-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KNB6xFQ2T1BwnyCDWb11Mb+Ozggmb/M0K8Syu1m/1Ju0Oexpdu43k2O8gKO166JA E7Ze5cROk5zEEH1xPha1HQ== 0000099047-07-000016.txt : 20071213 0000099047-07-000016.hdr.sgml : 20071213 20071213170606 ACCESSION NUMBER: 0000099047-07-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071211 FILED AS OF DATE: 20071213 DATE AS OF CHANGE: 20071213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GORMAN LON CENTRAL INDEX KEY: 0001186007 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21324 FILM NUMBER: 071305132 BUSINESS ADDRESS: BUSINESS PHONE: 4156277000 MAIL ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NYFIX INC CENTRAL INDEX KEY: 0000099047 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 061344888 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 WALL STREET STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-809-3542 MAIL ADDRESS: STREET 1: 100 WALL STREET STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: TRINITECH SYSTEMS INC DATE OF NAME CHANGE: 19940404 FORMER COMPANY: FORMER CONFORMED NAME: TRANS AIRE ELECTRONICS INC DATE OF NAME CHANGE: 19910916 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-12-11 0 0000099047 NYFIX INC nyfx 0001186007 GORMAN LON C/O NYFIX, INC. 100 WALL STREET NEW YORK NY 10005 1 0 0 0 Stock option (right to buy) 4.3 2007-12-11 4 A 0 350000 0 A 2017-10-23 Common stock 350000 350000 D The option grant was approved by the Board of Directors of NYFIX, Inc. on October 23, 2007 subject to stockholder approval of the equity compensation plan under which the option was granted. NYFIX stockholders approved the plan on December 11, 2007. Subject to the condition noted in footnote 1, which was satisfied on December 11, 2007, the option vests and becomes exercisable as to 27.0834% of the shares on October 23, 2007, and as to 2.0833% of the shares on the fourth day of each month thereafter through and including September 4, 2010. Brian Bellardo, by Power of Attorney 2007-12-13 -----END PRIVACY-ENHANCED MESSAGE-----