UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form SD
SPECIALIZED DISCLOSURE REPORT
C. R. Bard, Inc.
(Exact Name of Registrant as Specified in Charter)
| New Jersey | 1-6926 | 22-1454160 | ||
| (State or Other Jurisdiction of Incorporation) |
(Commission File Number) |
(IRS Employer Identification Number) | ||
| 730 Central Avenue, Murray Hill, NJ | 07974 | |||
| (Address of Principal Executive Offices) | (Zip Code) | |||
Samrat S. Khichi
908-277-8000
(Name and telephone number, including area code, of the person to contact in connection with this report.)
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
| ☒ | Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2016. |
Section 1 – Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report
Conflict Minerals Disclosure
This Form SD of C. R. Bard, Inc. (the “Company”) is filed pursuant to Rule 13p-1 promulgated under Section 13(p) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), for the reporting period January 1, 2016 through December 31, 2016.
The Company has evaluated its product lines and its supply chain to determine whether its products may contain tin, tantalum, tungsten or gold, each defined as a “conflict mineral” pursuant to Section 13(p) of the Exchange Act and Rule 13p-1 and Form SD thereunder, due to the presence of one or more of these minerals in parts obtained from suppliers or from the utilization of one or more of these minerals in the Company’s or its suppliers’ manufacturing processes in circumstances where the particular mineral or minerals remain in the final product sold by the Company. The Company has determined that certain of the products it manufactures, or contracts with third parties to manufacture, contain gold, tin, tantalum, or tungsten.
The Company further determined that these conflict minerals are necessary to the functionality or production of the products in which they are included (“necessary conflict minerals”) and therefore undertook a good-faith, reasonable country of origin inquiry (“RCOI”) in accordance with its obligations under Section 13(p) of the Exchange Act and Rule 13p-1 and Form SD thereunder, to determine whether any necessary conflict minerals originated in the Democratic Republic of the Congo (“DRC”) or an adjoining country (collectively, the “Covered Countries”) and, if so, whether any such minerals directly or indirectly financed or benefited armed groups in any of the Covered Countries.
The following is a brief summary of our RCOI process, which overlapped substantially with the due diligence measures we undertook after being unable to determine, with respect to at least some of the Company’s products, either: (1) the country or countries of origin of all of our necessary conflict minerals; or (2) that the necessary conflict materials came from scrap or recycled materials.
After concluding that conflict minerals are necessary to the functionality or production of some of its products, the Company conducted a good-faith RCOI to determine whether any of its products, including components or parts thereof, or manufacturing processes contained conflict minerals that originated in a Covered Country. The Company identified approximately 219 known direct suppliers, or Tier 1 suppliers, of products or components that potentially contain the necessary conflict minerals and requested those suppliers disclose whether such products or components contained the necessary conflict minerals and if so, to provide the Company with country of origin, processing facility and/or mine or other extraction point information with respect to such necessary conflict minerals. Our information request was based on a model supplier inquiry letter created by The Organisation for Economic Co-operation and Development (“OECD”) as part of the OECD’s Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, Third Edition, including the supplements on tin, tantalum, tungsten and gold (the “OECD Due Diligence Guidance”). The Company requested these Tier 1 suppliers provide their responses through a software tool, which included the EICC-GeSI’s Conflict-Free Sourcing Initiative reporting template.
The Company’s due diligence process was a continuation of its RCOI process for those Tier 1 suppliers that indicated in their response that they supplied necessary conflict minerals to the Company and the Company went on to exercise due diligence on the source and chain of custody of these conflict minerals, as discussed more fully in the attached Conflict Minerals Report.
1
A copy of the Company’s Conflict Minerals Report is provided as Exhibit 1.01 to this Form SD and, together with our Form SD, is publicly available at http://www.crbard.com/Social-Responsibility/Conflict-Minerals.html. The content of any website referred to in this Form SD or the attached Conflict Minerals Report is not incorporated by reference into this Form SD or the attached Conflict Minerals Report (Exhibit 1.01 hereto).
Item 1.02 Exhibit
As specified in Section 2, Item 2.01 of this Form SD, the Company is hereby filing its Conflict Minerals Report as Exhibit 1.01 to this report.
Section 2 – Exhibits
Item 2.01 Exhibits
Exhibit 1.01 – Conflict Minerals Report of C. R. Bard, Inc. as required by Items 1.01 and 1.02 of this Form SD.
2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
C. R. BARD, INC.
| By: | /s/ Christopher S. Holland | |
| Name: | Christopher S. Holland | |
| Title: | Senior Vice President and | |
| Chief Financial Officer |
Date: May 18, 2017
Exhibit 1.01
C. R. Bard, Inc.
Conflict Minerals Report
For the Reporting Period from January 1, 2016 to December 31, 2016
This Conflict Minerals Report (the “Report”) of C. R. Bard, Inc. (the “Company”) has been prepared in accordance with Rule 13p-1 and Form SD (together, the “Rule”) promulgated under Section 13(p) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), for the period from January 1, 2016 to December 31, 2016. Please refer to Section 13(p) and the Rule for definitions of the terms used in this Report, unless otherwise defined herein. The Rule defines the term “conflict minerals” to include cassiterite, columbite-tantalite, wolframite, gold and their derivatives, tin, tungsten and tantalum.
Overview
The Company is engaged in the design, manufacture, packaging, distribution and sale of medical, surgical, diagnostic and patient care devices. Currently, the Company sells a broad range of products to hospitals, individual healthcare professionals, extended care facilities and alternate site facilities on a global basis. In general, the Company’s products are intended to be used once and then discarded or either temporarily or permanently implanted. The Company participates in the markets for vascular, urology, oncology and surgical specialty products. For a more detailed discussion of our products, see our Annual Report on Form 10-K for the fiscal year ended December 31, 2016. The information contained in our Annual Report on Form 10-K is not incorporated by reference into and should not be considered part of this Conflict Minerals Report or the Form SD with which this Report has been filed as an exhibit.
As a medical device manufacturer, the Company does not engage in the actual mining of conflict minerals, and does not purchase raw ore or unrefined conflict minerals from any source. Nor does the Company directly purchase any product, mineral or any other materials (including but not limited to any conflict mineral) from any source in the Democratic Republic of the Congo (“DRC”), or any of the adjoining countries (collectively, the “Covered Countries”). We do not conduct business, or otherwise have any direct relationship, with any smelter or refiner that processes any necessary conflict minerals contained in our products. Instead, as discussed below, there are typically several tiers of suppliers between the Company and the facilities in which these minerals were smelted or refined.
