-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RmO9jobMAWAhsg3+rFOMJ8W+dcVmvaEBs3y+XbGZLWOKmyICHesK5Bt5i6YpwV0w dd8vgNqNfmTX08bVwJT9Kw== 0000921895-00-000357.txt : 20000511 0000921895-00-000357.hdr.sgml : 20000511 ACCESSION NUMBER: 0000921895-00-000357 CONFORMED SUBMISSION TYPE: 8-K/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20000421 ITEM INFORMATION: ITEM INFORMATION: FILED AS OF DATE: 20000510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NYFIX INC CENTRAL INDEX KEY: 0000099047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 061344888 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K/A SEC ACT: SEC FILE NUMBER: 001-12292 FILM NUMBER: 623629 BUSINESS ADDRESS: STREET 1: 333 LUDLOW STREET CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 2034258000 FORMER COMPANY: FORMER CONFORMED NAME: TRINITECH SYSTEMS INC DATE OF NAME CHANGE: 19940404 8-K/A 1 FORM 8-K/A FORM 8-K--CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ---------------------- FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported). April 21, 2000. ----------------------- NFYIX, INC. - -------------------------------------------------------------------------------- (Exact name of registrant as specified in its charter) New York 0-21324 06-1344888 - -------------------------------------------------------------------------------- (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) Identification No.) 333 Ludlow Street, Stamford, CT 06902 - -------------------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (203) 425-8000 N/A - -------------------------------------------------------------------------------- (Former Name or Former Address, if Changed Since Last Report) Item 4. Changes in Registrant's Certifying Accountant. The Audit Committee of the Company's Board of Directors approved a change in the Company's independent accountants for the fiscal year ended December 31, 2000, from Arthur Andersen LLP ("Arthur Andersen") to Deloitte & Touche LLP ("Deloitte & Touche"). Arthur Andersen was dismissed on April 21, 2000 and Deloitte & Touche was engaged on April 27, 2000. The report of Arthur Andersen for teach of the three years in the period ended December 31, 1999 contained no adverse opinions, disclaimer of opinion or qualification or modification as to uncertainty, audit scope or accounting principles. During each of the three years ended December 31, 1999, there were no disagreements between the Company and Arthur Andersen on any accounting principles or practices, financial statement disclosure or auditing scope or procedure, which, if not resolved to the satisfaction of Arthur Andersen would have caused it to make reference to the subject matter of the disagreement in connection with its report. No event described in paragraph (a) (1) (v) of Item 304 of Regulation S-K has occurred within the Company for each of the three years ended December 31, 1999. The Company has provided Arthur Anderson with a copy of the disclosures contained herein. The Company did not consult with Deloitte & Touche during each of the three years in the period ended December 31, 1999 on any matter which was the subject of any disagreement or any reportable event or on the application of accounting principles to a specified transaction, either completed or proposed. Item 7. Financial Statements and Exhibits. (c) Exhibit 16 Letter from Arthur Anderson, dated April 24, 2000, regarding change in Certifying Accountant . -2- SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. NYFIX, INC. Dated: May 8, 2000 By: /s/ Peter K. Hansen ----------------------------------- Name: Peter Hansen Title: Chairman of the Board and President -3- EX-16 2 LETTER FROM ARTHUR ANDERSON ARTHUR ANDERSEN Office of the Chief Accountant Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 April 24, 2000 Dear Sir/Madam: We have read Item 4 included in the attached Form 8-K of NYFIX, Inc. filed with the Securities and Exchange Commission and are in agreement with the statements contained therein. Very truly yours, /s/ Arthur Andersen LLP Arthur Andersen LLP Copies to: Mr. Peter Hanson, Chairman, NYFIX, Inc. Mr. John Chapman, Chairman of the Audit Committee, NYFIX, Inc. -----END PRIVACY-ENHANCED MESSAGE-----