-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EZMoTJBjw+wKyAy9TrRlvlfVnVpZxlFb3A8Vcyozlcz/xY2zr64I4JFGhKPpc9QT KDTcbuV0Zf2wQAY4qIAQGg== 0000921895-00-000035.txt : 20000202 0000921895-00-000035.hdr.sgml : 20000202 ACCESSION NUMBER: 0000921895-00-000035 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000118 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NYFIX INC CENTRAL INDEX KEY: 0000099047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 061344888 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: SEC FILE NUMBER: 333-93943 FILM NUMBER: 508563 BUSINESS ADDRESS: STREET 1: 333 LUDLOW STREET CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 2034258000 FORMER COMPANY: FORMER CONFORMED NAME: TRINITECH SYSTEMS INC DATE OF NAME CHANGE: 19940404 424B3 1 424B3 Rule 424(b)(3) NYFIX, INC. SUPPLEMENT DATED JANUARY 14, 2000 TO PROSPECTUS DATED DECEMBER 31, 1999 The following information supplements the information contained in the Prospectus dated December 30, 1999 ("Prospectus") relating to the sale of an aggregate of 1,312,500 shares of common stock, $.001 par value ("Common Stock"), by certain persons ("Selling Stockholders"). All capitalized terms used herein which are not otherwise defined have the meaning ascribed to them in the Prospectus. The following updates the table under the section "Selling Shareholders" set forth in the Prospectus found on page 10 to correct the name of a Selling Shareholder. The shares have been registered under the registration statement of which the Prospectus forms a part. The following table sets forth (i) the number of shares of Common Stock owned by each Selling Shareholder at December 15, 1999, (ii) the number of shares being offered for resale hereby by each Selling Shareholder; and (iii) the number and percentage of shares of Common Stock to be held by each Selling Shareholder after the completion of this Offering. Except as otherwise indicated in the Footnotes to such table, none of such Selling Shareholders has been an officer, director or employee of the Company for the past three years.
Number of Common Shares of Class to be Beneficially-Owned After Completion of the Offering ------------------ Number of Common Shares Maximum Number of Beneficially Owned Prior to Shares to be Offered Name the Offering for Resale Number Percent ---- ------------ ---------- ------ ------- DB U.S. Financial Markets Holding 187,500 187,500 0 0 Corporation 31 West 52nd Street New York, NY 10019 UBS (USA) INC. 187,500 187,500 0 0 677 Washington Boulevard Stamford, CT 06912 ING Barings LLC 187,500 187,500 0 0 55 East 52nd Street New York, NY 10055 Lehman Brothers Inc. 187,500 187,500 0 0 3 World Financial Center 16th Floor New York, NY 10285-0600 Morgan Stanley & Co. Incorporated 187,500 187,500 0 0 1585 Broadway New York, NY 10036 Societe Generale Investment Corporation 187,500 187,500 0 0 1221 Avenue of the Americas 8th Floor New York, NY 10020 Sanford C. Bernstein & Co., Inc. 187,500 187,500 0 0 767 Fifth Avenue New York, NY 10153
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