Due Diligence Program Design
The Company designed its due diligence measures relating to conflict minerals to conform, in all material respects, with the criteria set forth in the Organisation for Economic Co-Operation and Development’s (the “OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, Third Edition, including the supplements on tin, tantalum, tungsten and gold (the “OECD Due Diligence Guidance”). It is important to note that, while the OECD Due Diligence Guidance creates a single, five-step framework for due diligence, there are different expectations for manufacturers like the Company, referred to as “downstream companies”, that are far removed in the supply chain not only from the mines or other, original sources of any necessary conflict minerals, but also the processing facilities for these minerals. In the case of “downstream companies”, like the Company, the OECD Due Diligence Guidance seeks to promote constructive engagement with suppliers in order to gradually effect changes in supplier sourcing practices. As explained below, there are typically several tiers of suppliers between the Company and smelters, refiners, mines or other points of origins of the necessary conflict minerals contained in our products.
1
Due Diligence Program Execution
The Company performed the following due diligence measures for the 2016 reporting period, based on the five-step framework outlined in the OECD Due Diligence Guidance.
| 1. | Establish strong company management systems |
The Company has developed a process to comply with the Rule. In connection with this process, the Company designated a conflict minerals steering committee (the “Committee”) comprised of representatives from senior management, global strategic sourcing, finance, internal audit and the law department. The Committee was charged with implementing the Company’s conflict minerals compliance strategy, including the establishment of a policy with respect to sourcing of conflict minerals from the Covered Countries, making this policy available on the Company’s website at http://www.crbard.com/Social-Responsibility/Conflict-Minerals.html, incorporating a provision in supplier contracts to provide the Company with country of origin information of any necessary conflict minerals, and implementing a supply chain due diligence process focusing on constructive engagement with our Tier 1 suppliers, in part through use of software based tools, which include the EICC-GeSI’s Conflict-Free Sourcing Initiative (“CFSI”) reporting template, to assist in the conflict mineral reporting process.
| 2. | Identify and assess risks in the supply chain |
The Company has evaluated its product lines and its supply chain to determine whether its products may contain conflict minerals, due to the presence of such minerals in parts obtained from suppliers or from the utilization of such minerals in the Company’s or its suppliers’ manufacturing processes. To the extent such conflict minerals are contained in its products, the Company has determined that these conflict minerals are necessary to the functionality or production of the products in which they are included (“necessary conflict minerals”).
The Company identified approximately 219 known direct suppliers, or Tier 1 suppliers, of products or components that the Company believed were most likely to contain the necessary conflict minerals and requested those suppliers disclose whether such products or components contained the necessary conflict minerals and if so, to provide the Company with country of origin information with respect to such necessary conflict minerals. Our information request was based on a model supplier inquiry letter created by the OECD as part of the OECD Due Diligence Guidance and the Company requested these Tier 1 suppliers provide their responses through a software tool, which included the EICC-GeSI reporting template.
| 3. | Design and implement a strategy to respond to identified risks |
The Company implemented a process to review the responses provided by its Tier 1 suppliers. To the extent supplier responses were incomplete or inconsistent, the Company conducted follow-up inquiries with those suppliers. In addition, the Company engaged further with suppliers that indicated the presence of conflict minerals but were unable to verify the source of such minerals or did not respond to the request for country of origin information. The results of the Company’s findings were reported back to the Committee.
As a “downstream company”, the Company has no direct relationships with mine operators or the smelters or refineries which process minerals that may ultimately be incorporated into the Company’s products. As noted, we are typically several tiers removed in the supply chain from mining, smelting or refining activity. Accordingly, and consistent with the OECD Due Diligence Guidance, the Company worked directly with its Tier 1 suppliers to obtain, where possible, information on the origin and sourcing of the necessary conflict minerals contained in items supplied by such Tier 1 suppliers.
2
The Company’s relative location within the supply chain, several tiers removed from the extraction, transport and refinement of ore and other sources of necessary conflict minerals, makes it difficult for the Company to trace these minerals back to their country of origin. The Company is dependent on its Tier 1 suppliers for this purpose.
| 4. | Carry out independent third party audit of supply chain due diligence at identified points in the supply chain |
Because the Company does not have a direct relationship with smelters or refiners that process conflict minerals, we do not typically perform or direct audits of these entities within our supply chain. The Company utilizes the lists of smelters and refiners produced by the CFSI’s Conflict-Free Smelter Program (“CFSP”) to determine which facilities identified by our Tier 1 suppliers have either undergone an audit conducted by an independent third party, or have agreed to undergo or are undergoing such an audit. (See Appendix A). The Company supports the development and implementation of independent third party audits of smelters and refineries sourcing sponsored by private-sector initiatives, such as the CFSI through its CFSP, that are dedicated to compliance with the OECD Due Diligence Guidance.
| 5. | Report on supply chain due diligence |
The Company has filed a Form SD and this Report with the Securities and Exchange Commission (“SEC”) and made copies of the Form SD and this Report available on our website at http://www.crbard.com/Social-Responsibility/Conflict-Minerals.html.
Due Diligence Results, Product Information and Additional Risk Mitigation Efforts
Reasonable Country of Origin Inquiry and Due Diligence Results
After making the threshold determination that necessary conflict minerals were contained in some of its products, the Company conducted a good-faith, reasonable country of origin inquiry (“RCOI”) to determine whether its products or manufacturing processes do, in fact, contain or use conflict minerals that originated in a Covered Country. The Company contacted approximately 219 of its Tier 1 suppliers requesting that such suppliers disclose the presence of necessary conflict minerals and if present, to provide us with country of origin, processing facility and/or mine or other extraction point information with respect to such necessary conflict minerals. As discussed further below, one Tier 1 supplier disclosed that some of the necessary conflict minerals supplied to the Company was obtained from one or more of its own suppliers, some of whom stated that such conflict minerals originated from one or more of the Covered Countries and did not derive from recycled or scrap sources. All but approximately 6 of the Company’s remaining Tier 1 suppliers that responded to our RCOI confirmed that the conflict minerals in question were derived from recycled or scrap sources or from countries other than the Covered Countries.
The Company’s due diligence process was a continuation of its RCOI process for those Tier 1 suppliers that indicated in their responses that they supplied necessary conflict minerals to the Company. The Company reviewed additional documentation from those suppliers for data verification and consistency. Based on the responses and the documentation reviewed, where applicable, the Company contacted suppliers to obtain additional information regarding the necessary conflict minerals supplied. As stated above, approximately 6 suppliers that responded to our RCOI were unable to provide information regarding the country of origin of the conflict minerals, the facilities where these minerals may have been refined or smelted, or the mines from which they may have been extracted. In most cases, this was due to the fact that these Tier 1 suppliers had not completed their own supply chain due diligence or were otherwise unable to obtain the necessary information from their suppliers. Based on its engagement with these suppliers, the Company believes such suppliers are working to enhance their own supply chain due diligence in order to provide improved reporting in future periods.
