0000098246-19-000042.txt : 20190320 0000098246-19-000042.hdr.sgml : 20190320 20190320170735 ACCESSION NUMBER: 0000098246-19-000042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190318 FILED AS OF DATE: 20190320 DATE AS OF CHANGE: 20190320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHUTZER WILLIAM A CENTRAL INDEX KEY: 0001016750 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09494 FILM NUMBER: 19695216 MAIL ADDRESS: STREET 1: C/O TIFFANY & CO LEGAL DEPT STREET 2: 727 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIFFANY & CO CENTRAL INDEX KEY: 0000098246 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-JEWELRY STORES [5944] IRS NUMBER: 133228013 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 727 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127558000 MAIL ADDRESS: STREET 1: 727 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 4 1 wf-form4_155311604041832.xml FORM 4 X0306 4 2019-03-18 0 0000098246 TIFFANY & CO TIF 0001016750 SHUTZER WILLIAM A TIFFANY & CO. 727 FIFTH AVENUE NEW YORK NY 10022 1 0 0 0 Common Stock $.01 Par 2019-03-18 4 M 0 4717 26.10 A 181489 D Common Stock $.01 Par 32210 I By Article IV Trust Common Stock $.01 Par 107250 I By KJC Ltd. Non-Qualified Stock Option (Right to Buy) 26.1 2019-03-18 4 M 0 4717 0 D 2019-05-21 Common Stock $.01 Par 4717.0 0 D Includes 1,902 restricted stock units, 1,269 of which are vested and 633 of which will vest on the earlier of May 24, 2019, or the termination of the reporting person's service as a director due to death or disability. Article IV trust dated August 1, 2012 for one of the reporting person's adult children. Reporting person's spouse, Fay Shutzer, is the sole trustee of the trust. Reporting person disclaims beneficial ownership of the Tiffany & Co. stock held by the trust. KJC Ltd. is a Delaware limited partnership of which the reporting person is the sole general partner and of which three of his adult children are limited partners. Reporting person disclaims beneficial ownership of Tiffany & Co. stock held by KJC Ltd. Options granted pursuant to the Tiffany & Co. 2008 Directors Equity Compensation Plan, which complies with Rule 16b-3, on May 21, 2009. The option became exercisable in full on the first business day following the grant date. Total grant 4,717 shares. 0 shares previously exercised. /s/ John C. Duffy, Attorney-in-Fact 2019-03-20