We are committed to providing the best -of-
breed customer  support and the leading edge  technology that our customers need
to provide  best  execution  for their  customers,"  commented  Keith  Jamaitis,
President of NYFIX USA.

ABOUT NYFIX, INC.

NYFIX,  INC.  is an  established  provider  to the  domestic  and  international
financial  markets  of  trading  workstations,  middle-office  trade  automation
technologies and trade communication  technologies.  Our NYFIX Network is one of
the industry's  largest networks,  connecting  broker-dealers,  institutions and
exchanges.  In addition to our headquarters in Stamford, we have offices on Wall
Street in New York City, in London's Financial District,  in Chicago, and in San
Francisco.  We operate three data centers in the northeastern United States with
additional data center hubs in London,  Amsterdam, Hong Kong and Tokyo. For more
information, please visit www.nyfix.com and www.javtech.com.

THIS  PRESS  RELEASE  CONTAINS  CERTAIN  FORWARD-LOOKING  STATEMENTS  WITHIN THE
MEANING OF SECTION 27A OF THE  SECURITIES  ACT OF 1933, AS AMENDED,  AND SECTION
21E OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED, WHICH ARE INTENDED TO BE
COVERED BY THE SAFE HARBORS  CREATED  THEREBY.  INVESTORS ARE CAUTIONED THAT ALL
FORWARD-LOOKING  STATEMENTS  INVOLVE RISKS AND  UNCERTAINTY,  INCLUDING  WITHOUT
LIMITATION,  THE  ABILITY OF THE  COMPANY TO MARKET AND  DEVELOP  ITS  PRODUCTS.
ALTHOUGH   THE   COMPANY   BELIEVES   THAT  THE   ASSUMPTIONS   UNDERLYING   THE
FORWARD-LOOKING   STATEMENTS  CONTAINED  HEREIN  ARE  REASONABLE,   ANY  OF  THE
ASSUMPTIONS COULD BE INACCURATE,  AND THEREFORE,  THERE CAN BE NO ASSURANCE THAT
THE  FORWARD-LOOKING  STATEMENTS INCLUDED IN THIS PRESS RELEASE WILL PROVE TO BE
ACCURATE.   IN  LIGHT  OF  THE   SIGNIFICANT   UNCERTAINTIES   INHERENT  IN  THE
FORWARD-LOOKING  STATEMENTS  INCLUDED HEREIN,  THE INCLUSION OF SUCH INFORMATION
SHOULD NOT BE REGARDED





AS A  REPRESENTATION  BY THE COMPANY OR ANY OTHER PERSON THAT THE OBJECTIVES AND
PLANS OF THE COMPANY WILL BE ACHIEVED.

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