3
As stated above, one of the Company’s Tier 1 suppliers advised the Company that some of the necessary conflict minerals supplied by one or more of its own suppliers originated in one or more of the Covered Countries, and did not derive from recycled or scrap sources. However, this supplier did not provide the Company with any additional information enabling the Company to pinpoint the identity or location of the specific processing facility or facilities corresponding to any of the relevant products it supplied to the Company. Due to the lack of detail provided by the supplier, the Company was unable to confirm that the necessary conflict minerals in its products were processed by any particular smelter or refiner and it’s, therefore, unable to identify the processing facilities or the origin for such conflict minerals.
The Company’s process described above reflects its efforts to determine the mines or country of origin of the necessary conflict minerals, as well as the relevant processing facilities. The statements above are based on the RCOI process and due diligence performed in good faith by the Company and on the information available at the time the RCOI process was implemented and due diligence performed. A number of factors could introduce errors in this report including, but not limited to: gaps in product or product content information, gaps in supplier data, errors or omissions by or of suppliers, incomplete due diligence by Tier 1 suppliers, gaps in supplier education and knowledge, lack of timeliness of data, language barriers and translation, and smuggling of conflict minerals to countries beyond the Covered Countries.
Product Description and Processing Facilities
Products – The products subject to disclosure under the Rule include vascular products, urology products, oncology products and surgical specialty products.
Processing Facilities – As a “downstream company”, the Company has no direct relationships with mine operators or the smelters or refineries which process minerals that may ultimately be incorporated into the Company’s products. Due to the Company’s relative location within the supply chain, it makes it difficult for the Company to trace these minerals back to the facilities in which they were processed. Therefore, the Company is dependent on its Tier 1 suppliers for providing the list of processing facilities and is unable to verify this list beyond what is provided to it by its Tier 1 suppliers. Based on the responses received from the Company’s Tier 1 suppliers, the Company believes the facilities listed in Appendix A may have been used in the processing of necessary conflict minerals used in its products. However, not all of the included smelters and refiners may have processed the necessary conflict minerals contained in the Company’s products. In some cases, suppliers may have reported to us smelters and refiners that were not in our supply chain due to over-inclusiveness in the information received from their respective suppliers, the decision of such suppliers to provide information on a company-wide level rather than a product-based level, or for other reasons. Additionally, the smelters and refiners listed in Appendix A may not be all of the smelters and refiners in the Company’s supply chain, since not all suppliers responded to our inquiries.
Risk Mitigation – Improvement Program
For the 2017 reporting cycle, the Company plans to take certain measures to mitigate the risk that conflict minerals will benefit or finance armed groups in the Covered Countries, including the following:
| • | Continue to follow a due diligence process that conforms, in all material respects, with the OECD Due Diligence Guidance, expanding and otherwise improving upon our supply chain inquiry process as necessary and appropriate in light of our experience under the conflict minerals disclosure regime, as well as refining our software solution to further automate the RCOI and due diligence processes |
| • | Continue to work with suppliers who provided incomplete or insufficient information |
| • | Continue to educate our suppliers about our reporting obligations related to conflict minerals |
| • | Encourage the continuing development and progress of traceability measures at suppliers that indicated the source of conflict minerals was uncertain or unknown |
| • | Communicate our sourcing expectations to suppliers, including dissemination of our Conflict Minerals Policy to them |
| • | Continue to compare the list of smelters identified through our good faith RCOI and related due diligence process to the evolving lists of smelters and/or refiners that have been designated as “compliant” or “conflict free” through independent “conflict free” smelter/refiner designation programs (e.g., the CFSI’s CFSP) requiring independent third party audits (among other eligibility requirements), and encourage our suppliers to implement measures in their supply chains to use smelters and refiners that participate in such programs |
In accordance with the SEC’s current guidance, this report has not been subject to an independent private sector audit.
4
Appendix A
The following list contains smelters and refiners reported by the Company’s suppliers that may have been used to process the necessary conflict minerals contained in certain of the Company’s products. This data was collected as of May 16, 2017.
