-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Cjj1S607bJIEbHKHMpMQOP2rRBv6UXr8eVCukKy3qC9XHMlVGbQBggWZXPslMCad XNPFMOFiEtMpXd42Ohzt/g== 0000099047-07-000003.txt : 20070402 0000099047-07-000003.hdr.sgml : 20070402 20070402113538 ACCESSION NUMBER: 0000099047-07-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070329 FILED AS OF DATE: 20070402 DATE AS OF CHANGE: 20070402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Merrill David A CENTRAL INDEX KEY: 0001387982 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21324 FILM NUMBER: 07736563 BUSINESS ADDRESS: BUSINESS PHONE: 646-525-3083 MAIL ADDRESS: STREET 1: 100 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NYFIX INC CENTRAL INDEX KEY: 0000099047 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 061344888 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 WALL STREET STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-809-3542 MAIL ADDRESS: STREET 1: 100 WALL STREET STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: TRINITECH SYSTEMS INC DATE OF NAME CHANGE: 19940404 FORMER COMPANY: FORMER CONFORMED NAME: TRANS AIRE ELECTRONICS INC DATE OF NAME CHANGE: 19910916 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-03-29 0 0000099047 NYFIX INC nyfx 0001387982 Merrill David A 100 WALL STREET NEW YORK NY 10005 0 1 0 0 Global Head Client Operations Common Stock 2007-03-29 4 A 0 48169 6.228 A 48169 D NYFIX issued these shares to Mr. Merrill in satisfaction of a provision in Mr. Merrill's January 5, 2007 offer letter that the Company, within three months of his commencement of employment, provide him a restricted stock grant with a value of $300,000 on the date of grant or pay him $300,000 in cash. These restricted shares vest in 12 months from the date of grant. Mr. Merrill will forfeit such grant if he is not employed by the Company on the date the award is to vest (unless he is terminated by the Company without Cause, as defined in his January 5, 2007 offer letter). Brian Bellardo, by Power of Attorney 2007-04-02 -----END PRIVACY-ENHANCED MESSAGE-----