-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FmJZ4KpOPvXU4N+ifWqaF3ubA1bPajEZA3b2rOOhWKRMsL5lutVe5AbxrmB1QxxL /txRrUT5fWay2vazO5btdw== 0000099047-07-000005.txt : 20071004 0000099047-07-000005.hdr.sgml : 20071004 20071004104736 ACCESSION NUMBER: 0000099047-07-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071002 FILED AS OF DATE: 20071004 DATE AS OF CHANGE: 20071004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Henderson Donald CENTRAL INDEX KEY: 0001399765 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21324 FILM NUMBER: 071155621 BUSINESS ADDRESS: BUSINESS PHONE: 646-525-3015 MAIL ADDRESS: STREET 1: 100 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NYFIX INC CENTRAL INDEX KEY: 0000099047 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 061344888 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 WALL STREET STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-809-3542 MAIL ADDRESS: STREET 1: 100 WALL STREET STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: TRINITECH SYSTEMS INC DATE OF NAME CHANGE: 19940404 FORMER COMPANY: FORMER CONFORMED NAME: TRANS AIRE ELECTRONICS INC DATE OF NAME CHANGE: 19910916 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-10-02 0 0000099047 NYFIX INC NYFX 0001399765 Henderson Donald C/O NYFIX, INC. 100 WALL STREET NEW YORK NY 10005 0 1 0 0 Chief Technology Officer Employee Stock Option (right to buy) 4.6 2007-10-02 4 A 0 118631 0 A 2017-10-02 Common Stock 118631 118631 D The option vests and becomes exercisable as to 25% of the shares on March 10, 2008 and as to 2.0833% of the shares on the tenth day of each month thereafter through and including March 10, 2011. Brian Bellardo, by Power of Attorney 2007-10-04 -----END PRIVACY-ENHANCED MESSAGE-----