CFSI Compliant Smelters & Refiners
| Mineral |
Smelter/Refiner Name |
Smelter Facility Location: |
ID | |||
| Tungsten |
A.L.M.T. TUNGSTEN Corp. | JAPAN | CID000004 | |||
| Gold |
Advanced Chemical Company | UNITED STATES | CID000015 | |||
| Gold |
Aida Chemical Industries Co., Ltd. | JAPAN | CID000019 | |||
| Gold |
Allgemeine Gold-und Silberscheideanstalt A.G. | GERMANY | CID000035 | |||
| Gold |
Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN | CID000041 | |||
| Gold |
AngloGold Ashanti Córrego do Sítio Mineração | BRAZIL | CID000058 | |||
| Gold |
Argor-Heraeus S.A. | SWITZERLAND | CID000077 | |||
| Gold |
Asahi Pretec Corp. | JAPAN | CID000082 | |||
| Gold |
Asaka Riken Co., Ltd. | JAPAN | CID000090 | |||
| Tungsten |
Kennametal Huntsville | UNITED STATES | CID000105 | |||
| Gold |
Aurubis AG | GERMANY | CID000113 | |||
| Gold |
Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES | CID000128 | |||
| Gold |
Boliden AB | SWEDEN | CID000157 | |||
| Gold |
C. Hafner GmbH + Co. KG | GERMANY | CID000176 | |||
| Gold |
CCR Refinery - Glencore Canada Corporation | CANADA | CID000185 | |||
| Tantalum |
Changsha South Tantalum Niobium Co., Ltd. | CHINA | CID000211 | |||
| Tungsten |
Guangdong Xianglu Tungsten Co., Ltd. | CHINA | CID000218 | |||
| Tin |
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CHINA | CID000228 | |||
| Gold |
Chimet S.p.A. | ITALY | CID000233 | |||
| Tin |
Jiangxi Ketai Advanced Material Co., Ltd. | CHINA | CID000244 | |||
| Tungsten |
Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA | CID000258 | |||
| Tantalum |
Conghua Tantalum and Niobium Smeltry | CHINA | CID000291 | |||
| Tin |
Alpha | UNITED STATES OF AMERICA | CID000292 | |||
| Tin |
Cooperativa Metalurgica de Rondônia Ltda. | BRAZIL | CID000295 | |||
| Tin |
CV Gita Pesona | INDONESIA | CID000306 | |||
| Tin |
PT Aries Kencana Sejahtera | INDONESIA | CID000309 | |||
| Tin |
CV Serumpun Sebalai | INDONESIA | CID000313 | |||
| Tin |
CV United Smelting | INDONESIA | CID000315 | |||
| Gold |
Daejin Indus Co., Ltd. | KOREA, REPUBLIC OF | CID000328 | |||
| Gold |
DSC (Do Sung Corporation) | KOREA, REPUBLIC OF | CID000359 | |||
| Gold |
DODUCO GmbH | GERMANY | CID000362 | |||
| Gold |
Dowa | JAPAN | CID000401 | |||
| Tin |
Dowa | JAPAN | CID000402 | |||
| Tantalum |
Duoluoshan | CHINA | CID000410 | |||
| Gold |
Eco-System Recycling Co., Ltd. | JAPAN | CID000425 | |||
| Tin |
EM Vinto | BOLIVIA | CID000438 | |||
| Tantalum |
Exotech Inc. | UNITED STATES OF AMERICA | CID000456 | |||
| Tantalum |
F&X Electro-Materials Ltd. | CHINA | CID000460 | |||
| Tin |
Fenix Metals | POLAND | CID000468 | |||
| Gold |
OJSC Novosibirsk Refinery | RUSSIAN FEDERATION | CID000493 | |||
| Tungsten |
Fujian Jinxin Tungsten Co., Ltd. | CHINA | CID000499 | |||
| Tin |
Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA | CID000538 | |||
| Tungsten |
Global Tungsten & Powders Corp. | UNITED STATES | CID000568 | |||
| Tantalum |
Guangdong Zhiyuan New Material Co., Ltd. | CHINA | CID000616 | |||
| Gold |
Heimerle + Meule GmbH | GERMANY | CID000694 | |||
| Gold |
Heraeus Ltd. Hong Kong | CHINA | CID000707 | |||
| Gold |
Heraeus Precious Metals GmbH & Co. KG | GERMANY | CID000711 |
A-1
| Mineral |
Smelter/Refiner Name |
Smelter Facility Location: |
ID | |||
| Tantalum |
Hi-Temp Specialty Metals, Inc. | UNITED STATES OF AMERICA | CID000731 | |||
| Tungsten |
Hunan Chenzhou Mining Co., Ltd. | CHINA | CID000766 | |||
| Tungsten |
Hunan Chunchang Nonferrous Metals Co., Ltd. | CHINA | CID000769 | |||
| Gold |
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CHINA | CID000801 | |||
| Gold |
Ishifuku Metal Industry Co., Ltd. | JAPAN | CID000807 | |||
| Gold | Istanbul Gold Refinery | TURKEY | CID000814 | |||
| Gold | Japan Mint | JAPAN | CID000823 | |||
| Tungsten | Japan New Metals Co., Ltd. | JAPAN | CID000825 | |||
| Gold | Jiangxi Copper Co., Ltd. | CHINA | CID000855 | |||
| Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA | CID000875 | |||
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA | CID000914 | |||
| Tantalum | Jiujiang Tanbre Co., Ltd. | CHINA | CID000917 | |||
| Gold | Asahi Refining USA Inc. | UNITED STATES | CID000920 | |||
| Gold | Asahi Refining Canada Ltd. | CANADA | CID000924 | |||
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION | CID000927 | |||
| Gold | JSC Uralelectromed | RUSSIAN FEDERATION | CID000929 | |||
| Gold | JX Nippon Mining & Metals Co., Ltd. | JAPAN | CID000937 | |||
| Gold | Kazzinc | KAZAKHSTAN | CID000957 | |||
| Tungsten | Kennametal Fallon | UNITED STATES OF AMERICA | CID000966 | |||
| Gold | Kennecott Utah Copper LLC | UNITED STATES | CID000969 | |||
| Tantalum | King-Tan Tantalum Industry Ltd. | CHINA | CID000973 | |||
| Gold | Kojima Chemicals Co., Ltd. | JAPAN | CID000981 | |||
| Gold | Kyrgyzaltyn JSC | KYRGYZSTAN | CID001029 | |||
| Tin | China Tin Group Co., Ltd. | CHINA | CID001070 | |||
| Tantalum | LSM Brasil S.A. | BRAZIL | CID001076 | |||
| Gold | LS-NIKKO Copper Inc. | KOREA (REPUBLIC OF) | CID001078 | |||
| Tin | Malaysia Smelting Corporation (MSC) | MALAYSIA | CID001105 | |||
| Gold | Materion | UNITED STATES OF AMERICA | CID001113 | |||
| Gold | Matsuda Sangyo Co., Ltd. | JAPAN | CID001119 | |||
| Tin | Metallic Resources, Inc. | UNITED STATES OF AMERICA | CID001142 | |||
| Gold | Metalor Technologies (Suzhou) Ltd. | CHINA | CID001147 | |||
