0000098246-19-000042.txt : 20190320
0000098246-19-000042.hdr.sgml : 20190320
20190320170735
ACCESSION NUMBER: 0000098246-19-000042
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190318
FILED AS OF DATE: 20190320
DATE AS OF CHANGE: 20190320
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHUTZER WILLIAM A
CENTRAL INDEX KEY: 0001016750
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09494
FILM NUMBER: 19695216
MAIL ADDRESS:
STREET 1: C/O TIFFANY & CO LEGAL DEPT
STREET 2: 727 FIFTH AVE
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TIFFANY & CO
CENTRAL INDEX KEY: 0000098246
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-JEWELRY STORES [5944]
IRS NUMBER: 133228013
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 727 FIFTH AVE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2127558000
MAIL ADDRESS:
STREET 1: 727 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
wf-form4_155311604041832.xml
FORM 4
X0306
4
2019-03-18
0
0000098246
TIFFANY & CO
TIF
0001016750
SHUTZER WILLIAM A
TIFFANY & CO.
727 FIFTH AVENUE
NEW YORK
NY
10022
1
0
0
0
Common Stock $.01 Par
2019-03-18
4
M
0
4717
26.10
A
181489
D
Common Stock $.01 Par
32210
I
By Article IV Trust
Common Stock $.01 Par
107250
I
By KJC Ltd.
Non-Qualified Stock Option (Right to Buy)
26.1
2019-03-18
4
M
0
4717
0
D
2019-05-21
Common Stock $.01 Par
4717.0
0
D
Includes 1,902 restricted stock units, 1,269 of which are vested and 633 of which will vest on the earlier of May 24, 2019, or the termination of the reporting person's service as a director due to death or disability.
Article IV trust dated August 1, 2012 for one of the reporting person's adult children. Reporting person's spouse, Fay Shutzer, is the sole trustee of the trust. Reporting person disclaims beneficial ownership of the Tiffany & Co. stock held by the trust.
KJC Ltd. is a Delaware limited partnership of which the reporting person is the sole general partner and of which three of his adult children are limited partners. Reporting person disclaims beneficial ownership of Tiffany & Co. stock held by KJC Ltd.
Options granted pursuant to the Tiffany & Co. 2008 Directors Equity Compensation Plan, which complies with Rule 16b-3, on May 21, 2009. The option became exercisable in full on the first business day following the grant date.
Total grant 4,717 shares. 0 shares previously exercised.
/s/ John C. Duffy, Attorney-in-Fact
2019-03-20