-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KIHbl/J1aLnaaDPwCDoDWSXtImFLaEqC4m87ZCrgxTdGSe3y8I6D6WKKVNVJQbnc urgAW/szcpZSiIjuCtLpHg== 0000921895-04-001211.txt : 20040819 0000921895-04-001211.hdr.sgml : 20040819 20040819162952 ACCESSION NUMBER: 0000921895-04-001211 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040818 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20040819 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NYFIX INC CENTRAL INDEX KEY: 0000099047 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 061344888 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-21324 FILM NUMBER: 04986679 BUSINESS ADDRESS: STREET 1: 333 LUDLOW STREET CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 2034258000 FORMER COMPANY: FORMER CONFORMED NAME: TRINITECH SYSTEMS INC DATE OF NAME CHANGE: 19940404 FORMER COMPANY: FORMER CONFORMED NAME: TRANS AIRE ELECTRONICS INC DATE OF NAME CHANGE: 19910916 8-K 1 form8k01805_08182004.htm 8-K sec document


                       SECURITIES AND EXCHANGE COMMISSION
                             Washington, D.C. 20549

                              --------------------

                                    FORM 8-K

                                 CURRENT REPORT
                     PURSUANT TO SECTION 13 OR 15(D) OF THE
                         SECURITIES EXCHANGE ACT OF 1934


        Date of Report (Date of earliest event reported): August 18, 2004


                                   NYFIX, INC.
             (Exact name of registrant as specified in its charter)


        Delaware                      0-21324                   06-1344888
- --------------------------------------------------------------------------------
(State or other jurisdiction        (Commission              (IRS Employer
of incorporation)                   File Number)             Identification No.)


                 333 Ludlow Street, Stamford, Connecticut 06902
                 ----------------------------------------------
                    (Address of principal executive offices)


Registrant's telephone number, including area code: 203-425-8000
                                                    ------------

             ------------------------------------------------------
         (Former name or former address, if changed since last report.)





Item 5.  Other Events and Regulation FD Disclosure.
         -----------------------------------------

          On August 18, 2004, NYFIX, Inc. (the "Company") announced that Fulcrum
Global Partners LLC had signed a contract for the NYFIX Platinum(TM)  listed and
OTC  trading  platform.  The text of a press  release  issued by the  Company is
furnished as Exhibit 99.1 and is incorporated herein by reference.


Item 7. Financial Statements and Exhibits.
        ---------------------------------

(c)     Exhibits

        Exhibit No.          Exhibits
        -----------          --------

        99.1                 Press release of NYFIX, Inc. dated August 18, 2004.





                                    SIGNATURE

          Pursuant to the  requirements of the Securities  Exchange Act of 1934,
the  Registrant  has duly  caused  this report to be signed on its behalf by the
undersigned hereunto duly authorized.


                                   NYFIX, INC.



                                   By: /s/ Brian Bellardo
                                       -----------------------------------------
                                       Brian Bellardo
                                       Secretary

August 19, 2004

EX-99 2 ex991to8k_08182004.htm EX-99.1 sec document

                                                               [GRAPHIC OMITTED]


FOR IMMEDIATE RELEASE

Company Contact:
Jennifer Carberry
NYFIX, Inc.
(203) 425-8000 or
info@nyfix.com
WWW.NYFIX.COM


          FULCRUM GLOBAL PARTNERS LLC SIGNS CONTRACT FOR NYFIX PLATINUM
                        LISTED AND OTC TRADING PLATFORM

STAMFORD,  CT,  AUGUST  18,  2004:  NYFIX,  INC.  (NASDAQ:  NYFX),  a leader  in
technology solutions for the financial marketplace, today announced that Fulcrum
Global  Partners  LLC has signed a  three-year  contract  for  approximately  $2
million for NYFIX Platinum platform for listed and OTC trading.  Fulcrum will be
deploying  NYFIX  Platinum(TM)  on its equity trading desk and will be utilizing
the NYFIX Network for  connectivity  to exchanges and buyside  institutions  for
electronic trading order flow.