| Gold | Metalor Technologies (Hong Kong) Ltd. | CHINA | CID001149 | |||
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE | CID001152 | |||
| Gold | Metalor Technologies S.A. | SWITZERLAND | CID001153 | |||
| Gold | Metalor USA Refining Corporation | UNITED STATES | CID001157 | |||
| Gold | Metalúrgica Met-Mex Peñoles S.A. De C.V. | MEXICO | CID001161 | |||
| Tantalum | Metallurgical Products India Pvt., Ltd. | INDIA | CID001163 | |||
| Tin | Mineração Taboca S.A. | BRAZIL | CID001173 | |||
| Tantalum | Mineração Taboca S.A. | BRAZIL | CID001175 | |||
| Tin | Minsur | PERU | CID001182 | |||
| Gold | Mitsubishi Materials Corporation | JAPAN | CID001188 | |||
| Tin | Mitsubishi Materials Corporation | JAPAN | CID001191 | |||
| Tantalum | Mitsui Mining and Smelting Co., Ltd. | JAPAN | CID001192 | |||
| Gold | Mitsui Mining and Smelting Co., Ltd. | JAPAN | CID001193 | |||
| Tantalum | Molycorp Silmet A.S. | ESTONIA | CID001200 | |||
| Gold | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION | CID001204 | |||
| Gold | Nadir Metal Rafineri San. Ve Tic. A.Ş. | TURKEY | CID001220 | |||
| Gold | Nihon Material Co., Ltd. | JAPAN | CID001259 | |||
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA | CID001277 | |||
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND | CID001314 | |||
| Gold | Ohura Precious Metal Industry Co., Ltd. | JAPAN | CID001325 | |||
| Gold | OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet) | RUSSIAN FEDERATION | CID001326 | |||
| Tin | Operaciones Metalurgical S.A. | BOLIVIA | CID001337 |
A-2
| Mineral |
Smelter/Refiner Name |
Smelter Facility Location: |
ID | |||
| Gold | PAMP S.A. | SWITZERLAND | CID001352 | |||
| Gold | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION | CID001386 | |||
| Gold | PT Aneka Tambang (Persero) Tbk | INDONESIA | CID001397 | |||
| Tin | PT Artha Cipta Langgeng | INDONESIA | CID001399 | |||
| Tin | PT Babel Inti Perkasa | INDONESIA | CID001402 | |||
| Tin | PT Bangka Tin Industry | INDONESIA | CID001419 | |||
| Tin | PT Belitung Industri Sejahtera | INDONESIA | CID001421 | |||
| Tin | PT Bukit Timah | INDONESIA | CID001428 | |||
| Tin | PT DS Jaya Abadi | INDONESIA | CID001434 | |||
| Tin | PT Eunindo Usaha Mandiri | INDONESIA | CID001438 | |||
| Tin | PT Karimun Mining | INDONESIA | CID001448 | |||
| Tin | PT Mitra Stania Prima | INDONESIA | CID001453 | |||
| Tin | PT Panca Mega Persada | INDONESIA | CID001457 | |||
| Tin | PT Prima Timah Utama | INDONESIA | CID001458 | |||
| Tin | PT Refined Bangka Tin | INDONESIA | CID001460 | |||
| Tin | PT Sariwiguna Binasentosa | INDONESIA | CID001463 | |||
| Tin | PT Stanindo Inti Perkasa | INDONESIA | CID001468 | |||
| Tin | PT Sumber Jaya Indah | INDONESIA | CID001471 | |||
| Tin | PT Timah (Persero) Tbk Kundur | INDONESIA | CID001477 | |||
| Tin | PT Timah (Persero) Tbk Mentok | INDONESIA | CID001482 | |||
| Tin | PT Tinindo Inter Nusa | INDONESIA | CID001490 | |||
| Tin | PT Tommy Utama | INDONESIA | CID001493 | |||
| Gold | PX Précinox S.A. | SWITZERLAND | CID001498 | |||
| Tantalum | QuantumClean | UNITED STATES OF AMERICA | CID001508 | |||
| Gold | Rand Refinery (Pty) Ltd. | SOUTH AFRICA | CID001512 | |||
| Tantalum | RFH Tantalum Smeltry Co., Ltd. | CHINA | CID001522 | |||
| Gold | Royal Canadian Mint | CANADA | CID001534 | |||
| Tin | Rui Da Hung | TAIWAN | CID001539 | |||
| Gold | Samduck Precious Metals | KOREA (REPUBLIC OF) | CID001555 | |||
| Gold | Schone Edelmetaal B.V. | NETHERLANDS | CID001573 | |||
| Gold | SEMPSA Joyería Platería S.A. | SPAIN | CID001585 | |||
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA | CID001622 | |||
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | CHINA | CID001736 | |||
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION | CID001756 | |||
| Tin | Soft Metais Ltda. | BRAZIL | CID001758 | |||
| Gold | Solar Applied Materials Technology Corp. | TAIWAN, PROVINCE OF CHINA | CID001761 | |||
| Tantalum | Solikamsk Magnesium Works OAO | RUSSIAN FEDERATION | CID001769 | |||
| Gold | Sumitomo Metal Mining Co., Ltd. | JAPAN | CID001798 | |||
| Tantalum | Taki Chemical Co., Ltd. | JAPAN | CID001869 | |||
| Gold | Tanaka Kikinzoku Kogyo K.K. | JAPAN | CID001875 | |||
| Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | VIET NAM | CID001889 | |||
| Tantalum | Telex Metals | UNITED STATES | CID001891 | |||
| Tin | Thaisarco | THAILAND | CID001898 | |||
| Gold | The Refinery of Shandong Gold Mining Co., Ltd. | CHINA | CID001916 | |||
| Gold | Tokuriki Honten Co., Ltd. | JAPAN | CID001938 | |||
| Gold | Torecom | KOREA (REPUBLIC OF) | CID001955 | |||
| Tantalum | Ulba Metallurgical Plant JSC | KAZAKHSTAN | CID001969 | |||
| Gold | Umicore Brasil Ltda. | BRAZIL | CID001977 | |||
| Gold | Umicore SA Business Unit Precious Metals Refining | BELGIUM | CID001980 | |||
| Gold | United Precious Metal Refining, Inc. | UNITED STATES OF AMERICA | CID001993 | |||
| Gold | Valcambi S.A. | SWITZERLAND | CID002003 | |||
| Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. | VIET NAM | CID002011 | |||
| Tin | VQB Mineral and Trading Group JSC | VIET NAM | CID002015 | |||
| Gold | Western Australian Mint trading as The Perth Mint | AUSTRALIA | CID002030 |
A-3
| Mineral |
Smelter/Refiner Name |
Smelter Facility Location: |
ID | |||
| Tin | White Solder Metalurgia e Mineração Ltda. | BRAZIL | CID002036 | |||
