-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LWizAkaZD6CpsoZ1f8X10doqGPG9CpIX67VJkjbEWBHplpORhq3EcRFz/WM/DYzf C+1nlPUIKxNyeKN0EyQx4w== 0000099047-07-000009.txt : 20071025 0000099047-07-000009.hdr.sgml : 20071025 20071025125304 ACCESSION NUMBER: 0000099047-07-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071023 FILED AS OF DATE: 20071025 DATE AS OF CHANGE: 20071025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NYFIX INC CENTRAL INDEX KEY: 0000099047 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 061344888 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 WALL STREET STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-809-3542 MAIL ADDRESS: STREET 1: 100 WALL STREET STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: TRINITECH SYSTEMS INC DATE OF NAME CHANGE: 19940404 FORMER COMPANY: FORMER CONFORMED NAME: TRANS AIRE ELECTRONICS INC DATE OF NAME CHANGE: 19910916 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEEHAN GEORGE O CENTRAL INDEX KEY: 0001246287 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21324 FILM NUMBER: 071190262 BUSINESS ADDRESS: BUSINESS PHONE: 2034258000 MAIL ADDRESS: STREET 1: C/O NYFIX INC STREET 2: 333 LUDLOW ST CITY: STAMFORD STATE: CT ZIP: 06902 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-10-23 0 0000099047 NYFIX INC nyfx 0001246287 DEEHAN GEORGE O C/O NYFIX INC 100 WALL STREET 26TH FLOOR NEW YORK NY 10005 1 0 0 0 Stock option (right to buy) 36 2007-10-23 4 D 0 16875 D 2010-08-22 Common stock 16875 0 D Stock option (right to buy) 36 2007-10-23 4 A 0 16875 A 2010-08-22 Common stock 16875 16875 D Stock option (right to buy) 36 2007-10-23 4 D 0 50625 D 2010-08-22 Common stock 50625 0 D Stock option (right to buy) 36 2007-10-23 4 A 0 50625 A 2010-08-22 Common stock 50625 50625 D Stock option (right to buy) 17.8 2007-10-23 4 D 0 12500 D 2011-10-22 Common stock 12500 0 D Stock option (right to buy) 17.8 2007-10-23 4 A 0 12500 A 2011-10-22 Common stock 12500 12500 D Stock option (right to buy) 17.8 2007-10-23 4 D 0 12500 D 2011-10-22 Common stock 12500 0 D Stock option (right to buy) 17.8 2007-10-23 4 A 0 12500 A 2011-10-22 Common stock 12500 12500 D Stock option (right to buy) 8.5 2007-10-23 4 D 0 7500 D 2012-06-09 Common stock 7500 0 D Stock option (right to buy) 8.5 2007-10-23 4 A 0 7500 A 2012-06-09 Common stock 7500 7500 D Stock option (right to buy) 5.25 2007-10-23 4 D 0 24000 D 2012-08-15 Common stock 24000 0 D Stock option (right to buy) 5.25 2007-10-23 4 A 0 24000 A 2012-08-15 Common stock 24000 24000 D The two reported transactions involved an amendment of an outstanding option to extend the exercise period following termination of services as a director to one year following such termination, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on August 23, 2000. The option fully vested on August 23, 2000 and therefore is currently exercisable. The two reported transactions involved an amendment of an outstanding option to extend the exercise period following termination of services as a director to one year following such termination, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was orignally granted on August 23, 2000. The option vested in three equal annual installments beginning on August 23, 2001, and therefore is currently exercisable. The two reported transactions involved an amendment of an outstanding option to extend the exercise period following termination of services as a director to one year following such termination, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on October 23, 2001. The option fully vested on October 23, 2001, and therefore is currently exercisable. The two reported transactions involved an amendment of an outstanding option to extend the exercise period following termination of services as a director to one year following such termination, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on October 23, 2001. The option vested on October 23, 2003, and therefore is currently exercisable. The two reported transactions involved an amendment of an outstanding option to extend the exercise period following termination of services as a director to one year following such termination, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on June 10, 2002. The option vested on June 10, 2003, and therefore is currently exercisable. The two reported transactions involved an amendment of an outstanding option to extend the exercise period following termination of services as a director to one year following such termination, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on August 16, 2002. The option vested in equal installments on March 31, 2003 and December 31, 2003, and therefore is currently exercisable. Brian Bellardo, by Power of Attorney 2007-10-25 -----END PRIVACY-ENHANCED MESSAGE-----