0001179110-20-011024.txt : 20201112 0001179110-20-011024.hdr.sgml : 20201112 20201112143126 ACCESSION NUMBER: 0001179110-20-011024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201110 FILED AS OF DATE: 20201112 DATE AS OF CHANGE: 20201112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SERRONE H JAMES CENTRAL INDEX KEY: 0001265724 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08125 FILM NUMBER: 201305811 MAIL ADDRESS: STREET 1: 4321 BRIARCLIFF CITY: INDEPENDENCE STATE: MO ZIP: 64055 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TOROTEL INC CENTRAL INDEX KEY: 0000098752 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COILS, TRANSFORMERS & OTHER INDUCTORS [3677] IRS NUMBER: 440610086 STATE OF INCORPORATION: MO FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 520 N ROGERS RD CITY: OLATHE STATE: KS ZIP: 66062 BUSINESS PHONE: 9137476111 MAIL ADDRESS: STREET 1: 520 N ROGERS RD CITY: OLATHE STATE: KS ZIP: 66062 4 1 edgar.xml FORM 4 - X0306 4 2020-11-10 0 0000098752 TOROTEL INC TTLO 0001265724 SERRONE H JAMES 4321 BRIARCLIFF ST. INDEPENDENCE MO 64055-4823 0 1 0 0 Secretary Common Stock 2020-11-10 4 D 0 196916 6.17 D 0 D On November 10, 2020, Torotel, Inc. ("Torotel") merged with and into Thunder Merger Sub, Inc. (the "Merger"). As a result of the Merger, Torotel's outstanding shares were converted into the right to receive cash. The reporting person is filing this Form 4 to report disposition of Torotel securities as a result of the Merger. The reporting person made no market sales or purchases in connection with the dispositions reported in this Form 4. /s/ H. James Serrone 2020-11-12