| Tungsten | Wolfram Bergbau und Hütten AG | AUSTRIA | CID002044 | |||
| Tungsten | Xiamen Tungsten Co., Ltd. | CHINA | CID002082 | |||
| Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CHINA | CID002095 | |||
| Gold | Yamamoto Precious Metal Co., Ltd. | JAPAN | CID002100 | |||
| Gold | Yokohama Metal Co., Ltd. | JAPAN | CID002129 | |||
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA | CID002158 | |||
| Tin | Yunnan Tin Company Limited | CHINA | CID002180 | |||
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA | CID002224 | |||
| Tantalum | Zhuzhou Cemented Carbide Group Co., Ltd. | CHINA | CID002232 | |||
| Gold | Zijin Mining Group Co., Ltd. Gold Refinery | CHINA | CID002243 | |||
| Tantalum | Yichun Jin Yang Rare Metal Co., Ltd. | CHINA | CID002307 | |||
| Gold | Umicore Precious Metals Thailand | THAILAND | CID002314 | |||
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA | CID002315 | |||
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA | CID002316 | |||
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA | CID002317 | |||
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA | CID002318 | |||
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CHINA | CID002319 | |||
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA | CID002320 | |||
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA | CID002321 | |||
| Tin | CV Venus Inti Perkasa | INDONESIA | CID002455 | |||
| Gold | Geib Refining Corporation | UNITED STATES | CID002459 | |||
| Tin | Magnu’s Minerais Metais e Ligas Ltda. | BRAZIL | CID002468 | |||
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA | CID002492 | |||
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA | CID002494 | |||
| Tin | Melt Metais e Ligas S.A. | BRAZIL | CID002500 | |||
| Tungsten | Asia Tungsten Products Vietnam Ltd. | VIET NAM | CID002502 | |||
| Tin | PT ATD Makmur Mandiri Jaya | INDONESIA | CID002503 | |||
| Tantalum | D Block Metals, LLC | UNITED STATES OF AMERICA | CID002504 | |||
| Tantalum | FIR Metals & Resource Ltd. | CHINA | CID002505 | |||
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA | CID002506 | |||
| Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | CHINA | CID002508 | |||
| Gold | MMTC-PAMP India Pvt., Ltd. | INDIA | CID002509 | |||
| Gold | Republic Metals Corporation | UNITED STATES | CID002510 | |||
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA | CID002512 | |||
| Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA | CID002513 | |||
| Gold | Singway Technology Co., Ltd. | TAIWAN, PROVINCE OF CHINA | CID002516 | |||
| Tin | O.M. Manufacturing Philippines, Inc. | PHILIPPINES | CID002517 | |||
| Tin | PT Inti Stania Prima | INDONESIA | CID002530 | |||
| Tungsten | Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | CHINA | CID002535 | |||
| Tantalum | KEMET Blue Metals | MEXICO | CID002539 | |||
| Tungsten | H.C. Starck GmbH | GERMANY | CID002541 | |||
| Tungsten | H.C. Starck Smelting GmbH & Co.KG | GERMANY | CID002542 | |||
| Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | VIET NAM | CID002543 | |||
| Tantalum | H.C. Starck Co., Ltd. | THAILAND | CID002544 | |||
| Tantalum | H.C. Starck GmbH Goslar | GERMANY | CID002545 | |||
| Tantalum | H.C. Starck Hermsdorf GmbH | GERMANY | CID002547 | |||
| Tantalum | H.C. Starck Inc. | UNITED STATES | CID002548 | |||
| Tantalum | H.C. Starck Ltd. | JAPAN | CID002549 | |||
| Tantalum | H.C. Starck Smelting GmbH & Co. KG | GERMANY | CID002550 | |||
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA | CID002551 | |||
| Tantalum | Global Advanced Metals Boyertown | UNITED STATES OF AMERICA | CID002557 | |||
| Tantalum | Global Advanced Metals Aizu | JAPAN | CID002558 | |||
| Gold | Al Etihad Gold Refinery DMCC | UNITED ARAB EMIRATES | CID002560 |
A-4
| Mineral |
Smelter/Refiner Name |
Smelter Facility Location: |
ID | |||
| Gold | Emirates Gold DMCC | UNITED ARAB EMIRATES | CID002561 | |||
| Tantalum | KEMET Blue Powder | UNITED STATES OF AMERICA | CID002568 | |||
| Tin | CV Ayi Jaya | INDONESIA | CID002570 | |||
| Tantalum | Tranzact, Inc. | UNITED STATES OF AMERICA | CID002571 | |||
| Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | CHINA | CID002579 | |||
| Gold | T.C.A S.p.A | ITALY | CID002580 | |||
| Tungsten | Niagara Refining LLC | UNITED STATES OF AMERICA | CID002589 | |||
| Tin | CV Dua Sekawan | INDONESIA | CID002592 | |||
| Tin | CV Tiga Sekawan | INDONESIA | CID002593 | |||
| Gold | Korea Zinc Co., Ltd. | KOREA (REPUBLIC OF) | CID002605 | |||
| Tungsten | Hydrometallurg, JSC | RUSSIAN FEDERATION | CID002649 | |||
| Tin | Resind Indústria e Comércio Ltda. | BRAZIL | CID002706 | |||
| Tantalum | Resind Indústria e Comércio Ltda. | BRAZIL | CID002707 | |||
| Tungsten | Unecha Refractory metals plant | RUSSIAN FEDERATION | CID002724 | |||
| Tin | PT O.M. Indonesia | INDONESIA | CID002757 | |||
| Tin | Metallo-Chimique N.V. | BELGIUM | CID002773 | |||
| Tin | Elmet S.L.U. | SPAIN | CID002774 | |||
| Tin | PT Bangka Prima Tin | INDONESIA | CID002776 | |||
| Gold | SAXONIA Edelmetalle GmbH | GERMANY | CID002777 | |||
| Gold | WIELAND Edelmetalle GmbH | GERMANY | CID002778 | |||
| Gold | Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA | CID002779 | |||
| Tungsten | South-East Nonferrous Metal Company Limited of Hengyang City | CHINA | CID002815 | |||
| Tin | PT Sukses Inti Makmur | INDONESIA | CID002816 | |||
