0001140361-13-035846.txt : 20130913 0001140361-13-035846.hdr.sgml : 20130913 20130913113923 ACCESSION NUMBER: 0001140361-13-035846 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130903 FILED AS OF DATE: 20130913 DATE AS OF CHANGE: 20130913 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCHESTER MEDICAL CORPORATION CENTRAL INDEX KEY: 0000868368 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411613227 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 BUSINESS PHONE: 5075339600 MAIL ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARD C R INC /NJ/ CENTRAL INDEX KEY: 0000009892 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18933 FILM NUMBER: 131095715 BUSINESS ADDRESS: STREET 1: 730 CENTRAL AVE CITY: MURRAY HILL STATE: NJ ZIP: 07974 BUSINESS PHONE: 9082778000 MAIL ADDRESS: STREET 1: 730 CENTRAL AVENUE CITY: MURRAY HILL STATE: NJ ZIP: 07974 3 1 doc1.xml FORM 3 X0206 3 2013-09-03 0 0000868368 ROCHESTER MEDICAL CORPORATION ROCM 0000009892 BARD C R INC /NJ/ 730 CENTRAL AVENUE MURRAY HILL NJ 07974 0 0 1 0 Common Stock 0 I See Explanation of Responses C. R. Bard, Inc. (the "Reporting Person") is filing this statement solely because, as a result of a Voting and Support Agreement, dated September 3, 2013, among the Reporting Person, Rochester Medical Corporation (the "Issuer"), and certain holders of the Issuer's Common Stock (collectively, the "Stockholders"), the Reporting Person may be deemed to have beneficial ownership of shares of common stock, no par value, of the Issuer ("Common Stock") beneficially owned by the Stockholders. The Voting Agreement was entered into in connection with the Agreement and Plan of Merger, dated as of September 3, 2013, among the Reporting Person, the Issuer and Starnorth Acquisition Corp, a wholly owned subsidiary of the Reporting Person. Neither the filing of this statement nor any of its contents shall be deemed to constitute an admission by the Reporting Person that it is the beneficial owner of any Common Stock referred to herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended (the "Act"). The Reporting Person has no pecuniary interest in such Common Stock. The Reporting Person, pursuant to Rule 16a-1(a)(4) promulgated under the Act, hereby expressly disclaims that it is the beneficial owner of such Common Stock. No securities are beneficially owned. /s/ Richard C. Rosenzweig 2013-09-13