Fulcrum  has  been  in  production   with  NYFIX's  listed   trading   platform,
FIXTrader(R),  since 2001 and when the firm decided to  reevaluate  their system
options in the OTC space,  NYFIX was the logical  choice.  "We've been impressed
with NYFIX's listed offering and their high level of service. Their expertise in
both the Listed and OTC markets  and our  experience  working  with NYFIX on the
Listed  side made us  comfortable  with the  decision  to move  ahead with NYFIX
Platinum for our entire desk," commented Doug Henderson,  Fulcrum's  Director of
Trading.

The NYFIX  Platinum  system  is a  combined  Listed  and OTC  trading  platform.
Designed by industry traders and Compliance professionals, NYFIX Platinum allows
traders to facilitate  order flow easily whether  acting as principal,  agent or
both  (mixed  capacity)  utilizing  one  of  the  sophisticated  auto-allocation
parameters  in its  Fee-based  offering.  2004  enhancements  to NYFIX  Platinum
included  introducing  full  support  for  Exchange  Listed  stocks  trading  on
electronic   markets  to  the  Renaissance   Market  Access  (RMA),  the  Nasdaq
workstation.  This included support for dually-listed  stocks and connections to
Super Montage for exchange  listed  stocks,  and all major ECNs.  RMA also added
automated  Third Market ACT  reporting;  CTS and CQS market data  directly  from
SIAC;  and  integrated  Risk  Management.  Auto-Trade  Allocation  and all other
automated  processes  currently  used for OTC stocks can now be used with listed
securities.

"We are excited to be working with Fulcrum and expand our services we provide to
their trading operations," added Keith Jamaitis, President of NYFIX USA. "We are
continuing to develop the NYFIX Platinum  system and we believe the offering has
proven to be very competitive with other systems in this space. We have 13 firms
now in production and are seeing increased interest from the brokerage community
now that  NYFIX  Platinum  is an  established  system  choice  for the  combined
OTC/listed trader's desktop in the marketplace."


ABOUT NYFIX, INC.

NYFIX,  INC.  is an  established  provider  to the  domestic  and  international
financial  markets  of  trading  workstations,  middle-office  trade  automation
technologies and trade communication  technologies.  Our NYFIX Network is one of
the industry's  largest networks,  connecting  broker-dealers,  institutions and
exchanges.  In addition to our headquarters in Stamford, we have offices on Wall
Street in New York City, in London's Financial District,  in Chicago, and in San
Francisco.  We operate three data centers in the northeastern  United States and
are establishing  additional data center hubs in London and Amsterdam.  For more
information, please visit www.nyfix.com and www.javtech.com.

THIS PRESS RELEASE CONTAINS CERTAIN FORWARD-LOOKING STATEMENTS WITHIN THE
MEANING OF SECTION 27A OF THE SECURITIES ACT OF 1933, AS AMENDED, AND SECTION
21E OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED, WHICH ARE INTENDED TO BE
COVERED BY THE SAFE HARBORS CREATED THEREBY. INVESTORS ARE CAUTIONED THAT ALL
FORWARD-LOOKING STATEMENTS INVOLVE RISKS AND UNCERTAINTY, INCLUDING WITHOUT
LIMITATION, THE ABILITY OF THE COMPANY TO MARKET AND DEVELOP ITS PRODUCTS.
ALTHOUGH THE COMPANY BELIEVES THAT THE ASSUMPTIONS UNDERLYING THE
FORWARD-LOOKING STATEMENTS CONTAINED HEREIN ARE REASONABLE, ANY OF THE
ASSUMPTIONS COULD BE INACCURATE, AND THEREFORE, THERE CAN BE NO ASSURANCE THAT
THE FORWARD-LOOKING STATEMENTS INCLUDED IN THIS PRESS RELEASE WILL PROVE TO





BE ACCURATE. IN LIGHT OF THE SIGNIFICANT UNCERTAINTIES INHERENT IN THE
FORWARD-LOOKING STATEMENTS INCLUDED HEREIN, THE INCLUSION OF SUCH INFORMATION
SHOULD NOT BE REGARDED AS A REPRESENTATION BY THE COMPANY OR ANY OTHER PERSON
THAT THE OBJECTIVES AND PLANS OF THE COMPANY WILL BE ACHIEVED.

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