| Tungsten | Philippine Chuangxin Industrial Co., Inc. | PHILIPPINES | CID002827 | |||
| Tin | PT Kijang Jaya Mandiri | INDONESIA | CID002829 | |||
| Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | CHINA | CID002830 | |||
| Tin | PT Menara Cipta Mulia | INDONESIA | CID002835 | |||
| Tantalum | Jiangxi Tuohong New Raw Material | CHINA | CID002842 | |||
| Tungsten | Woltech Korea Co., Ltd. | KOREA (REPUBLIC OF) | CID002843 | |||
| Tin | HuiChang Hill Tin Industry Co., Ltd. | CHINA | CID002844 | |||
| Tungsten | Moliren Ltd | RUSSIAN FEDERATION MACEDONIA (THE FORMER YUGOSLAV | CID002845 | |||
| Tantalum | Power Resources Ltd. | REPUBLIC OF) | CID002847 | |||
| Tin | Gejiu Fengming Metallurgy Chemical Plant | CHINA | CID002848 | |||
| Tin | Guanyang Guida Nonferrous Metal Smelting Plant | CHINA | CID002849 | |||
| Gold | AU Traders and Refiners | SOUTH AFRICA | CID002850 | |||
| Tin | Gejiu Jinye Mineral Company | CHINA | CID002859 | |||
| Tin | PT Lautan Harmonis Sejahtera | INDONESIA | CID002870 |
A-5
| CFSI Identified Active Smelters & Refiners | ||||||
| Mineral |
Smelter/Refiner Name |
Smelter Facility Location: |
ID | |||
| Tin | Huichang Jinshunda Tin Co., Ltd. | CHINA | CID000760 | |||
| Tin | Gejiu Kai Meng Industry and Trade LLC | CHINA | CID000942 | |||
| Tin | Nankang Nanshan Tin Manufactory Co., Ltd. | CHINA | CID001231 | |||
| Gold | Navoi Mining and Metallurgical Combinat | UZBEKISTAN | CID001236 | |||
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA | CID001908 | |||
| Gold | SAFINA A.S. | CZECH REPUBLIC | CID002290 | |||
| Gold | KGHM Polska Miedź Spółka Akcyjna | POLAND | CID002511 | |||
| Electro-Mechanical Facility of the Cao Bang Minerals & | ||||||
| Tin | Metallurgy Joint Stock Company | VIET NAM | CID002572 | |||
| Gold | Tony Goetz NV | BELGIUM | CID002587 | |||
| Gold | Modeltech Sdn Bhd | MALAYSIA | CID002857 | |||
| Tin | Modeltech Sdn Bhd | MALAYSIA | CID002858 | |||
| Gold | Bangalore Refinery | INDIA | CID002863 | |||
| Not Identified on CFSI List of Compliant or Active Smelters & Refiners | ||||||
| Mineral |
Smelter/Refiner Name |
Smelter Facility Location: |
ID | |||
| Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY | CID000103 | |||
| Tantalum | ANHUI HERRMAN IMPEX CO. | CID000059 | ||||
| Gold | Baiyin Nonferrous Metals Corporation (BNMC) | CHINA | CID000120 | |||
| Gold | Caridad | MEXICO | CID000180 | |||
| Gold | Cendres + Métaux S.A. | SWITZERLAND | CID000189 | |||
| Gold | Yunnan Copper Industry Co., Ltd. | CHINA | CID000197 | |||
| Gold | Chugai Mining | JAPAN | CID000264 | |||
| Tin | CNMC (Guangxi) PGMA Co., Ltd. | CHINA | CID000278 | |||
| Tin | PT Justindo | INDONESIA | CID000307 | |||
| Gold | Daye Non-Ferrous Metals Mining Ltd. | CHINA | CID000343 | |||
| Tungsten | Dayu Weiliang Tungsten Co., Ltd. | CHINA | CID000345 | |||
| Tin | Dongguan Qiandao Metal Tin Product Co., Ltd. | CHINA | CID000389 | |||
| Tin | Estanho de Rondônia S.A. | BRAZIL | CID000448 | |||
| Tin | Fuji Metal Mining Corp. | JAPAN | CID000498 | |||
| Gold | Gansu Seemine Material Hi-Tech Co., Ltd. | CHINA | CID000522 | |||
| Tin | Gejiu Yunxi Group Corp. | CHINA | CID000553 | |||
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | CHINA | CID000555 | |||
| Gold | GuangDdong JinDing high-tech materials company | CID000599 | ||||
| Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CHINA | CID000651 | |||
| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA | CID000671 | |||
| Tin | HARADA METAL INDUSTRY CO. LTD | CID000678 | ||||
| Gold | HeTai Gold Mineral GuangDong Ltd. Co. | CHINA | CID000718 | |||
| Gold | Hunan Chenzhou Mining Co., Ltd. | CHINA | CID000767 | |||
| Tin | Hunan Xianghualing tin | CHINA | CID000775 | |||
| Gold | Hwasung CJ Co., Ltd. | KOREA, REPUBLIC OF | CID000778 | |||
| Tin | Jau Janq Enterprise Co. Ltd. | TAIWAN | CID000822 | |||
| Tungsten | JIANGSU HETIAN SCI-TECH MATERIAL CO.,LTD | CHINA | CID000844 | |||
| Tin | Jiangxi Ganzhou Baita Non-ferrous Metals Powder Co. Ltd | CID000857 | ||||
| Tungsten | Ganzhou Non-ferrous Metals Smelting Co., Ltd. | CHINA | CID000868 | |||
| Gold | Jin Jinyin refining company limited | CHINA | CID000884 | |||
| Gold | Jinlong Copper Co., Ltd. | CHINA | CID000909 | |||
| Gold | Kazakhmys Smelting LLC | KAZAKHSTAN | CID000956 | |||
| Gold | Kosak Seiren | JAPAN | CID000991 | |||
A-6
| Mineral |
Smelter/Refiner Name |
Smelter Facility Location: |
ID | |||
| Gold | L’azurde Company For Jewelry | SAUDI ARABIA | CID001032 | |||
| Gold | Lingbao Gold Co., Ltd. | CHINA | CID001056 | |||
| Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CHINA | CID001058 | |||
| Tungsten | Luoyang Mudu Tungsten & Molybdenum Technology Co. Ltd | CID001091 | ||||
| Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CHINA | CID001093 | |||
| Tin | Materials Eco-Refining CO.LTD | JAPAN | CID001112 | |||
| Tin | Metahub Industries Sdn. Bhd. | MALAYSIA | CID001136 | |||
| Tin | Ming Li Jia smelt Metal Factory | CHINA | CID001177 | |||
| Gold | Elemetal Refining, LLC | UNITED STATES | CID001322 | |||
| Gold | Penglai Penggang Gold Industry Co., Ltd. | CHINA | CID001362 | |||
| Tin | PT Bangka Putra Karya | INDONESIA | CID001412 | |||
| Gold | Realized the enterprise co. ltd. | CID001515 | ||||
| Gold | Sabin Metal Corp. | UNITED STATES OF AMERICA | CID001546 | |||
| Gold | Samwon Metals Corp. | KOREA (REPUBLIC OF) | CID001562 | |||
