0001140361-13-035846.txt : 20130913
0001140361-13-035846.hdr.sgml : 20130913
20130913113923
ACCESSION NUMBER: 0001140361-13-035846
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130903
FILED AS OF DATE: 20130913
DATE AS OF CHANGE: 20130913
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCHESTER MEDICAL CORPORATION
CENTRAL INDEX KEY: 0000868368
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 411613227
STATE OF INCORPORATION: MN
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: ONE ROCHESTER MEDICAL DR
CITY: STEWARTVILLE
STATE: MN
ZIP: 55976
BUSINESS PHONE: 5075339600
MAIL ADDRESS:
STREET 1: ONE ROCHESTER MEDICAL DR
CITY: STEWARTVILLE
STATE: MN
ZIP: 55976
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BARD C R INC /NJ/
CENTRAL INDEX KEY: 0000009892
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18933
FILM NUMBER: 131095715
BUSINESS ADDRESS:
STREET 1: 730 CENTRAL AVE
CITY: MURRAY HILL
STATE: NJ
ZIP: 07974
BUSINESS PHONE: 9082778000
MAIL ADDRESS:
STREET 1: 730 CENTRAL AVENUE
CITY: MURRAY HILL
STATE: NJ
ZIP: 07974
3
1
doc1.xml
FORM 3
X0206
3
2013-09-03
0
0000868368
ROCHESTER MEDICAL CORPORATION
ROCM
0000009892
BARD C R INC /NJ/
730 CENTRAL AVENUE
MURRAY HILL
NJ
07974
0
0
1
0
Common Stock
0
I
See Explanation of Responses
C. R. Bard, Inc. (the "Reporting Person") is filing this statement solely because, as a result of a Voting and Support Agreement, dated September 3, 2013, among the Reporting Person, Rochester Medical Corporation (the "Issuer"), and certain holders of the Issuer's Common Stock (collectively, the "Stockholders"), the Reporting Person may be deemed to have beneficial ownership of shares of common stock, no par value, of the Issuer ("Common Stock") beneficially owned by the Stockholders. The Voting Agreement was entered into in connection with the Agreement and Plan of Merger, dated as of September 3, 2013, among the Reporting Person, the Issuer and Starnorth Acquisition Corp, a wholly owned subsidiary of the Reporting Person.
Neither the filing of this statement nor any of its contents shall be deemed to constitute an admission by the Reporting Person that it is the beneficial owner of any Common Stock referred to herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended (the "Act"). The Reporting Person has no pecuniary interest in such Common Stock. The Reporting Person, pursuant to Rule 16a-1(a)(4) promulgated under the Act, hereby expressly disclaims that it is the beneficial owner of such Common Stock.
No securities are beneficially owned.
/s/ Richard C. Rosenzweig
2013-09-13