0000098246-20-000128.txt : 20201130 0000098246-20-000128.hdr.sgml : 20201130 20201130201709 ACCESSION NUMBER: 0000098246-20-000128 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201125 FILED AS OF DATE: 20201130 DATE AS OF CHANGE: 20201130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHUTZER WILLIAM A CENTRAL INDEX KEY: 0001016750 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09494 FILM NUMBER: 201359534 MAIL ADDRESS: STREET 1: C/O TIFFANY & CO LEGAL DEPT STREET 2: 727 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIFFANY & CO CENTRAL INDEX KEY: 0000098246 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-JEWELRY STORES [5944] IRS NUMBER: 133228013 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 727 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127558000 MAIL ADDRESS: STREET 1: 727 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 4 1 wf-form4_160678541330636.xml FORM 4 X0306 4 2020-11-25 0 0000098246 TIFFANY & CO TIF 0001016750 SHUTZER WILLIAM A TIFFANY & CO. 727 FIFTH AVENUE NEW YORK NY 10022 1 0 0 0 Common Stock $.01 Par 2020-11-25 5 G 0 E 71570 0 D 112972 D Common Stock $.01 Par 107250 I By KJC Ltd. Common Stock $.01 Par 32210 I By Article IV Trust Shares transferred as a gift to a donor advised fund. The sale represents shares sold to cover the exercise price and applicable taxes in connection with the exercise of the underlying options. Includes 2,607 restricted stock units and accrued dividend equivalents, 1,246 of which will vest on the earlier of June 1, 2021, or the termination of the reporting person's service as a director due to death or disability; and 1,361 of which are vested. The reporting person has elected to defer delivery of the 1,361 vested units (and thereby the delivery of the related shares) until six months after the date on which he ceases to be a director; the terms of the restricted stock units provide for earlier delivery upon the death, or the end of service as a result of disability, of the reporting person. KJC Ltd. is a Delaware limited partnership of which the reporting person is the sole general partner and of which three of his adult children are limited partners. Reporting person disclaims beneficial ownership of Tiffany & Co. stock held by KJC Ltd. Article IV trust dated August 1, 2012 for one of the reporting person's adult children. Reporting person's spouse, Faye Shutzer, is the sole trustee of the trust. Reporting person disclaims beneficial ownership of the Tiffany & Co. stock held by the trust. /s/ Catherine W.H. So, Attorney-in-Fact 2020-11-30