-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VxSliewWGIywaoKuQQaMfED7DtyBRuFrzHJqCfTIlR5NiAaNheLv8vuITVwFsikf AEdQlNFBWQR8bNeaINcKHg== 0000099047-07-000008.txt : 20071025 0000099047-07-000008.hdr.sgml : 20071025 20071025112649 ACCESSION NUMBER: 0000099047-07-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071023 FILED AS OF DATE: 20071025 DATE AS OF CHANGE: 20071025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NYFIX INC CENTRAL INDEX KEY: 0000099047 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 061344888 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 WALL STREET STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-809-3542 MAIL ADDRESS: STREET 1: 100 WALL STREET STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: TRINITECH SYSTEMS INC DATE OF NAME CHANGE: 19940404 FORMER COMPANY: FORMER CONFORMED NAME: TRANS AIRE ELECTRONICS INC DATE OF NAME CHANGE: 19910916 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JENNINGS WILLIAM C CENTRAL INDEX KEY: 0001276559 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21324 FILM NUMBER: 071189962 BUSINESS ADDRESS: BUSINESS PHONE: 978-787-4120 MAIL ADDRESS: STREET 1: 108 CHERRY HILL DRIVE CITY: BEVERLY STATE: MA ZIP: 01915-1053 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-10-23 0 0000099047 NYFIX INC nyfx 0001276559 JENNINGS WILLIAM C C/O NYFIX, INC. 100 WALL STREET 26TH FLOOR NEW YORK NY 10005 1 0 0 0 Stock option (right to buy) 6.76 2007-10-23 4 D 0 60000 D 2013-04-28 Common stock 60000 0 D Stock option (right to buy) 6.76 2007-10-23 4 A 0 60000 A 2013-04-28 Common stock 60000 60000 D The two reported transactions involved an amendment of an outstanding option to extend the exercise period following termination of services as a director to one year following such termination, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was previously reported with a transaction date of July 22, 2003, vested in three annual installments beginning on April 29, 2004, and therefore is currently exercisable. Brian Bellardo, by Power of Attorney 2007-10-25 -----END PRIVACY-ENHANCED MESSAGE-----