| Tin | Settu Chemical Industry | CID001597 | ||||
| Gold | Shan Dong Huangjin | CHINA | CID001604 | |||
| Tin | Shan Tou Shi Yong Yuan Jin Shu Zai Sheng Co. Ltd. | CHINA | CID001606 | |||
| Gold | Shandon Jin Jinyin Refining Limited | CID001607 | ||||
| Gold | Shandong penglai gold smelter | CID001616 | ||||
| Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CHINA | CID001619 | |||
| Tantalum | Shanghai Jiangxi Metals Co., Ltd. | CHINA | CID001634 | |||
| Gold | Shenzhen Heng Zhong Industry Co.,Ltd. | CHINA | CID001692 | |||
| Gold | Sino-Platinum Metals Co.,Ltd | CHINA | CID001745 | |||
| Gold | So Accurate Group, Inc. | UNITED STATES | CID001754 | |||
| Tin | Stretti | CID001788 | ||||
| Gold | Super Dragon Technology Co., Ltd | CHINA | CID001810 | |||
| Tin | Super Dragon Technology Co., Ltd | CID001811 | ||||
| Tin | Taiwan high-tech Co., Ltd. | TAIWAN | CID001851 | |||
| Gold | Great Wall Precious Metals Co., Ltd. of CBPM | CHINA | CID001909 | |||
| Tin | Tianshui ling bo technology co., Ltd | CHINA | CID001929 | |||
| Tin | TIN PLATING GEJIU | CHINA | CID001932 | |||
| Gold | Tongling Nonferrous Metals Group Co., Ltd. | CHINA | CID001947 | |||
| Tin | Untracore Co., Ltd. | CID001998 | ||||
| Tin | WELLEY | CID002027 | ||||
| Tin | Wu Xi Shi Yi Zheng Ji Xie She Bei Company | CHINA | CID002054 | |||
| Tin | Yao Zhang | CHINA | CID002110 | |||
| Tin | Yifeng Tin | CHINA | CID002121 | |||
| Tin | Yunnan Chengo Electric Smelting Plant | CHINA | CID002162 | |||
| Tin | Yunnan Xi YE | CHINA | CID002186 | |||
| Gold | Zhe Jiang Guang Yuan Noble Metal Smelting Factory | CHINA | CID002205 | |||
| Tin | Zhejiang strong Solder Materials Co., Ltd. | CHINA | CID002209 | |||
| Gold | Zhongkuang Gold Industry Co.,LTD | CHINA | CID002214 | |||
| Tin | Zhongshan Jinye Smelting Co.,Ltd | CID002220 | ||||
| Tin | Zhuhai Quanjia | CHINA | CID002230 | |||
| Tin | LIAN JING | CHINA | CID002281 | |||
| Gold | Morris and Watson | NEW ZEALAND | CID002282 | |||
| Gold | Guangdong Jinding Gold Limited | CHINA | CID002312 | |||
| Tungsten | Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd. | CHINA | CID002313 | |||
| Gold | Faggi Enrico S.p.A. | ITALY | CID002355 | |||
| Tin | Misue Tin Smelter and Refinery | CID002385 | ||||
| Tantalum | Nantong Tongjie Electrical Co., Ltd. | CID002386 | ||||
| Tin | PT Tirus Putra Mandiri | INDONESIA | CID002478 | |||
| Tin | PT Wahana Perkit Jaya | INDONESIA | CID002479 | |||
A-7
| Mineral |
Smelter/Refiner Name |
Smelter Facility Location: |
ID | |||
| Tin | Phoenix Metal Ltd. | RWANDA | CID002507 | |||
| Gold | Fidelity Printers and Refiners Ltd. | ZIMBABWE | CID002515 | |||
| Tungsten | Dayu Jincheng Tungsten Industry Co., Ltd. | CHINA | CID002518 | |||
| Gold | Henan Yuguang Gold & Lead Co., Ltd. | CHINA | CID002519 | |||
| Gold | Shangdong Humon Smelting Co., Ltd. | CHINA | CID002525 | |||
| Gold | Shenzhen Zhonghenglong Real Industry Co., Ltd. | CHINA | CID002527 | |||
| Gold | Zhuzhou Smelting Group Co., Ltd | CHINA | CID002529 | |||
| Tungsten | Ganzhou Yatai Tungsten Co., Ltd. | CHINA | CID002536 | |||
| Tantalum | Plansee SE Liezen | AUSTRIA | CID002540 | |||
| Tantalum | H.C. Starck GmbH Laufenburg | GERMANY | CID002546 | |||
| Tantalum | Plansee SE Reutte | AUSTRIA | CID002556 | |||
| Gold | Kaloti Precious Metals | UNITED ARAB EMIRATES | CID002563 | |||
| Gold | Sudan Gold Refinery | SUDAN | CID002567 | |||
| Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | VIET NAM | CID002573 | |||
| Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | VIET NAM | CID002574 | |||
| Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Yanglin | CHINA | CID002578 | |||
| Gold | Remondis Argentia B.V. | NETHERLANDS | CID002582 | |||
| Tantalum | E.S.R. Electronics | UNITED STATES | CID002590 | |||
| Gold | House of Currency of Brazil (Casa da Moeda do Brazil) | BRAZIL | CID002601 | |||
| Gold | Shandong Yanggu Xiangguang Co. Ltd. | CHINA | CID002614 | |||
| Gold | TOO Tau-Ken-Altyn | KAZAKHSTAN | CID002615 | |||
| Tin | Hongqiao Metals (Kunshan) Co., Ltd. | CHINA | CID002635 | |||
| Tungsten | Ganzhou Haichuang Tungsten Industry Co., Ltd. | CHINA | CID002645 | |||
| Tungsten | Jiangxi Dayu Longxintai Tungsten Co., Ltd. | CHINA | CID002647 | |||
| Tin | PT Cipta Persada Mulia | INDONESIA | CID002696 | |||
| Tin | Tianjin Huamei Wafangdian Bearing Sales Co., Ltd. | CID002699 | ||||
| Tin | An Vinh Joint Stock Mineral Processing Company | VIET NAM | CID002703 | |||
| Gold | Abington Reldan Metals, LLC | UNITED STATES OF AMERICA | CID002708 | |||
| Gold | Austin Powder | CID002716 | ||||
| Gold | Gold and silver refining strokes Ltd. | CID002737 | ||||
| Gold | Senyin | CID002742 | ||||
| Tin | Super Ligas | CID002756 | ||||
| Gold | SAAMP | FRANCE | CID002761 | |||
| Tin | Chofu Works | CID002786 | ||||
| Tin | An Thai Minerals Co., Ltd. | VIET NAM | CID002825 | |||
| Tungsten | ACL Metais Eireli | BRAZIL | CID002833 | |||
| Gold | AURA-II | UNITED STATES | CID002851 | |||
| Gold | Gujarat Gold Centre | INDIA | CID002852 | |||
| Gold | Sai Refinery | INDIA | CID002853 | |||
| Gold | Universal Precious Metals Refining Zambia | ZAMBIA | CID002854 | |||
| Gold | Kyshtym Copper-Electrolytic Plant ZAO | RUSSIAN FEDERATION | CID002865 | |||
| Tin | Colonial Metals, Inc. | UNITED STATES | CID002913 | |||
| Gold | Rio Tinto Group | CID002914 | ||||
| Tungsten | ERAMET | CID002915 | ||||
A-8