-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SYW7rNg0kn1uvnCI1H6vFzRmokDYun/SAHbbUYx9MjKLNBmcRDobzyw+FuGOUd4E uLekTYV+gWLFZ+CKTonqkw== 0000921895-00-000156.txt : 20000307 0000921895-00-000156.hdr.sgml : 20000307 ACCESSION NUMBER: 0000921895-00-000156 CONFORMED SUBMISSION TYPE: 8-A12G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000303 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NYFIX INC CENTRAL INDEX KEY: 0000099047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 061344888 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12G SEC ACT: SEC FILE NUMBER: 000-21324 FILM NUMBER: 560932 BUSINESS ADDRESS: STREET 1: 333 LUDLOW STREET CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 2034258000 FORMER COMPANY: FORMER CONFORMED NAME: TRINITECH SYSTEMS INC DATE OF NAME CHANGE: 19940404 8-A12G 1 FORM 8-A12G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 --------------------------- FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 NYFIX, INC. - -------------------------------------------------------------------------------- (Exact name of Registrant as specified in its charter) New York 06-1344888 - -------------------------------------------------------------------------------- (State or other jurisdiction of (I.R.S. employer incorporation or organization) identification no.) 333 Ludlow Street, Stamford, Connecticut 06902 - -------------------------------------------------------------------------------- (Address of principal executive offices) (Zip code) If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), please check the following box. / / If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), please check the following box. /X/ Securities Act registration statement file number to which this form relates: Securities to be registered pursuant to Section 12(b) of the Act: None Securities to be registered pursuant to Section 12(g) of the Act: Common Stock, $.001 par value - -------------------------------------------------------------------------------- (Title of Class) Item 1. Description of Securities To Be Registered. A description of the common stock, $.001 per share (the "Common Stock") of NYFIX, Inc. (the "Company") is contained under the caption "Description of Securities" in the Company's Registration Statement on Form S-1, as amended (Registration No. 033-61298), filed with the Securities and Exchange Commission on April 19, 1993 and incorporated herein by reference. Item 2. Exhibits. 3.1 Articles of Incorporation of NYFIX, Inc. (Exhibit 3.1 to Registrant's Form 10 filed March 5, 1993). 3.2 Certificate of Amendment to Articles of Incorporation of NYFIX, Inc. (Exhibit 3.3 to the Company's Form S-3 filed December 30, 1999). 3.3 By-Laws of NYFIX, Inc. (Exhibit 3.2 to Registrant's Form 10 filed March 5, 1993). 4.1 Certificate of Designation of Series A Preferred Stock (Exhibit 4.1 to Registrant's Form 10 filed March 5, 1993). 4.2 Specimen - Common Stock Certificate (Exhibit 4.2 to the Registrant's Annual Report on Form 10K for the fiscal year ended December 31, 1993). 4.3 Rights Agreement, dated as of September 1, 1997, between the Registrant and Chase Mellon Shareholder Services, L.L.C., as Rights Agent (Exhibit 1 to the Registrant's Form 8-A filed September 10, 1997). 4.4 First Amendment to Rights Agreement, dated as of October 25, 1999, between Trinitech Systems, Inc. and Chase Mellon Shareholder Services, L.L.C. (Exhibit 3 to the Registrant's Form 8-A/A filed October 25, 1999). -2- SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized. Dated: March 3, 2000 NYFIX, INC. By: /s/ Richard Castillo ----------------------------------- Name: Richard Castillo Title: Chief Financial Officer -3- -----END PRIVACY-ENHANCED MESSAGE-----