0000098246-20-000082.txt : 20200603
0000098246-20-000082.hdr.sgml : 20200603
20200603181937
ACCESSION NUMBER: 0000098246-20-000082
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200601
FILED AS OF DATE: 20200603
DATE AS OF CHANGE: 20200603
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHUTZER WILLIAM A
CENTRAL INDEX KEY: 0001016750
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09494
FILM NUMBER: 20941314
MAIL ADDRESS:
STREET 1: C/O TIFFANY & CO LEGAL DEPT
STREET 2: 727 FIFTH AVE
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TIFFANY & CO
CENTRAL INDEX KEY: 0000098246
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-JEWELRY STORES [5944]
IRS NUMBER: 133228013
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 727 FIFTH AVE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2127558000
MAIL ADDRESS:
STREET 1: 727 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
wf-form4_159122276077350.xml
FORM 4
X0306
4
2020-06-01
0
0000098246
TIFFANY & CO
TIF
0001016750
SHUTZER WILLIAM A
TIFFANY & CO.
727 FIFTH AVENUE
NEW YORK
NY
10022
1
0
0
0
Common Stock $.01 Par
2020-06-01
4
A
0
1246
0
A
184530
D
Common Stock $.01 Par
107250
I
By KJC Ltd.
Common Stock $.01 Par
32210
I
By Article IV Trust
Includes 1,246 unvested restricted stock units, which will vest in accordance with their terms on the earlier of the one-year anniversary of the grant date, or the termination of the reporting person's service as a director due to death or disability.
Given for no consideration.
Includes 3,450 restricted stock units, 1,348 of which are vested; 856 of which are scheduled to vest on the earlier of June 4, 2020, or the termination of the reporting person's service as a director due to death or disability; and 1,246 of which are scheduled to vest on the earlier of June 1, 2021, or the termination of the reporting person's service as a director due to death or disability. The reporting person has elected to defer delivery of the 1,348 vested units (and thereby the delivery of the related shares) until six months after the date on which he ceases to be a director; the terms of the restricted stock units provide for earlier delivery upon the death, or the end of service as a result of disability, of the reporting person.
KJC Ltd. is a Delaware limited partnership of which the reporting person is the sole general partner and of which three of his adult children are limited partners. Reporting person disclaims beneficialownership of Tiffany & Co. stock held by KJC Ltd.
Article IV trust dated August 1, 2012 for one of the reporting person's adult children. Reporting person's spouse, Faye Shutzer, is the sole trustee of the trust. Reporting person disclaims beneficial ownership of the Tiffany & Co. stock held by the trust.
/s/ Catherine W.H. So, Attorney-in-Fact
2020-06-03