0000098362-20-000171.txt : 20201117 0000098362-20-000171.hdr.sgml : 20201117 20201117171549 ACCESSION NUMBER: 0000098362-20-000171 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201116 FILED AS OF DATE: 20201117 DATE AS OF CHANGE: 20201117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fracassa Philip D. CENTRAL INDEX KEY: 0001598539 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01169 FILM NUMBER: 201322024 MAIL ADDRESS: STREET 1: 1835 DUEBER AVENUE SW CITY: CANTON STATE: OH ZIP: 44706-0928 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIMKEN CO CENTRAL INDEX KEY: 0000098362 STANDARD INDUSTRIAL CLASSIFICATION: BALL & ROLLER BEARINGS [3562] IRS NUMBER: 340577130 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4500 MT. PLEASANT ST. NW CITY: NORTH CANTON STATE: OH ZIP: 44720-5450 BUSINESS PHONE: (234) 262-3000 MAIL ADDRESS: STREET 1: 4500 MT. PLEASANT ST. NW CITY: NORTH CANTON STATE: OH ZIP: 44720-5450 FORMER COMPANY: FORMER CONFORMED NAME: TIMKEN ROLLER BEARING CO DATE OF NAME CHANGE: 19710304 4 1 wf-form4_160565133516845.xml FORM 4 X0306 4 2020-11-16 0 0000098362 TIMKEN CO TKR 0001598539 Fracassa Philip D. 4500 MT. PLEASANT ST. NW NORTH CANTON OH 44720 0 1 0 0 EVP & CFO Common Stock 2020-11-16 4 M 0 10000 41.79 A 80681 D Common Stock 2020-11-16 4 F 0 1831 72.99 D 78850 D Common Stock 2020-11-16 4 S 0 8169 72.99 D 70681 D Common Stock 2020-11-16 4 M 0 10000 27.75 A 80681 D Common Stock 2020-11-16 4 F 0 2655 72.99 D 78026 D Common Stock 2020-11-16 4 S 0 7345 72.98 D 70681 D Employee Stock Option (right to buy) 41.79 2020-11-16 4 M 0 10000 0 D 2016-02-12 2025-02-12 Common Stock 10000.0 4525 D Employee Stock Option (right to buy) 27.75 2020-11-16 4 M 0 10000 0 D 2017-02-11 2026-02-11 Common Stock 10000.0 10600 D This transaction was executed in multiple trades at prices ranging from $72.91 to $73.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $72.88 to $73.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. 10,000 stock options from 02/12/15 grant of 24,525 stock options (previously reported) that vested in 25% increments per year from the date of grant. 10,000 stock options from 02/11/16 grant of 40,600 stock options (previously reported) that vested in 25% increments per year from the date of grant. /s/ Philip D. Fracassa 2020-11-17