0000098246-18-000057.txt : 20180119 0000098246-18-000057.hdr.sgml : 20180119 20180119182130 ACCESSION NUMBER: 0000098246-18-000057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180117 FILED AS OF DATE: 20180119 DATE AS OF CHANGE: 20180119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bogliolo Alessandro CENTRAL INDEX KEY: 0001719191 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09494 FILM NUMBER: 18538420 MAIL ADDRESS: STREET 1: 727 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIFFANY & CO CENTRAL INDEX KEY: 0000098246 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-JEWELRY STORES [5944] IRS NUMBER: 133228013 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 727 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127558000 MAIL ADDRESS: STREET 1: 727 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 4 1 wf-form4_151640407670535.xml FORM 4 X0306 4 2018-01-17 0 0000098246 TIFFANY & CO TIF 0001719191 Bogliolo Alessandro TIFFANY & CO. 200 FIFTH AVENUE NEW YORK NY 10010 1 1 0 0 Chief Executive Officer No Securities Are Beneficially Owned 0 D Employee Stock Option (Right to Buy) 108.99 2018-01-17 4 A 0 169092 0 A 2028-01-17 Common Stock $.01 Par 169092.0 169092 D Employee Stock Option (Right to Buy) 108.99 2018-01-17 4 A 0 70143 0 A 2028-01-17 Common Stock $.01 Par 70143.0 70143 D Performance-based Restricted Stock Units 2018-01-17 4 A 0 61934 0 A Common Stock $.01 Par 61934.0 61934 D Restricted Stock Units 2018-01-17 4 A 0 12846 0 A Common Stock $.01 Par 12846.0 12846 D Granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3. The option vests in four equal annual installments on January 17, 2019, 2020, 2021 and 2022. The option vests in three equal annual installments on October 2, 2018, 2019 and 2020. The performance-based restricted stock units convert to the issuer's common stock on a one-for-one basis. All or a percentage of the units will be converted to common stock if issuer satisfies financial performance criteria for the three-year performance period ending January 31, 2021. Performance-based restricted stock units not eligible for conversion at the end of such performance period will be canceled. The restricted stock units convert to the issuer's common stock on a one-for-one basis and will vest in three equal annual installments on October 2, 2018, 2019 and 2020. /s/ John C. Duffy, Attorney-in-Fact 2018-01-19