0000098246-18-000057.txt : 20180119
0000098246-18-000057.hdr.sgml : 20180119
20180119182130
ACCESSION NUMBER: 0000098246-18-000057
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180117
FILED AS OF DATE: 20180119
DATE AS OF CHANGE: 20180119
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bogliolo Alessandro
CENTRAL INDEX KEY: 0001719191
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09494
FILM NUMBER: 18538420
MAIL ADDRESS:
STREET 1: 727 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TIFFANY & CO
CENTRAL INDEX KEY: 0000098246
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-JEWELRY STORES [5944]
IRS NUMBER: 133228013
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 727 FIFTH AVE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2127558000
MAIL ADDRESS:
STREET 1: 727 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
wf-form4_151640407670535.xml
FORM 4
X0306
4
2018-01-17
0
0000098246
TIFFANY & CO
TIF
0001719191
Bogliolo Alessandro
TIFFANY & CO.
200 FIFTH AVENUE
NEW YORK
NY
10010
1
1
0
0
Chief Executive Officer
No Securities Are Beneficially Owned
0
D
Employee Stock Option (Right to Buy)
108.99
2018-01-17
4
A
0
169092
0
A
2028-01-17
Common Stock $.01 Par
169092.0
169092
D
Employee Stock Option (Right to Buy)
108.99
2018-01-17
4
A
0
70143
0
A
2028-01-17
Common Stock $.01 Par
70143.0
70143
D
Performance-based Restricted Stock Units
2018-01-17
4
A
0
61934
0
A
Common Stock $.01 Par
61934.0
61934
D
Restricted Stock Units
2018-01-17
4
A
0
12846
0
A
Common Stock $.01 Par
12846.0
12846
D
Granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3.
The option vests in four equal annual installments on January 17, 2019, 2020, 2021 and 2022.
The option vests in three equal annual installments on October 2, 2018, 2019 and 2020.
The performance-based restricted stock units convert to the issuer's common stock on a one-for-one basis.
All or a percentage of the units will be converted to common stock if issuer satisfies financial performance criteria for the three-year performance period ending January 31, 2021. Performance-based restricted stock units not eligible for conversion at the end of such performance period will be canceled.
The restricted stock units convert to the issuer's common stock on a one-for-one basis and will vest in three equal annual installments on October 2, 2018, 2019 and 2020.
/s/ John C. Duffy, Attorney-in-Fact
2018-01-19