-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HXAr80jmZzBEvih1d29tHVYGUQn/iUBgKPHkXtoer1qaCBOEoro8FouASxajLoFc HkVb2Q3dktQOp41Go8CU6g== 0000099047-07-000017.txt : 20071213 0000099047-07-000017.hdr.sgml : 20071213 20071213171851 ACCESSION NUMBER: 0000099047-07-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071211 FILED AS OF DATE: 20071213 DATE AS OF CHANGE: 20071213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Henderson Donald CENTRAL INDEX KEY: 0001399765 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21324 FILM NUMBER: 071305249 BUSINESS ADDRESS: BUSINESS PHONE: 646-525-3015 MAIL ADDRESS: STREET 1: 100 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NYFIX INC CENTRAL INDEX KEY: 0000099047 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 061344888 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 WALL STREET STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-809-3542 MAIL ADDRESS: STREET 1: 100 WALL STREET STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: TRINITECH SYSTEMS INC DATE OF NAME CHANGE: 19940404 FORMER COMPANY: FORMER CONFORMED NAME: TRANS AIRE ELECTRONICS INC DATE OF NAME CHANGE: 19910916 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-12-11 0 0000099047 NYFIX INC nyfx 0001399765 Henderson Donald 100 WALL STREET NEW YORK NY 10005 0 1 0 0 Chief Technology Officer Employee stock option (right to buy) 4.6 2007-10-02 4 A 0 118631 0 A 2017-10-02 Common stock 118631 118631 D Employee stock option (right to buy) 4.6 2007-12-11 4 A 0 181369 0 A 2017-10-02 Common stock 181369 300000 D The option vests and becomes exercisable as to 25% of the shares on March 10, 2008, and as to 2.0833% of the shares on the tenth day of each month thereafter through and including March 10, 2011. This grant was previously reported. The option grant was approved by a committee of the Board of Directors of NYFIX, Inc. on October 2, 2007 subject to stockholder approval of the equity compensation plan under which the option was granted. NYFIX stockholders approved the plan on December 11, 2007. The option vests and becomes exercisable as to 25% of the shares on March 10, 2008, and as to 2.0833% of the shares on the tenth day of each month thereafter through and including March 10, 2011. Brian Bellardo, by Power of Attorney 2007-12-13 -----END PRIVACY-ENHANCED MESSAGE-----